Vault-13

INNOVATOR ETFS TRUST BSEP

US EQTY BUF SEP · ETP · CUSIP 45782C664

83 institutional holders +2 vs Q3 2022
4,185,3614.2m shares reported held*
$127.1mreported value*
8 new 18 added 27 reduced 6 sold out net sold ≈ $11.8m (-390.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.38.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 81Q4 22: 8383Q3 22Q4 22
Numbers
QuarterHolders
Q3 202281
Q4 202283

Biggest buyers

Cerity Partners LLC New +54,925+54.9k
Penserra Capital Management LLC Added +41,337+41.3k
CITADEL ADVISORS LLC New +14,899+14.9k
Berkshire Money Management, Inc. Added +14,256+14.3k
CoreCap Advisors, LLC Added +10,062+10.1k
Valtinson Bruner Financial Planning LLC Added +7,526+7.5k
MML INVESTORS SERVICES, LLC Added +6,739+6.7k
RAYMOND JAMES & ASSOCIATES New +6,692+6.7k
Sound View Wealth Advisors Group, LLC New +6,096+6.1k
Advisory Services Network, LLC New +5,000+5.0k

Biggest sellers

Karp Capital Management Corp Sold out -380,391-380.4k
OLD MISSION CAPITAL LLC Reduced -42,255-42.3k
Krilogy Financial LLC Sold out -27,481-27.5k
BECK CAPITAL MANAGEMENT, LLC Reduced -16,831-16.8k
AXXCESS WEALTH MANAGEMENT, LLC Sold out -16,016-16.0k
OSAIC HOLDINGS, INC. Reduced -15,638-15.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -11,873-11.9k
Transform Wealth, LLC Reduced -9,473-9.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -7,530-7.5k
BOKF, NA Sold out -7,504-7.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Brookstone Capital Management 13G · institution +11.4 pts · filed 2026-10-02 12.0% +11.4 pts 1.0m≈ $54.0m 2026-10-02

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sageworth Trust Co 1.87% of their portfolio LANCASTER, PA 776,400776.4k $23.5m $23.5m 1.87% Unchanged
2 Berkshire Money Management, Inc. 2.36% of their portfolio DALTON, MA 491,075491.1k $14.9m $14.9m 2.36% Added +14.3k +14,256
3 Lantz Financial LLC 4.34% of their portfolio NAPERVILLE, IL 314,560314.6k $9.5m $9.5m 4.34% Reduced -5.2k -5,203
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 279,494279.5k $8.5m $8.5m 0.02% Reduced -7.5k -7,530
5 Vantage Financial Partners, LLC 4.82% of their portfolio ELM GROVE, WI 266,831266.8k $8.1m $8.1m 4.82% Reduced -4.7k -4,678
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 176,175176.2k $5.3m $5.3m 0.01% Reduced -15.6k -15,638
7 Penserra Capital Management LLC 0.06% of their portfolio ORINDA, CA 97,44297.4k $3.0m $3.0m 0.06% Added +41.3k +41,337
8 Diligent Investors, LLC 0.94% of their portfolio REDLANDS, CA 94,49094.5k $2.9m $2.9m 0.94% Reduced -2.5k -2,500
9 CoreCap Advisors, LLC 0.19% of their portfolio SOUTHFIELD, MI 89,00089.0k $2.7m $2.7m 0.19% Added +10.1k +10,062
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 79,99680.0k $2.4m $2.4m 0.00% Added +1.5k +1,453
11 Valtinson Bruner Financial Planning LLC 1.42% of their portfolio NEW BRIGHTON, MN 79,12479.1k $2.4m $2.4m 1.42% Added +7.5k +7,526
12 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 75,24275.2k $2.3m $2.3m 0.02% Reduced -987 -987
13 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 64,41564.4k $2.0m $2.0m 0.01% Added +6.7k +6,739
14 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 54,92554.9k $1.7m $1.7m 0.01% New
15 LINCOLN NATIONAL CORP 0.04% of their portfolio RADNOR, PA 54,24154.2k $1.6m $1.6m 0.04% Reduced -16 -16
16 Outlook Wealth Advisors, LLC 0.77% of their portfolio SHENANDOAH, TX 53,38353.4k $1.6m $1.6m 0.77% Reduced -178 -178
17 DHJJ Financial Advisors, Ltd. 0.88% of their portfolio NAPERVILLE, IL 51,06651.1k $1.5m $1.5m 0.88% Reduced -1.2k -1,174
18 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 49,81849.8k $1.5m $1.5m 0.03% Reduced -2.4k -2,364
19 CAPITAL WEALTH MANAGEMENT, LLC 0.98% of their portfolio W. WARWICK, RI 47,67847.7k $1.4m $1.4m 0.98% Reduced -3.9k -3,867
20 Delta Investment Management, LLC 0.46% of their portfolio SAN FRANCISCO, CA 46,78546.8k $1.4m $1.4m 0.46% Reduced -4.1k -4,076
21 WealthPLAN Partners, LLC 0.10% of their portfolio OMAHA, NE 44,10744.1k $1.4m $1.4m 0.10% First filing
22 WealthPlan Investment Management, LLC 0.10% of their portfolio OMAHA, NE 44,10744.1k $1.4m $1.4m 0.10% Added +479 +479
23 Maltin Wealth Management, Inc. 0.86% of their portfolio RIDGEWOOD, NJ 38,92238.9k $1.2m $1.2m 0.86% Unchanged
24 Steward Financial Group LLC 0.58% of their portfolio COLLEYVILLE, TX 38,40038.4k $1.2m $1.2m 0.58% Unchanged
25 Strategic Blueprint, LLC 0.13% of their portfolio ATLANTA, GA 37,50637.5k $1.1m $1.1m 0.13% Unchanged
26 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.35% of their portfolio BLUE BELL, PA 34,90634.9k $1.1m $1.1m 0.35% Reduced -5.7k -5,685
27 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 34,69934.7k $1.1m $1.1m 0.05% Reduced -42.3k -42,255
28 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 34,32734.3k $1.0m $1.0m 0.01% Reduced -2.4k -2,368
29 BCS Wealth Management 0.43% of their portfolio JOHNSON CITY, TN 33,53133.5k $1.0m $1.0m 0.43% Reduced -262 -262
30 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 28,29228.3k $858.1k $858.1k 0.02% Reduced -423 -423
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 26,23926.2k $796.0k $796.0k 0.00% Added +2.3k +2,298
32 INTEGRAL INVESTMENT ADVISORS, INC. 0.61% of their portfolio TURLOCK, CA 25,96326.0k $787.5k $787.5k 0.61% Reduced -290 -290
33 Bellwether Advisors, LLC 0.20% of their portfolio LINCOLN, NE 23,17323.2k $702.8k $702.8k 0.20% Reduced -226 -226
34 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 21,59621.6k $655.0k $655.0k 0.01% Added +945 +945
35 Garden State Investment Advisory Services LLC 0.38% of their portfolio Red Bank, NJ 21,25021.2k $644.5k $644.5k 0.38% First filing
36 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.07% of their portfolio CEDAR RAPIDS, IA 19,44819.4k $589.9k $589.9k 0.07% Unchanged
37 Fragasso Financial Advisors Inc 0.07% of their portfolio SEWICKLEY, PA 19,33619.3k $586.5k $586.5k 0.07% Unchanged
38 Pinnacle Wealth Management Group, Inc. 0.52% of their portfolio PLYMOUTH, MI 19,29019.3k $585.0k $585.0k 0.52% Added +1.7k +1,730
39 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 19,26719.3k $584.0k $584.0k 0.00% Reduced -361 -361
40 Chicago Partners Investment Group LLC 0.04% of their portfolio CHICAGO, IL 18,37518.4k $595.8k $595.8k 0.04% Reduced -188 -188
41 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 17,67917.7k $536.0k $536.0k 0.01% Added +54 +54
42 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 17,61417.6k $534.2k $534.2k 0.01% Added +275 +275
43 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 17,30817.3k $525.0k $525.0k 0.00% Unchanged
44 Evolution Wealth Advisors, LLC 0.13% of their portfolio AVENTURA, FL 17,28517.3k $524.3k $524.3k 0.13% Unchanged
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,89914.9k $451.9k $451.9k 0.00% New
46 Capital Investment Advisory Services, LLC 0.05% of their portfolio RALEIGH, NC 14,88414.9k $451.4k $451.4k 0.05% Unchanged
47 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 14,42314.4k $355.0k $355.0k 0.01% Unchanged
48 Retirement Planning Group, LLC 0.05% of their portfolio LEAWOOD, KS 14,33414.3k $434.8k $434.8k 0.05% Reduced -1.7k -1,738
49 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 13,37013.4k $406.0k $406.0k 0.02% Unchanged
50 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 13,21013.2k $400.7k $400.7k 0.06% Added +557 +557
51 BECK CAPITAL MANAGEMENT, LLC 0.16% of their portfolio AUSTIN, TX 12,72612.7k $386.0k $386.0k 0.16% Reduced -16.8k -16,831
52 MAS Advisors LLC 0.36% of their portfolio Miami, FL 12,59312.6k $381.9k $381.9k 0.36% Reduced -6.9k -6,902
53 Beacon Financial Advisory LLC 0.26% of their portfolio CLEVELAND, OH 12,18812.2k $369.7k $369.7k 0.26% Unchanged
54 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 12,13112.1k $368.0k $368.0k 0.01% Added +1.6k +1,571
55 Kathmere Capital Management, LLC 0.06% of their portfolio WAYNE, PA 11,17211.2k $338.8k $338.8k 0.06% Reduced -3.0k -3,036
56 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,14411.1k $338.0k $338.0k 0.00% Unchanged
57 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,73210.7k $325.5k $325.5k 0.00% Added +2.8k +2,764
58 BCGM Wealth Management, LLC 0.15% of their portfolio LAFAYETTE, IN 10,00010.0k $303.3k $303.3k 0.15% Unchanged
59 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 9,4369.4k $286.2k $286.2k 0.02% Added +5.0k +4,958
60 Transform Wealth, LLC 0.03% of their portfolio GREENWOOD VILLAGE, CO 8,7268.7k $264.7k $264.7k 0.03% Reduced -9.5k -9,473
61 M Holdings Securities, Inc. 0.03% of their portfolio PORTLAND, OR 8,5758.6k $260.0k $260.0k 0.03% Reduced -2 -2
62 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.08% of their portfolio Westlake, OH 8,1818.2k $248.1k $248.1k 0.08% First filing
63 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 8,0638.1k $245.0k $245.0k 0.02% Unchanged
64 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 7,5977.6k $230.4k $230.4k 0.01% Unchanged
65 Cedar Brook Financial Partners, LLC 0.06% of their portfolio CLEVELAND, OH 7,0217.0k $212.9k $212.9k 0.06% Unchanged
66 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,6926.7k $203.0k $203.0k 0.00% New
67 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,1506.2k $187.0k $187.0k 0.00% Added +4.2k +4,207
68 Sound View Wealth Advisors Group, LLC 0.02% of their portfolio SAVANNAH, GA 6,0966.1k $223.6k $223.6k 0.02% New
69 Orion Capital Management LLC 0.13% of their portfolio CORONADO, CA 5,6615.7k $171.7k $171.7k 0.13% Unchanged
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,1855.2k $157.3k $157.3k 0.00% Unchanged
71 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 5,0005.0k $151.7k $151.7k 0.00% New
72 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 4,0004.0k $121.0k $121.0k 0.01% Unchanged
73 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,8583.9k $117.0k $117.0k 0.00% Added +2.2k +2,224
74 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 3,8053.8k $115.4k $115.4k 0.00% Unchanged
75 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,7902.8k $85.0k $85.0k 0.00% Unchanged
76 Sugarloaf Wealth Management, LLC 0.02% of their portfolio DULUTH, GA 2,1002.1k $63.7k $63.7k 0.02% Unchanged
77 Archer Investment Corp 0.02% of their portfolio Carmel, IN 2,0032.0k $60.8k $60.8k 0.02% Unchanged
78 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 583583 $17.7k $17.7k 0.00% Unchanged
79 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 500500 $15.0k $15.0k 0.00% New
80 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 491491 $14.9k $14.9k 0.00% Unchanged
81 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 207207 $6.0k $6.0k 0.00% New
82 CORRADO ADVISORS, LLC 0.00% of their portfolio RAMSEY, NJ 7575 $2.3k $2.3k 0.00% New
83 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged