Vault-13

INNOVATOR ETFS TRUST PSEP

US EQTY PWR BUF · ETP · CUSIP 45782C656

161 institutional holders +0 vs Q4 2023
14,664,07014.7m shares reported held*
$535.2mreported value*
13 new 19 added 79 reduced 14 sold out net sold ≈ $63.1m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.49.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 138Q4 22: 155Q1 23: 154Q2 23: 144Q3 23: 155Q4 23: 161Q1 24: 161161Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022138
Q4 2022155
Q1 2023154
Q2 2023144
Q3 2023155
Q4 2023161
Q1 2024161

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 49 bought or addedQ1 23: 73 cut or sold outQ1 23Q2 23: 23 bought or addedQ2 23: 98 cut or sold outQ2 23Q3 23: 97 bought or addedQ3 23: 55 cut or sold outQ3 23Q4 23: 65 bought or addedQ4 23: 56 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 93 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227053
Q1 20234973
Q2 20232398
Q3 20239755
Q4 20236556
Q1 20243293

Biggest buyers

Cetera Investment Advisers Added +188,157+188.2k
Kestra Advisory Services, LLC Added +136,113+136.1k
Penserra Capital Management LLC Added +72,135+72.1k
JANE STREET GROUP, LLC Added +63,200+63.2k
CreativeOne Wealth, LLC Added +41,245+41.2k
LPL Financial LLC Added +38,197+38.2k
Tradition Wealth Management, LLC New +32,798+32.8k
RFG Advisory, LLC New +27,620+27.6k
HRT FINANCIAL LP New +26,645+26.6k
Joseph Group Capital Management Added +14,575+14.6k

Biggest sellers

Brookstone Capital Management Reduced -808,004-808.0k
MAI Capital Management Reduced -274,501-274.5k
Outlook Wealth Advisors, LLC Reduced -168,682-168.7k
ALLIANCEBERNSTEIN L.P. Reduced -146,688-146.7k
Cetera Advisor Networks LLC Sold out -140,023-140.0k
Cetera Advisors LLC Sold out -87,561-87.6k
AE Wealth Management LLC Reduced -75,470-75.5k
TOWNSQUARE CAPITAL LLC Reduced -70,058-70.1k
OSAIC HOLDINGS, INC. Reduced -67,647-67.6k
O'Connor Financial Group LLC Sold out -41,581-41.6k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 4,245,4934.2m $155.0m $155.0m 0.05% Reduced -146.7k -146,688
2 Penserra Capital Management LLC 0.43% of their portfolio ORINDA, CA 942,577942.6k $34.4m $34.4m 0.43% Added +72.1k +72,135
3 Stuart Chaussee & Associates, Inc. 7.27% of their portfolio BEVERLY HILLS, CA 692,594692.6k $25.3m $25.3m 7.27% Reduced -1.6k -1,635
4 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 640,791640.8k $23.4m $23.4m 0.04% Reduced -28.2k -28,171
5 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 412,837412.8k $15.1m $15.1m 0.03% Reduced -67.6k -67,647
6 Joseph Group Capital Management 7.38% of their portfolio COLUMBUS, OH 403,585403.6k $14.7m $14.7m 7.38% Added +14.6k +14,575
7 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 392,093392.1k $14.3m $14.3m 0.02% Reduced -33.2k -33,249
8 Cresset Asset Management, LLC 0.06% of their portfolio Chicago, IL 358,119358.1k $13.1m $13.1m 0.06% Reduced -3.2k -3,238
9 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 290,247290.2k $10.6m $10.6m 0.07% Added +136.1k +136,113
10 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 256,542256.5k $9.4m $9.4m 0.02% Reduced -14.9k -14,891
11 MBL Wealth, LLC 1.01% of their portfolio CHARLOTTE, NC 243,134243.1k $8.9m $8.9m 1.01% Reduced -8.4k -8,393
12 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 227,628227.6k $8.3m $8.3m 0.01% Reduced -25.9k -25,883
13 Strategic Wealth Partners Group, LLC 0.89% of their portfolio DEERFIELD, IL 219,834219.8k $8.0m $8.0m 0.89% Reduced -11.9k -11,932
14 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 216,888216.9k $7.9m $7.9m 0.02% Added +188.2k +188,157
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 200,759200.8k $7.3m $7.3m 0.00% Added +38.2k +38,197
16 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 180,462180.5k $6.6m $6.6m 0.07% Reduced -40.0k -40,001
17 Garden State Investment Advisory Services LLC 2.21% of their portfolio Red Bank, NJ 165,300165.3k $6.0m $6.0m 2.21% Reduced -8 -8
18 LINCOLN NATIONAL CORP 0.08% of their portfolio RADNOR, PA 142,065142.1k $5.2m $5.2m 0.08% Reduced -8.5k -8,463
19 YARGER WEALTH STRATEGIES, LLC 3.35% of their portfolio WESTERVILLE, OH 134,693134.7k $4.9m $4.9m 3.35% Reduced -2.4k -2,444
20 Bellwether Advisors, LLC 1.07% of their portfolio LINCOLN, NE 133,036133.0k $4.9m $4.9m 1.07% Reduced -232 -232
21 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 132,653132.7k $4.8m $4.8m 0.01% Reduced -10.7k -10,690
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 131,675131.7k $4.8m $4.8m 0.00% Reduced -36.0k -35,973
23 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 127,685127.7k $4.7m $4.7m 0.05% Reduced -75.5k -75,470
24 Forvis Mazars Wealth Advisors, LLC 0.12% of their portfolio Springfield, MO 124,819124.8k $4.6m $4.6m 0.12% Reduced -2.2k -2,195
25 Brookstone Capital Management 0.08% of their portfolio WHEATON, IL 120,009120.0k $4.4m $4.4m 0.08% Reduced -808.0k -808,004
26 Advisory Alpha, LLC 0.17% of their portfolio HOLLAND, MI 113,362113.4k $4.1m $4.1m 0.17% Reduced -150 -150
27 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 112,959113.0k $4.1m $4.1m 0.02% Reduced -9.9k -9,878
28 KFG WEALTH MANAGEMENT, LLC 1.44% of their portfolio GRANGER, IN 96,05996.1k $3.5m $3.5m 1.44% Reduced -14.2k -14,191
29 CoreCap Advisors, LLC 0.18% of their portfolio SOUTHFIELD, MI 94,52794.5k $3.5m $3.5m 0.18% Added +1.2k +1,220
30 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 83,88383.9k $3.1m $3.1m 0.01% Unchanged
31 Pillar Wealth Advisors, LLC 2.30% of their portfolio WESTTOWN, PA 83,48183.5k $3.0m $3.0m 2.30% Unchanged
32 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 79,94679.9k $2.9m $2.9m 0.01% Reduced -22.1k -22,088
33 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 79,42579.4k $2.9m $2.9m 0.03% Reduced -274.5k -274,501
34 Weaver Capital Management LLC 0.98% of their portfolio SUWANEE, GA 77,29677.3k $2.8m $2.8m 0.98% Reduced -366 -366
35 InterOcean Capital Group, LLC 0.06% of their portfolio NASHVILLE, TN 72,70072.7k $2.7m $2.7m 0.06% Reduced -4.5k -4,500
36 BECK CAPITAL MANAGEMENT, LLC 0.72% of their portfolio AUSTIN, TX 69,00769.0k $2.5m $2.5m 0.72% Reduced -4.4k -4,371
37 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 69,00469.0k $2.5m $2.5m 0.00% Added +63.2k +63,200
38 First Commonwealth Financial Corp /PA/ 0.67% of their portfolio Indiana, PA 68,87368.9k $2.5m $2.5m 0.67% Added +3.6k +3,563
39 Diligent Investors, LLC 0.61% of their portfolio REDLANDS, CA 66,93066.9k $2.4m $2.4m 0.61% Unchanged
40 TOWNSQUARE CAPITAL LLC 0.04% of their portfolio Lehi, UT 66,13066.1k $2.4m $2.4m 0.04% Reduced -70.1k -70,058
41 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 64,81164.8k $2.4m $2.4m 0.02% Added +3.5k +3,525
42 MTM FINANCIAL GROUP, LLC 1.56% of their portfolio BETHLEHEM, PA 64,47064.5k $2.4m $2.4m 1.56% Unchanged
43 CORRADO ADVISORS, LLC 1.52% of their portfolio RAMSEY, NJ 63,36463.4k $2.3m $2.3m 1.52% Reduced -2.3k -2,316
44 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 62,60362.6k $2.3m $2.3m 0.01% Reduced -19.6k -19,579
45 ALTFEST L J & CO INC 0.30% of their portfolio NEW YORK, NY 58,10158.1k $2.1m $2.1m 0.30% Reduced -1.2k -1,166
46 Visionary Wealth Advisors 0.14% of their portfolio O'FALLON, IL 57,36257.4k $2.1m $2.1m 0.14% Reduced -11.8k -11,809
47 CreativeOne Wealth, LLC 0.08% of their portfolio OVERLAND PARK, KS 55,76855.8k $2.0m $2.0m 0.08% Added +41.2k +41,245
48 Pathway Financial Advisors LLC 0.55% of their portfolio SOUTH BURLINGTON, VT 55,45055.5k $2.0m $2.0m 0.55% Reduced -140 -140
49 Valtinson Bruner Financial Planning LLC 0.86% of their portfolio NEW BRIGHTON, MN 55,12355.1k $2.0m $2.0m 0.86% Reduced -11.6k -11,636
50 Keystone Wealth Services, LLC 0.65% of their portfolio PALM DESERT, CA 55,10355.1k $2.0m $2.0m 0.65% Reduced -433 -433
51 Camelot Portfolios, LLC 1.94% of their portfolio Maumee, OH 54,23854.2k $2.0m $2.0m 1.94% Reduced -16.6k -16,593
52 BCS Wealth Management 0.62% of their portfolio JOHNSON CITY, TN 52,96253.0k $1.9m $1.9m 0.62% Reduced -5.7k -5,678
53 BCGM Wealth Management, LLC 0.68% of their portfolio LAFAYETTE, IN 52,07552.1k $1.9m $1.9m 0.68% Reduced -1.5k -1,501
54 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 50,06150.1k $1.8m $1.8m 0.03% Reduced -812 -812
55 CITY HOLDING CO 0.27% of their portfolio CHARLESTON, WV 48,93048.9k $1.8m $1.8m 0.27% Reduced -300 -300
56 Cape Investment Advisory, Inc. 0.80% of their portfolio MCDONOUGH, GA 46,99047.0k $1.7m $1.7m 0.80% Reduced -2.2k -2,200
57 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 46,15846.2k $1.7m $1.7m 0.01% Reduced -2.3k -2,289
58 Pinnacle Wealth Management Group, Inc. 1.18% of their portfolio PLYMOUTH, MI 43,64543.6k $1.6m $1.6m 1.18% Reduced -11.2k -11,250
59 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 42,99943.0k $1.6m $1.6m 0.01% Added +228 +228
60 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 40,44140.4k $1.5m $1.5m 0.02% Reduced -19.0k -18,953
61 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 38,00038.0k $1.4m $1.4m 0.04% Unchanged
62 BROWN WEALTH MANAGEMENT, LLC 0.55% of their portfolio NAPERVILLE, IL 36,74836.7k $1.3m $1.3m 0.55% Reduced -692 -692
63 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 35,58935.6k $1.3m $1.3m 0.00% Added +434 +434
64 Tradition Wealth Management, LLC 0.12% of their portfolio EDINA, MN 32,79832.8k $1.2m $1.2m 0.12% New
65 Summit Wealth Partners, LLC 0.24% of their portfolio Orlando, FL 30,41230.4k $1.1m $1.1m 0.24% Reduced -41.6k -41,573
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,19529.2k $1.1m $1.1m 0.00% Reduced -685 -685
67 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 27,62027.6k $1.0m $1.0m 0.03% New
68 Outlook Wealth Advisors, LLC 0.31% of their portfolio SHENANDOAH, TX 27,29127.3k $996.1k $996.1k 0.31% Reduced -168.7k -168,682
69 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 26,64526.6k $972.0k $972.0k 0.01% New
70 Bedel Financial Consulting, Inc. 0.14% of their portfolio INDIANAPOLIS, IN 24,74424.7k $903.2k $903.2k 0.14% Reduced -155 -155
71 Sugarloaf Wealth Management, LLC 0.18% of their portfolio DULUTH, GA 24,28924.3k $886.5k $886.5k 0.18% Unchanged
72 Straight Path Wealth Management 0.47% of their portfolio Jenison, MI 22,71122.7k $829.0k $829.0k 0.47% Unchanged
73 Patriot Financial Group Insurance Agency, LLC 0.13% of their portfolio Westborough, MA 22,21422.2k $810.8k $810.8k 0.13% Added +300 +300
74 FSA Advisors, Inc. 0.86% of their portfolio TROY, MI 21,87621.9k $798.5k $798.5k 0.86% Reduced -285 -285
75 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 20,12720.1k $734.6k $734.6k 0.02% Unchanged
76 WEALTH ALLIANCE, LLC 0.09% of their portfolio MELLVILLE, NY 19,65919.7k $717.6k $717.6k 0.09% Unchanged
77 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 19,47219.5k $699.2k $699.2k 0.03% First filing
78 Capital Analysts, LLC 0.03% of their portfolio FORT WASHINGTON, PA 19,43719.4k $710.0k $710.0k 0.03% Reduced -38 -38
79 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 19,30819.3k $704.7k $704.7k 0.01% Unchanged
80 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 18,84918.8k $681.8k $681.8k 0.03% Unchanged
81 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 18,34518.3k $669.6k $669.6k 0.02% Added +11.6k +11,568
82 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 18,00118.0k $657.0k $657.0k 0.06% Reduced -37 -37
83 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 17,52417.5k $639.6k $639.6k 0.01% Unchanged
84 ARS Wealth Advisors Group, LLC 0.08% of their portfolio St. Petersburg, FL 17,08217.1k $623.5k $623.5k 0.08% Unchanged
85 BigSur Wealth Management LLC 0.18% of their portfolio MIAMI, FL 16,00016.0k $584.0k $584.0k 0.18% Unchanged
86 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 15,95015.9k $582.2k $582.2k 0.03% Unchanged
87 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 15,81915.8k $512.5k $512.5k 0.01% Added +5.7k +5,700
88 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 15,40015.4k $562.1k $562.1k 0.03% Reduced -130 -130
89 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,16515.2k $553.5k $553.5k 0.00% Reduced -1.9k -1,854
90 Strategic Blueprint, LLC 0.04% of their portfolio ATLANTA, GA 15,02415.0k $548.4k $548.4k 0.04% Reduced -1.1k -1,100
91 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 14,64714.6k $534.6k $534.6k 0.06% Reduced -349 -349
92 Three Seasons Wealth, LLC 0.37% of their portfolio SALT LAKE CITY, UT 14,35214.4k $522.4k $522.4k 0.37% Unchanged
93 Compass Advisory Group LLC 0.23% of their portfolio MELVILLE, NY 14,27814.3k $521.1k $521.1k 0.23% Unchanged
94 Requisite Capital Management, LLC 0.11% of their portfolio DALLAS, TX 14,16614.2k $517.1k $517.1k 0.11% Unchanged
95 Cardinal Point Capital Management ULC 0.10% of their portfolio TORONTO, A6 13,95013.9k $509.2k $509.2k 0.10% Unchanged
96 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 13,67813.7k $499.2k $499.2k 0.01% Reduced -19.3k -19,298
97 Weaver Consulting Group 0.18% of their portfolio HUNTINGTON BEACH, CA 13,54013.5k $494.2k $494.2k 0.18% Reduced -22 -22
98 NCM Capital Management, LLC 0.28% of their portfolio RAMSEY, NJ 13,45413.5k $491.1k $491.1k 0.28% Unchanged
99 CYPRESS FINANCIAL PLANNING LLC 0.22% of their portfolio HADDON HEIGHTS, NJ 13,45313.5k $491.0k $491.0k 0.22% Added +84 +84
100 Continuum Advisory, LLC 0.07% of their portfolio EAGLE, ID 13,20313.2k $485.0k $485.0k 0.07% Reduced -296 -296