Vault-13

INNOVATOR ETFS TRUST PSEP

US EQTY PWR BUF · ETP · CUSIP 45782C656

155 institutional holders +11 vs Q2 2023
15,797,72215.8m shares reported held*
$511.8mreported value*
31 new 66 added 34 reduced 21 sold out net bought ≈ $94.9m (+2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($328.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.40.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 138Q4 22: 155Q1 23: 154Q2 23: 144Q3 23: 155155Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022138
Q4 2022155
Q1 2023154
Q2 2023144
Q3 2023155

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 49 bought or addedQ1 23: 73 cut or sold outQ1 23Q2 23: 23 bought or addedQ2 23: 98 cut or sold outQ2 23Q3 23: 97 bought or addedQ3 23: 55 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227053
Q1 20234973
Q2 20232398
Q3 20239755

Biggest buyers

ALLIANCEBERNSTEIN L.P. Added +1,209,311+1.2m
Brookstone Capital Management Added +511,339+511.3k
Cresset Asset Management, LLC New +370,286+370.3k
MAI Capital Management Added +364,002+364.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +301,819+301.8k
Raymond James Financial Services Advisors, Inc. Added +291,811+291.8k
OSAIC HOLDINGS, INC. Added +259,005+259.0k
Janney Montgomery Scott LLC Added +172,699+172.7k
Joseph Group Capital Management Added +158,363+158.4k
Garden State Investment Advisory Services LLC Added +125,675+125.7k

Biggest sellers

ALTFEST L J & CO INC Reduced -1,137,528-1.1m
Transform Wealth, LLC Sold out -277,905-277.9k
Delta Investment Management, LLC Sold out -188,534-188.5k
Belpointe Asset Management LLC Sold out -101,368-101.4k
GILL CAPITAL PARTNERS, LLC Sold out -95,540-95.5k
CreativeOne Wealth, LLC Sold out -71,750-71.8k
Global Assets Advisory, LLC Sold out -51,175-51.2k
DHJJ Financial Advisors, Ltd. Reduced -34,049-34.0k
Cetera Investment Advisers Reduced -33,005-33.0k
OLD MISSION CAPITAL LLC Sold out -30,324-30.3k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.06% of their portfolio NASHVILLE, TN 4,484,7194.5m $145.3m $145.3m 0.06% Added +1.2m +1,209,311
2 Penserra Capital Management LLC 0.47% of their portfolio ORINDA, CA 699,936699.9k $22.7m $22.7m 0.47% Added +72.9k +72,900
3 Stuart Chaussee & Associates, Inc. 7.45% of their portfolio BEVERLY HILLS, CA 691,381691.4k $22.4m $22.4m 7.45% Reduced -17.3k -17,257
4 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 660,540660.5k $21.4m $21.4m 0.04% Reduced -6.1k -6,114
5 Brookstone Capital Management 0.42% of their portfolio WHEATON, IL 594,354594.4k $19.3m $19.3m 0.42% Added +511.3k +511,339
6 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 512,775512.8k $16.6m $16.6m 0.02% Added +259.0k +259,005
7 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 430,099430.1k $13.9m $13.9m 0.03% Added +291.8k +291,811
8 MAI Capital Management 0.20% of their portfolio INDEPENDENCE, OH 418,534418.5k $13.6m $13.6m 0.20% Added +364.0k +364,002
9 Joseph Group Capital Management 8.75% of their portfolio COLUMBUS, OH 374,893374.9k $12.1m $12.1m 8.75% Added +158.4k +158,363
10 Cresset Asset Management, LLC 0.08% of their portfolio Chicago, IL 370,286370.3k $12.0m $12.0m 0.08% New
11 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 301,819301.8k $9.8m $9.8m 0.03% New
12 MBL Wealth, LLC 1.14% of their portfolio CHARLOTTE, NC 250,066250.1k $8.1m $8.1m 1.14% Added +6.0k +5,966
13 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 233,530233.5k $7.6m $7.6m 0.01% Added +66.4k +66,419
14 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 219,294219.3k $7.1m $7.1m 0.03% Added +172.7k +172,699
15 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 218,455218.5k $7.1m $7.1m 0.04% Added +42.1k +42,136
16 Outlook Wealth Advisors, LLC 2.50% of their portfolio SHENANDOAH, TX 202,176202.2k $6.6m $6.6m 2.50% Reduced -2.5k -2,517
17 Beacon Pointe Advisors, LLC 0.08% of their portfolio NEWPORT BEACH, CA 199,960200.0k $6.5m $6.5m 0.08% Added +61.9k +61,868
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 181,445181.4k $5.9m $5.9m 0.00% Added +23.5k +23,498
19 Forvis Mazars Wealth Advisors, LLC 0.18% of their portfolio Springfield, MO 180,123180.1k $5.8m $5.8m 0.18% Added +20.4k +20,425
20 Garden State Investment Advisory Services LLC 2.49% of their portfolio Red Bank, NJ 165,086165.1k $5.3m $5.3m 2.49% Added +125.7k +125,675
21 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 155,224155.2k $5.0m $5.0m 0.03% Added +40.2k +40,221
22 YARGER WEALTH STRATEGIES, LLC 3.93% of their portfolio WESTERVILLE, OH 142,748142.7k $4.6m $4.6m 3.93% Added +40.9k +40,907
23 LINCOLN NATIONAL CORP 0.09% of their portfolio RADNOR, PA 142,742142.7k $4.6m $4.6m 0.09% Reduced -23.9k -23,920
24 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 142,739142.7k $4.6m $4.6m 0.01% Added +33.1k +33,137
25 Bellwether Advisors, LLC 1.18% of their portfolio LINCOLN, NE 133,429133.4k $4.3m $4.3m 1.18% Reduced -13.1k -13,123
26 TOWNSQUARE CAPITAL LLC 0.08% of their portfolio Lehi, UT 129,127129.1k $4.2m $4.2m 0.08% Added +88.7k +88,655
27 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 128,824128.8k $4.2m $4.2m 0.02% Reduced -6.7k -6,687
28 KFG WEALTH MANAGEMENT, LLC 2.13% of their portfolio GRANGER, IN 121,020121.0k $3.9m $3.9m 2.13% Added +114.1k +114,141
29 Steward Financial Group LLC 1.13% of their portfolio COLLEYVILLE, TX 109,928109.9k $3.6m $3.6m 1.13% Reduced -27.3k -27,252
30 Advisory Alpha, LLC 0.18% of their portfolio HOLLAND, MI 106,109106.1k $3.4m $3.4m 0.18% Added +3.6k +3,597
31 CITY HOLDING CO 0.53% of their portfolio CHARLESTON, WV 92,43092.4k $3.0m $3.0m 0.53% Reduced -11.7k -11,695
32 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 85,39385.4k $2.8m $2.8m 0.04% Added +7.4k +7,368
33 CoreCap Advisors, LLC 0.20% of their portfolio SOUTHFIELD, MI 83,91883.9k $2.7m $2.7m 0.20% Added +45.5k +45,482
34 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 83,88383.9k $2.7m $2.7m 0.01% New
35 Pillar Wealth Advisors, LLC 2.34% of their portfolio WESTTOWN, PA 83,48183.5k $2.7m $2.7m 2.34% Unchanged
36 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 81,13781.1k $2.6m $2.6m 0.03% Reduced -24.4k -24,380
37 InterOcean Capital Group, LLC 0.08% of their portfolio NASHVILLE, TN 79,25579.3k $2.6m $2.6m 0.08% Added +31.2k +31,165
38 Summit Wealth Partners, LLC 0.65% of their portfolio Orlando, FL 78,49978.5k $2.5m $2.5m 0.65% Added +1.4k +1,370
39 BECK CAPITAL MANAGEMENT, LLC 0.93% of their portfolio AUSTIN, TX 74,39174.4k $2.4m $2.4m 0.93% New
40 Visionary Wealth Advisors 0.19% of their portfolio O'FALLON, IL 72,17372.2k $2.3m $2.3m 0.19% Reduced -5.5k -5,541
41 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 70,14770.1k $2.3m $2.3m 0.03% Added +2.7k +2,686
42 CORRADO ADVISORS, LLC 1.54% of their portfolio RAMSEY, NJ 68,78368.8k $2.2m $2.2m 1.54% Added +14.8k +14,828
43 BCS Wealth Management 0.91% of their portfolio JOHNSON CITY, TN 67,82867.8k $2.2m $2.2m 0.91% Added +6.7k +6,678
44 Valtinson Bruner Financial Planning LLC 1.14% of their portfolio NEW BRIGHTON, MN 64,53564.5k $2.1m $2.1m 1.14% Reduced -896 -896
45 ALTFEST L J & CO INC 0.33% of their portfolio NEW YORK, NY 64,31864.3k $2.1m $2.1m 0.33% Reduced -1.1m -1,137,528
46 First Commonwealth Financial Corp /PA/ 0.68% of their portfolio Indiana, PA 63,04763.0k $2.0m $2.0m 0.68% Unchanged
47 MTM FINANCIAL GROUP, LLC 1.69% of their portfolio BETHLEHEM, PA 62,75562.8k $2.0m $2.0m 1.69% Added +6.6k +6,638
48 Keystone Wealth Services, LLC 0.76% of their portfolio PALM DESERT, CA 61,88661.9k $2.0m $2.0m 0.76% Reduced -1.4k -1,430
49 Diligent Investors, LLC 0.61% of their portfolio REDLANDS, CA 61,86561.9k $2.0m $2.0m 0.61% Added +3.0k +3,000
50 Camelot Portfolios, LLC 1.90% of their portfolio Maumee, OH 61,19661.2k $2.0m $2.0m 1.90% Reduced -9.3k -9,260
51 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 60,45660.5k $2.0m $2.0m 0.02% Reduced -33.0k -33,005
52 Pathway Financial Advisors LLC 0.62% of their portfolio SOUTH BURLINGTON, VT 55,59055.6k $1.8m $1.8m 0.62% Reduced -925 -925
53 BCGM Wealth Management, LLC 0.80% of their portfolio LAFAYETTE, IN 53,57653.6k $1.7m $1.7m 0.80% Added +43.1k +43,146
54 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 53,05853.1k $1.7m $1.7m 0.00% Added +30.2k +30,171
55 Pinnacle Wealth Management Group, Inc. 1.56% of their portfolio PLYMOUTH, MI 53,05553.1k $1.7m $1.7m 1.56% Reduced -360 -360
56 Cape Investment Advisory, Inc. 0.90% of their portfolio MCDONOUGH, GA 49,19049.2k $1.6m $1.6m 0.90% Added +11.3k +11,350
57 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 42,61742.6k $1.4m $1.4m 0.02% Added +21.4k +21,431
58 O'Connor Financial Group LLC 0.92% of their portfolio QUINCY, IL 41,52641.5k $1.3m $1.3m 0.92% New
59 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 39,87339.9k $1.3m $1.3m 0.03% Added +14.2k +14,236
60 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 38,00038.0k $1.2m $1.2m 0.06% Unchanged
61 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 37,02037.0k $1.2m $1.2m 0.01% Added +9.2k +9,173
62 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 35,27535.3k $1.1m $1.1m 0.00% Added +3.0k +3,050
63 BROWN WEALTH MANAGEMENT, LLC 0.49% of their portfolio NAPERVILLE, IL 31,68531.7k $1.0m $1.0m 0.49% Reduced -2.7k -2,716
64 EVERMAY WEALTH MANAGEMENT LLC 0.19% of their portfolio ARLINGTON, VA 28,74828.7k $931.4k $931.4k 0.19% New
65 CRA Financial Services, LLC 0.24% of their portfolio NORTHFIELD, NJ 27,16227.2k $880.0k $880.0k 0.24% Added +18.1k +18,104
66 WPWealth LLP 0.34% of their portfolio FORT WORTH, TX 27,06127.1k $876.8k $876.8k 0.34% New
67 BEDEL FINANCIAL CONSULTING INC 0.16% of their portfolio INDIANAPOLIS, IN 24,89924.9k $806.7k $806.7k 0.16% First filing
68 Bedel Financial Consulting, Inc. 0.16% of their portfolio INDIANAPOLIS, IN 24,89924.9k $806.7k $806.7k 0.16% Added +15.9k +15,927
69 Sugarloaf Wealth Management, LLC 0.20% of their portfolio DULUTH, GA 24,53924.5k $795.1k $795.1k 0.20% Added +5.1k +5,116
70 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 24,39824.4k $790.5k $790.5k 0.00% Added +12.6k +12,603
71 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 22,71822.7k $736.1k $736.1k 0.03% Reduced -16.1k -16,100
72 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 22,30822.3k $722.8k $722.8k 0.01% New
73 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 21,93621.9k $710.0k $710.0k 0.04% Added +20.5k +20,501
74 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 20,50520.5k $664.0k $664.0k 0.03% Added +14.9k +14,865
75 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 20,12720.1k $652.1k $652.1k 0.02% Unchanged
76 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 19,02719.0k $616.5k $616.5k 0.03% Reduced -11 -11
77 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 18,84918.8k $605.2k $605.2k 0.03% Added +3.7k +3,731
78 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 17,98318.0k $582.6k $582.6k 0.06% Added +297 +297
79 Certified Advisory Corp 0.11% of their portfolio ALTAMONTE SPRINGS, FL 17,77717.8k $576.0k $576.0k 0.11% New
80 Patriot Financial Group Insurance Agency, LLC 0.12% of their portfolio Westborough, MA 17,67417.7k $572.6k $572.6k 0.12% Added +4.4k +4,365
81 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 17,52417.5k $567.8k $567.8k 0.01% New
82 ARS Wealth Advisors Group, LLC 0.09% of their portfolio St. Petersburg, FL 17,08217.1k $553.5k $553.5k 0.09% New
83 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 16,90416.9k $547.7k $547.7k 0.02% Added +6.7k +6,732
84 Cardinal Point Capital Management ULC 0.14% of their portfolio TORONTO, A6 16,84016.8k $545.6k $545.6k 0.14% New
85 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 15,81915.8k $512.5k $512.5k 0.01% Added +6.6k +6,586
86 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 15,76215.8k $510.7k $510.7k 0.02% Added +2.2k +2,162
87 Beacon Financial Advisory LLC 0.27% of their portfolio CLEVELAND, OH 15,34615.3k $497.2k $497.2k 0.27% Added +3.1k +3,080
88 Strategic Blueprint, LLC 0.05% of their portfolio ATLANTA, GA 15,16515.2k $491.3k $491.3k 0.05% Reduced -4.7k -4,672
89 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 14,91314.9k $483.2k $483.2k 0.06% Added +296 +296
90 WEALTH ALLIANCE, LLC 0.08% of their portfolio MELLVILLE, NY 14,89814.9k $482.7k $482.7k 0.08% Added +4.0k +4,038
91 Three Seasons Wealth, LLC 0.46% of their portfolio SALT LAKE CITY, UT 14,35214.4k $465.0k $465.0k 0.46% First filing
92 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,31714.3k $463.9k $463.9k 0.00% Reduced -26.8k -26,796
93 Compass Advisory Group LLC 0.24% of their portfolio MELVILLE, NY 14,27814.3k $462.6k $462.6k 0.24% New
94 Requisite Capital Management, LLC 0.12% of their portfolio DALLAS, TX 14,16614.2k $459.0k $459.0k 0.12% Unchanged
95 MILESTONE ASSET MANAGEMENT, LLC 0.16% of their portfolio PITTSBURGH, PA 13,87513.9k $449.7k $449.7k 0.16% New
96 CYPRESS FINANCIAL PLANNING LLC 0.26% of their portfolio HADDON HEIGHTS, NJ 13,71213.7k $444.3k $444.3k 0.26% Reduced -1.2k -1,160
97 Weaver Consulting Group 0.20% of their portfolio HUNTINGTON BEACH, CA 13,56213.6k $439.4k $439.4k 0.20% New
98 NCM Capital Management, LLC 0.31% of their portfolio RAMSEY, NJ 13,45413.5k $435.9k $435.9k 0.31% Unchanged
99 THOROUGHBRED FINANCIAL SERVICES, LLC 0.04% of their portfolio BRENTWOOD, TN 13,20013.2k $427.0k $427.0k 0.04% Added +650 +650
100 Better Money Decisions, LLC 0.37% of their portfolio Santa Fe, NM 13,10113.1k $424.5k $424.5k 0.37% Unchanged