Vault-13

INNOVATOR ETFS TRUST PSEP

US EQTY PWR BUF · ETP · CUSIP 45782C656

161 institutional holders +6 vs Q3 2023
16,384,54816.4m shares reported held*
$569.7mreported value*
15 new 50 added 46 reduced 10 sold out net bought ≈ $21.0m (+604.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.77.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 138Q4 22: 155Q1 23: 154Q2 23: 144Q3 23: 155Q4 23: 161161Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022138
Q4 2022155
Q1 2023154
Q2 2023144
Q3 2023155
Q4 2023161

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 49 bought or addedQ1 23: 73 cut or sold outQ1 23Q2 23: 23 bought or addedQ2 23: 98 cut or sold outQ2 23Q3 23: 97 bought or addedQ3 23: 55 cut or sold outQ3 23Q4 23: 65 bought or addedQ4 23: 56 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227053
Q1 20234973
Q2 20232398
Q3 20239755
Q4 20236556

Biggest buyers

Brookstone Capital Management Added +333,659+333.7k
Strategic Wealth Partners Group, LLC New +231,766+231.8k
Penserra Capital Management LLC Added +170,506+170.5k
LPL Financial LLC Added +109,504+109.5k
MERCER GLOBAL ADVISORS INC /ADV Added +93,034+93.0k
Kestra Advisory Services, LLC Added +72,997+73.0k
NewEdge Advisors, LLC Added +50,752+50.8k
OLD MISSION CAPITAL LLC New +32,976+33.0k
Straight Path Wealth Management New +22,711+22.7k
Beacon Pointe Advisors, LLC Added +20,503+20.5k

Biggest sellers

Janney Montgomery Scott LLC Reduced -137,112-137.1k
ALLIANCEBERNSTEIN L.P. Reduced -92,538-92.5k
MAI Capital Management Reduced -64,608-64.6k
Forvis Mazars Wealth Advisors, LLC Reduced -53,109-53.1k
CITY HOLDING CO Reduced -43,200-43.2k
OSAIC HOLDINGS, INC. Reduced -32,291-32.3k
Cetera Investment Advisers Reduced -31,725-31.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -30,386-30.4k
EVERMAY WEALTH MANAGEMENT LLC Sold out -28,748-28.7k
AVANTAX ADVISORY SERVICES, INC. Reduced -21,700-21.7k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.06% of their portfolio NASHVILLE, TN 4,392,1814.4m $152.7m $152.7m 0.06% Reduced -92.5k -92,538
2 Brookstone Capital Management 0.63% of their portfolio WHEATON, IL 928,013928.0k $32.3m $32.3m 0.63% Added +333.7k +333,659
3 Penserra Capital Management LLC 0.57% of their portfolio ORINDA, CA 870,442870.4k $30.3m $30.3m 0.57% Added +170.5k +170,506
4 Stuart Chaussee & Associates, Inc. 7.04% of their portfolio BEVERLY HILLS, CA 694,229694.2k $24.1m $24.1m 7.04% Added +2.8k +2,848
5 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 668,962669.0k $23.3m $23.3m 0.04% Added +8.4k +8,422
6 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 480,484480.5k $16.7m $16.7m 0.03% Reduced -32.3k -32,291
7 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 425,342425.3k $14.8m $14.8m 0.02% Reduced -4.8k -4,757
8 Joseph Group Capital Management 7.85% of their portfolio COLUMBUS, OH 389,010389.0k $13.5m $13.5m 7.85% Added +14.1k +14,117
9 Cresset Asset Management, LLC 0.08% of their portfolio Chicago, IL 361,357361.4k $12.6m $12.6m 0.08% Reduced -8.9k -8,929
10 MAI Capital Management 0.16% of their portfolio INDEPENDENCE, OH 353,926353.9k $12.3m $12.3m 0.16% Reduced -64.6k -64,608
11 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 271,433271.4k $9.4m $9.4m 0.03% Reduced -30.4k -30,386
12 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 253,511253.5k $8.8m $8.8m 0.01% Added +20.0k +19,981
13 MBL Wealth, LLC 1.09% of their portfolio CHARLOTTE, NC 251,527251.5k $8.7m $8.7m 1.09% Added +1.5k +1,461
14 Strategic Wealth Partners Group, LLC 1.02% of their portfolio DEERFIELD, IL 231,766231.8k $8.1m $8.1m 1.02% New
15 Beacon Pointe Advisors, LLC 0.09% of their portfolio NEWPORT BEACH, CA 220,463220.5k $7.7m $7.7m 0.09% Added +20.5k +20,503
16 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 203,155203.2k $7.2m $7.2m 0.04% Reduced -15.3k -15,300
17 Outlook Wealth Advisors, LLC 2.38% of their portfolio SHENANDOAH, TX 195,973196.0k $6.8m $6.8m 2.38% Reduced -6.2k -6,203
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 167,648167.6k $5.8m $5.8m 0.00% Reduced -13.8k -13,797
19 Garden State Investment Advisory Services LLC 2.32% of their portfolio Red Bank, NJ 165,308165.3k $5.7m $5.7m 2.32% Added +222 +222
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 162,562162.6k $5.7m $5.7m 0.00% Added +109.5k +109,504
21 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 154,134154.1k $5.4m $5.4m 0.04% Added +73.0k +72,997
22 LINCOLN NATIONAL CORP 0.09% of their portfolio RADNOR, PA 150,528150.5k $5.2m $5.2m 0.09% Added +7.8k +7,786
23 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 143,343143.3k $5.0m $5.0m 0.01% Added +604 +604
24 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 140,023140.0k $4.9m $4.9m 0.03% Reduced -15.2k -15,201
25 YARGER WEALTH STRATEGIES, LLC 3.85% of their portfolio WESTERVILLE, OH 137,137137.1k $4.8m $4.8m 3.85% Reduced -5.6k -5,611
26 TOWNSQUARE CAPITAL LLC 0.08% of their portfolio Lehi, UT 136,188136.2k $4.7m $4.7m 0.08% Added +7.1k +7,061
27 Bellwether Advisors, LLC 1.14% of their portfolio LINCOLN, NE 133,268133.3k $4.6m $4.6m 1.14% Reduced -161 -161
28 Forvis Mazars Wealth Advisors, LLC 0.12% of their portfolio Springfield, MO 127,014127.0k $4.4m $4.4m 0.12% Reduced -53.1k -53,109
29 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 122,837122.8k $4.3m $4.3m 0.02% Reduced -6.0k -5,987
30 Advisory Alpha, LLC 0.18% of their portfolio HOLLAND, MI 113,512113.5k $3.9m $3.9m 0.18% Added +7.4k +7,403
31 KFG WEALTH MANAGEMENT, LLC 1.75% of their portfolio GRANGER, IN 110,250110.2k $3.8m $3.8m 1.75% Reduced -10.8k -10,770
32 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 102,034102.0k $3.5m $3.5m 0.01% Added +93.0k +93,034
33 CoreCap Advisors, LLC 0.21% of their portfolio SOUTHFIELD, MI 93,30793.3k $3.2m $3.2m 0.21% Added +9.4k +9,389
34 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 87,56187.6k $3.0m $3.0m 0.04% Added +2.2k +2,168
35 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 83,88383.9k $2.9m $2.9m 0.01% Unchanged
36 Pillar Wealth Advisors, LLC 2.24% of their portfolio WESTTOWN, PA 83,48183.5k $2.9m $2.9m 2.24% Unchanged
37 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 82,18282.2k $2.9m $2.9m 0.01% Reduced -137.1k -137,112
38 Weaver Capital Management LLC 1.09% of their portfolio SUWANEE, GA 77,66277.7k $2.7m $2.7m 1.09% First filing
39 InterOcean Capital Group, LLC 0.07% of their portfolio NASHVILLE, TN 77,20077.2k $2.7m $2.7m 0.07% Reduced -2.1k -2,055
40 BECK CAPITAL MANAGEMENT, LLC 0.87% of their portfolio AUSTIN, TX 73,37873.4k $2.6m $2.6m 0.87% Reduced -1.0k -1,013
41 Summit Wealth Partners, LLC 0.58% of their portfolio Orlando, FL 71,98572.0k $2.5m $2.5m 0.58% Reduced -6.5k -6,514
42 Camelot Portfolios, LLC 1.46% of their portfolio Maumee, OH 70,83170.8k $2.5m $2.5m 1.46% Added +9.6k +9,635
43 Visionary Wealth Advisors 0.18% of their portfolio O'FALLON, IL 69,17169.2k $2.4m $2.4m 0.18% Reduced -3.0k -3,002
44 Diligent Investors, LLC 0.64% of their portfolio REDLANDS, CA 66,93066.9k $2.3m $2.3m 0.64% Added +5.1k +5,065
45 Valtinson Bruner Financial Planning LLC 1.19% of their portfolio NEW BRIGHTON, MN 66,75966.8k $2.3m $2.3m 1.19% Added +2.2k +2,224
46 CORRADO ADVISORS, LLC 1.87% of their portfolio RAMSEY, NJ 65,68065.7k $2.3m $2.3m 1.87% Reduced -3.1k -3,103
47 First Commonwealth Financial Corp /PA/ 0.70% of their portfolio Indiana, PA 65,31065.3k $2.3m $2.3m 0.70% Added +2.3k +2,263
48 MTM FINANCIAL GROUP, LLC 1.64% of their portfolio BETHLEHEM, PA 64,47064.5k $2.2m $2.2m 1.64% Added +1.7k +1,715
49 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 61,28661.3k $2.2m $2.2m 0.02% Added +50.8k +50,752
50 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 59,39459.4k $2.1m $2.1m 0.03% Added +16.8k +16,777
51 ALTFEST L J & CO INC 0.30% of their portfolio NEW YORK, NY 59,26759.3k $2.1m $2.1m 0.30% Reduced -5.1k -5,051
52 BCS Wealth Management 0.75% of their portfolio JOHNSON CITY, TN 58,64058.6k $2.0m $2.0m 0.75% Reduced -9.2k -9,188
53 Pathway Financial Advisors LLC 0.56% of their portfolio SOUTH BURLINGTON, VT 55,59055.6k $1.9m $1.9m 0.56% Unchanged
54 Keystone Wealth Services, LLC 0.66% of their portfolio PALM DESERT, CA 55,53655.5k $1.9m $1.9m 0.66% Reduced -6.3k -6,350
55 Pinnacle Wealth Management Group, Inc. 1.57% of their portfolio PLYMOUTH, MI 54,89554.9k $1.9m $1.9m 1.57% Added +1.8k +1,840
56 BCGM Wealth Management, LLC 0.76% of their portfolio LAFAYETTE, IN 53,57653.6k $1.9m $1.9m 0.76% Unchanged
57 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 50,87350.9k $1.8m $1.8m 0.03% Added +11.0k +11,000
58 CITY HOLDING CO 0.28% of their portfolio CHARLESTON, WV 49,23049.2k $1.7m $1.7m 0.28% Reduced -43.2k -43,200
59 Cape Investment Advisory, Inc. 0.84% of their portfolio MCDONOUGH, GA 49,19049.2k $1.7m $1.7m 0.84% Unchanged
60 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 48,44748.4k $1.7m $1.7m 0.02% Reduced -21.7k -21,700
61 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 42,77142.8k $1.5m $1.5m 0.01% Added +5.8k +5,751
62 O'Connor Financial Group LLC 0.89% of their portfolio QUINCY, IL 41,58141.6k $1.4m $1.4m 0.89% Added +55 +55
63 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 38,00038.0k $1.3m $1.3m 0.05% Unchanged
64 BROWN WEALTH MANAGEMENT, LLC 0.58% of their portfolio NAPERVILLE, IL 37,44037.4k $1.3m $1.3m 0.58% Added +5.8k +5,755
65 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 35,15535.2k $1.2m $1.2m 0.00% Reduced -120 -120
66 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 32,97633.0k $1.1m $1.1m 0.03% New
67 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,88029.9k $1.0m $1.0m 0.00% Added +15.6k +15,563
68 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 28,73128.7k $998.7k $998.7k 0.01% Reduced -31.7k -31,725
69 CRA Financial Services, LLC 0.22% of their portfolio NORTHFIELD, NJ 25,28725.3k $879.0k $879.0k 0.22% Reduced -1.9k -1,875
70 Bedel Financial Consulting, Inc. 0.16% of their portfolio INDIANAPOLIS, IN 24,89924.9k $865.5k $865.5k 0.16% Unchanged
71 Sugarloaf Wealth Management, LLC 0.20% of their portfolio DULUTH, GA 24,28924.3k $844.3k $844.3k 0.20% Reduced -250 -250
72 Straight Path Wealth Management 0.46% of their portfolio Jenison, MI 22,71122.7k $789.5k $789.5k 0.46% New
73 FSA Advisors, Inc. 0.95% of their portfolio TROY, MI 22,16122.2k $770.4k $770.4k 0.95% First filing
74 Patriot Financial Group Insurance Agency, LLC 0.14% of their portfolio Westborough, MA 21,91421.9k $761.8k $761.8k 0.14% Added +4.2k +4,240
75 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 20,12720.1k $699.7k $699.7k 0.02% Unchanged
76 WEALTH ALLIANCE, LLC 0.10% of their portfolio MELLVILLE, NY 19,65919.7k $683.4k $683.4k 0.10% Added +4.8k +4,761
77 Capital Analysts, LLC 0.03% of their portfolio FORT WASHINGTON, PA 19,47519.5k $677.0k $677.0k 0.03% Reduced -2.5k -2,461
78 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 19,30819.3k $671.2k $671.2k 0.01% Reduced -3.0k -3,000
79 FOCUS FINANCIAL NETWORK INC /ADV 0.02% of their portfolio Minneapolis, MN 19,02719.0k $661.4k $661.4k 0.02% First filing
80 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 18,84918.8k $664.4k $664.4k 0.03% Unchanged
81 Certified Advisory Corp 0.10% of their portfolio ALTAMONTE SPRINGS, FL 18,54118.5k $644.5k $644.5k 0.10% Added +764 +764
82 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 18,03818.0k $627.0k $627.0k 0.06% Added +55 +55
83 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 17,89917.9k $622.2k $622.2k 0.02% Added +2.1k +2,137
84 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 17,52417.5k $609.2k $609.2k 0.01% Unchanged
85 ARS Wealth Advisors Group, LLC 0.09% of their portfolio St. Petersburg, FL 17,08217.1k $593.8k $593.8k 0.09% Unchanged
86 Beacon Financial Advisory LLC 0.29% of their portfolio CLEVELAND, OH 17,05617.1k $592.9k $592.9k 0.29% Added +1.7k +1,710
87 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,01917.0k $591.6k $591.6k 0.00% Added +6.0k +5,953
88 Strategic Blueprint, LLC 0.05% of their portfolio ATLANTA, GA 16,12416.1k $560.5k $560.5k 0.05% Added +959 +959
89 BigSur Wealth Management LLC 0.26% of their portfolio MIAMI, FL 16,00016.0k $556.2k $556.2k 0.26% New
90 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 15,95015.9k $554.5k $554.5k 0.03% Reduced -6.8k -6,768
91 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 15,53015.5k $539.9k $539.9k 0.03% Added +6.2k +6,223
92 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 14,99615.0k $521.3k $521.3k 0.06% Added +83 +83
93 WPWealth LLP 0.16% of their portfolio FORT WORTH, TX 14,98215.0k $520.8k $520.8k 0.16% Reduced -12.1k -12,079
94 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 14,52314.5k $505.0k $505.0k 0.03% New
95 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 14,42514.4k $501.0k $501.0k 0.01% Reduced -6.1k -6,080
96 Three Seasons Wealth, LLC 0.44% of their portfolio SALT LAKE CITY, UT 14,35214.4k $498.9k $498.9k 0.44% Unchanged
97 Compass Advisory Group LLC 0.24% of their portfolio MELVILLE, NY 14,27814.3k $496.3k $496.3k 0.24% Unchanged
98 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 14,21714.2k $494.2k $494.2k 0.02% Added +2.4k +2,397
99 Requisite Capital Management, LLC 0.12% of their portfolio DALLAS, TX 14,16614.2k $492.4k $492.4k 0.12% Unchanged
100 Cardinal Point Capital Management ULC 0.12% of their portfolio TORONTO, A6 13,95013.9k $484.9k $484.9k 0.12% Reduced -2.9k -2,890