Vault-13

INNOVATOR ETFS TRUST PSEP

US EQTY PWR BUF · ETP · CUSIP 45782C656

155 institutional holders +17 vs Q3 2022
14,575,35414.6m shares reported held*
$426.2mreported value*
22 new 48 added 44 reduced 9 sold out net bought ≈ $65.4m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.24.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 138Q4 22: 155155Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022138
Q4 2022155

Biggest buyers

Stuart Chaussee & Associates, Inc. New +1,462,029+1.5m
ALTFEST L J & CO INC New +619,245+619.2k
Steward Financial Group LLC Added +265,165+265.2k
Joseph Group Capital Management New +221,570+221.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +164,035+164.0k
World Investment Advisors Added +70,013+70.0k
Penserra Capital Management LLC Added +64,756+64.8k
First Commonwealth Financial Corp /PA/ Added +63,047+63.0k
HighTower Advisors, LLC Added +60,509+60.5k
Keystone Wealth Services, LLC Added +48,760+48.8k

Biggest sellers

Gradient Investments LLC Sold out -614,931-614.9k
JANE STREET GROUP, LLC Reduced -143,543-143.5k
ALLIANCEBERNSTEIN L.P. Reduced -107,130-107.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -66,525-66.5k
OSAIC HOLDINGS, INC. Reduced -45,560-45.6k
Global Strategic Investment Solutions, LLC Sold out -43,477-43.5k
Transform Wealth, LLC Reduced -33,928-33.9k
OLD MISSION CAPITAL LLC Reduced -20,803-20.8k
Archer Investment Corp Reduced -20,000-20.0k
Cambridge Investment Research Advisors, Inc. Reduced -16,992-17.0k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 3,481,2783.5m $101.8m $101.8m 0.05% Reduced -107.1k -107,130
2 Stuart Chaussee & Associates, Inc. 15.80% of their portfolio BEVERLY HILLS, CA 1,462,0291.5m $42.8m $42.8m 15.80% New
3 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 697,945697.9k $20.4m $20.4m 0.05% Added +164.0k +164,035
4 ALTFEST L J & CO INC 3.00% of their portfolio NEW YORK, NY 619,245619.2k $18.1m $18.1m 3.00% New
5 Steward Financial Group LLC 7.46% of their portfolio COLLEYVILLE, TX 510,265510.3k $14.9m $14.9m 7.46% Added +265.2k +265,165
6 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 502,634502.6k $14.7m $14.7m 0.03% Reduced -45.6k -45,560
7 Penserra Capital Management LLC 0.31% of their portfolio ORINDA, CA 486,955487.0k $14.2m $14.2m 0.31% Added +64.8k +64,756
8 Joseph Group Capital Management 6.16% of their portfolio COLUMBUS, OH 221,570221.6k $6.5m $6.5m 6.16% New
9 Outlook Wealth Advisors, LLC 2.92% of their portfolio SHENANDOAH, TX 210,491210.5k $6.2m $6.2m 2.92% Reduced -165 -165
10 Delta Investment Management, LLC 1.91% of their portfolio SAN FRANCISCO, CA 201,110201.1k $5.9m $5.9m 1.91% Reduced -6.9k -6,869
11 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 193,049193.0k $5.6m $5.6m 0.01% Added +60.5k +60,509
12 MAI Capital Management 0.09% of their portfolio INDEPENDENCE, OH 191,607191.6k $5.6m $5.6m 0.09% Added +8.8k +8,795
13 Crown Wealth Group, LLC 5.19% of their portfolio Charlotte, NC 188,941188.9k $5.5m $5.5m 5.19% Reduced -2.9k -2,894
14 Forvis Mazars Wealth Advisors, LLC 0.17% of their portfolio Springfield, MO 165,353165.4k $4.8m $4.8m 0.17% Reduced -5.0k -4,979
15 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 159,068159.1k $4.7m $4.7m 0.03% Added +3.9k +3,944
16 LINCOLN NATIONAL CORP 0.10% of their portfolio RADNOR, PA 157,073157.1k $4.6m $4.6m 0.10% Added +5.2k +5,241
17 Beacon Pointe Advisors, LLC 0.08% of their portfolio NEWPORT BEACH, CA 149,338149.3k $4.4m $4.4m 0.08% Added +5.9k +5,856
18 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 148,850148.8k $4.4m $4.4m 0.04% Added +34.1k +34,135
19 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 148,705148.7k $4.3m $4.3m 0.02% Reduced -17.0k -16,992
20 Bellwether Advisors, LLC 1.26% of their portfolio LINCOLN, NE 148,592148.6k $4.3m $4.3m 1.26% Added +11.3k +11,348
21 InterOcean Capital Group, LLC 0.15% of their portfolio NASHVILLE, TN 143,038143.0k $4.2m $4.2m 0.15% Added +17.1k +17,059
22 CITY HOLDING CO 0.71% of their portfolio CHARLESTON, WV 130,725130.7k $3.8m $3.8m 0.71% Added +100 +100
23 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 130,340130.3k $3.8m $3.8m 0.01% Reduced -562 -562
24 MBL Wealth, LLC 0.72% of their portfolio CHARLOTTE, NC 129,280129.3k $3.8m $3.8m 0.72% Added +29.6k +29,601
25 Advisory Alpha, LLC 0.23% of their portfolio HOLLAND, MI 113,357113.4k $3.3m $3.3m 0.23% Added +26.0k +25,962
26 YARGER WEALTH STRATEGIES, LLC 4.06% of their portfolio WESTERVILLE, OH 112,025112.0k $3.3m $3.3m 4.06% Reduced -642 -642
27 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 108,871108.9k $3.2m $3.2m 0.03% Added +7.0k +7,033
28 Lineweaver Wealth Advisors, LLC 0.95% of their portfolio VALLEY VIEW, OH 107,540107.5k $3.1m $3.1m 0.95% Reduced -4.5k -4,507
29 Belpointe Asset Management LLC 0.19% of their portfolio RENO, NV 105,585105.6k $3.1m $3.1m 0.19% Reduced -69 -69
30 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 105,127105.1k $3.1m $3.1m 0.01% Added +16.2k +16,167
31 GILL CAPITAL PARTNERS, LLC 1.43% of their portfolio DENVER, CO 103,245103.2k $3.0m $3.0m 1.43% Reduced -798 -798
32 Summit Wealth Partners, LLC 0.75% of their portfolio Orlando, FL 97,07797.1k $2.8m $2.8m 0.75% Reduced -201 -201
33 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 94,95695.0k $2.8m $2.8m 0.03% Added +14.8k +14,840
34 Brookstone Capital Management 0.06% of their portfolio WHEATON, IL 93,61993.6k $2.8m $2.8m 0.06% Reduced -4.7k -4,664
35 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 91,19091.2k $2.7m $2.7m 0.05% Added +5.6k +5,570
36 Pillar Wealth Advisors, LLC 2.35% of their portfolio WESTTOWN, PA 83,48183.5k $2.4m $2.4m 2.35% Unchanged
37 RiverTree Advisors, LLC 1.89% of their portfolio WINTER PARK, FL 78,70978.7k $2.3m $2.3m 1.89% Reduced -5.1k -5,066
38 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 78,24178.2k $1.9m $1.9m 0.05% Added +11.0k +11,007
39 Visionary Wealth Advisors 0.21% of their portfolio O'FALLON, IL 78,16878.2k $2.3m $2.3m 0.21% Reduced -3.1k -3,100
40 World Investment Advisors 0.54% of their portfolio LINCROFT, NJ 78,14378.1k $2.4m $2.4m 0.54% Added +70.0k +70,013
41 Sunbelt Securities, Inc. 0.42% of their portfolio HOUSTON, TX 73,65373.7k $2.2m $2.2m 0.42% Reduced -290 -290
42 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 73,61173.6k $2.2m $2.2m 0.03% Added +10.7k +10,668
43 First Commonwealth Financial Corp /PA/ 0.78% of their portfolio Indiana, PA 71,25571.3k $2.1m $2.1m 0.78% Added +63.0k +63,047
44 Camelot Portfolios, LLC 1.54% of their portfolio Maumee, OH 71,23871.2k $2.1m $2.1m 1.54% Added +25.0k +24,989
45 Range Financial Group LLC 1.39% of their portfolio TIGARD, OR 69,80469.8k $2.0m $2.0m 1.39% Added +10.7k +10,663
46 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 67,54267.5k $2.0m $2.0m 0.00% Added +21.8k +21,756
47 CoreCap Advisors, LLC 0.14% of their portfolio SOUTHFIELD, MI 67,46367.5k $2.0m $2.0m 0.14% Added +7.5k +7,531
48 Valtinson Bruner Financial Planning LLC 1.14% of their portfolio NEW BRIGHTON, MN 66,51566.5k $2.0m $2.0m 1.14% Reduced -2.6k -2,622
49 Keystone Wealth Services, LLC 0.84% of their portfolio PALM DESERT, CA 65,59665.6k $1.9m $1.9m 0.84% Added +48.8k +48,760
50 BCS Wealth Management 0.79% of their portfolio JOHNSON CITY, TN 64,18364.2k $1.9m $1.9m 0.79% Unchanged
51 Better Money Decisions, LLC 1.60% of their portfolio Santa Fe, NM 63,03663.0k $1.8m $1.8m 1.60% Reduced -384 -384
52 Pathway Financial Advisors LLC 0.56% of their portfolio SOUTH BURLINGTON, VT 62,20562.2k $1.8m $1.8m 0.56% Unchanged
53 Diligent Investors, LLC 0.59% of their portfolio REDLANDS, CA 61,54061.5k $1.8m $1.8m 0.59% Unchanged
54 MTM FINANCIAL GROUP, LLC 1.51% of their portfolio BETHLEHEM, PA 59,34659.3k $1.7m $1.7m 1.51% Unchanged
55 WorthPointe, LLC 1.20% of their portfolio La Jolla, CA 57,21257.2k $1.7m $1.7m 1.20% Added +4.9k +4,936
56 Global Assets Advisory, LLC 1.67% of their portfolio ORLANDO, FL 54,17154.2k $1.6m $1.6m 1.67% Reduced -170 -170
57 CORRADO ADVISORS, LLC 1.11% of their portfolio RAMSEY, NJ 54,10554.1k $1.6m $1.6m 1.11% Reduced -4.1k -4,103
58 Apollon Wealth Management, LLC 0.11% of their portfolio MOUNT PLEASANT, SC 53,30053.3k $1.6m $1.6m 0.11% Added +4.0k +4,000
59 Palumbo Wealth Management LLC 1.05% of their portfolio GREAT NECK, NY 45,07145.1k $1.3m $1.3m 1.05% New
60 Pinnacle Wealth Management Group, Inc. 1.09% of their portfolio PLYMOUTH, MI 42,08542.1k $1.2m $1.2m 1.09% Added +2.7k +2,700
61 Garden State Investment Advisory Services LLC 0.72% of their portfolio Red Bank, NJ 41,38741.4k $1.2m $1.2m 0.72% First filing
62 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 41,31141.3k $1.2m $1.2m 0.00% Reduced -373 -373
63 CreativeOne Wealth, LLC 0.06% of their portfolio OVERLAND PARK, KS 38,88738.9k $1.1m $1.1m 0.06% Added +4.2k +4,200
64 DHJJ Financial Advisors, Ltd. 0.62% of their portfolio NAPERVILLE, IL 37,23437.2k $1.1m $1.1m 0.62% Reduced -865 -865
65 Financial Architects, Inc 0.16% of their portfolio MARLTON, NJ 33,17733.2k $970.5k $970.5k 0.16% Unchanged
66 TRUSTCORE FINANCIAL SERVICES, LLC 0.08% of their portfolio BRENTWOOD, TN 32,22532.2k $942.7k $942.7k 0.08% Unchanged
67 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 30,69930.7k $898.0k $898.0k 0.01% Reduced -14.5k -14,476
68 M Holdings Securities, Inc. 0.09% of their portfolio PORTLAND, OR 30,65530.7k $897.0k $897.0k 0.09% Reduced -2.6k -2,570
69 Strategic Blueprint, LLC 0.10% of their portfolio ATLANTA, GA 29,93929.9k $875.8k $875.8k 0.10% Added +9.9k +9,945
70 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 29,12529.1k $852.0k $852.0k 0.01% Added +798 +798
71 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 27,58627.6k $807.0k $807.0k 0.03% Added +430 +430
72 Cedar Brook Financial Partners, LLC 0.21% of their portfolio CLEVELAND, OH 25,90225.9k $757.7k $757.7k 0.21% Reduced -353 -353
73 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 25,77125.8k $753.9k $753.9k 0.00% Reduced -143.5k -143,543
74 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 22,13822.1k $647.6k $647.6k 0.02% Reduced -15.7k -15,659
75 Weaver Consulting Group 0.31% of their portfolio HUNTINGTON BEACH, CA 20,63020.6k $603.5k $603.5k 0.31% Added +12.5k +12,507
76 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 20,61620.6k $603.1k $603.1k 0.02% First filing
77 Bluesphere Advisors LLC 0.53% of their portfolio EAST NORRITON, PA 20,44120.4k $598.0k $598.0k 0.53% Unchanged
78 Soltis Investment Advisors LLC 0.08% of their portfolio ST. GEORGE, UT 20,03820.0k $586.2k $586.2k 0.08% Reduced -3.5k -3,526
79 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 19,82219.8k $579.8k $579.8k 0.05% Unchanged
80 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 19,63419.6k $574.0k $574.0k 0.01% Reduced -2.8k -2,760
81 Sugarloaf Wealth Management, LLC 0.14% of their portfolio DULUTH, GA 19,42319.4k $568.2k $568.2k 0.14% Reduced -3.5k -3,500
82 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 19,06719.1k $557.8k $557.8k 0.02% Added +35 +35
83 Transform Wealth, LLC 0.06% of their portfolio GREENWOOD VILLAGE, CO 18,90618.9k $553.0k $553.0k 0.06% Reduced -33.9k -33,928
84 SageView Advisory Group, LLC 0.04% of their portfolio Newport Beach, CA 18,60218.6k $544.2k $544.2k 0.04% First filing
85 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 17,66017.7k $516.6k $516.6k 0.06% Reduced -305 -305
86 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 17,26217.3k $505.0k $505.0k 0.02% Added +523 +523
87 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 16,33216.3k $503.4k $503.4k 0.03% Unchanged
88 CYPRESS FINANCIAL PLANNING LLC 0.32% of their portfolio HADDON HEIGHTS, NJ 16,17716.2k $471.7k $471.7k 0.32% Reduced -1.1k -1,114
89 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 15,73415.7k $460.0k $460.0k 0.02% Reduced -30 -30
90 Cornerstone Wealth Group, LLC 0.09% of their portfolio HUNTERSVILLE, NC 15,67915.7k $458.7k $458.7k 0.09% Reduced -10 -10
91 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.00% of their portfolio Cincinnati, OH 15,00015.0k $439.0k $439.0k 0.00% Unchanged
92 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 14,70414.7k $430.1k $430.1k 0.06% Added +451 +451
93 Requisite Capital Management, LLC 0.13% of their portfolio DALLAS, TX 14,16614.2k $414.4k $414.4k 0.13% New
94 Patriot Financial Group Insurance Agency, LLC 0.09% of their portfolio Westborough, MA 13,55913.6k $396.6k $396.6k 0.09% Added +2.4k +2,350
95 NCM Capital Management, LLC 0.26% of their portfolio RAMSEY, NJ 13,45413.5k $394.0k $394.0k 0.26% Unchanged
96 Retirement Planning Group, LLC 0.04% of their portfolio LEAWOOD, KS 13,31913.3k $389.6k $389.6k 0.04% Reduced -1.8k -1,810
97 Truadvice, LLC 0.21% of their portfolio SARASOTA, FL 13,04813.0k $391.6k $391.6k 0.21% Reduced -143 -143
98 Beacon Financial Advisory LLC 0.26% of their portfolio CLEVELAND, OH 12,26612.3k $358.8k $358.8k 0.26% Unchanged
99 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 12,13412.1k $355.0k $355.0k 0.00% New
100 Alera Investment Advisors, LLC 0.08% of their portfolio DEERFIELD, IL 12,05212.1k $352.6k $352.6k 0.08% Reduced -2.3k -2,323