Vault-13

INNOVATOR ETFS TRUST USEP

US EQTY ULTRA B · ETP · CUSIP 45782C649

70 institutional holders +6 vs Q2 2024
2,824,7922.8m shares reported held*
$98.1mreported value*
16 new 21 added 14 reduced 10 sold out net bought ≈ $55.5m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.74.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 40Q4 22: 43Q1 23: 49Q2 23: 46Q3 23: 49Q4 23: 55Q1 24: 57Q2 24: 64Q3 24: 7070Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202240
Q4 202243
Q1 202349
Q2 202346
Q3 202349
Q4 202355
Q1 202457
Q2 202464
Q3 202470

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 17 cut or sold outQ1 23: 16 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 9 bought or addedQ2 23: 28 cut or sold outQ3 23: 23 bought or addedQ3 23: 21 cut or sold outQ3 23Q4 23: 26 bought or addedQ4 23: 21 cut or sold outQ1 24: 10 bought or addedQ1 24: 24 cut or sold outQ1 24Q2 24: 13 bought or addedQ2 24: 28 cut or sold outQ3 24: 37 bought or addedQ3 24: 24 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221817
Q1 20231619
Q2 2023928
Q3 20232321
Q4 20232621
Q1 20241024
Q2 20241328
Q3 20243724

Biggest buyers

Kellett Wealth Advisors, LLC New +883,440+883.4k
Brookstone Capital Management Added +515,872+515.9k
ENVESTNET ASSET MANAGEMENT INC Added +100,991+101.0k
CENTRAL VALLEY ADVISORS, LLC Added +31,702+31.7k
SageView Advisory Group, LLC New +31,159+31.2k
Kestra Advisory Services, LLC Added +29,497+29.5k
Berger Financial Group, Inc Added +26,884+26.9k
HighTower Advisors, LLC New +25,999+26.0k
Cetera Investment Advisers Added +24,931+24.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +20,690+20.7k

Biggest sellers

Archer Investment Corp Reduced -78,941-78.9k
JANE STREET GROUP, LLC Sold out -50,537-50.5k
OLD MISSION CAPITAL LLC Sold out -44,664-44.7k
ROYAL BANK OF CANADA Reduced -16,013-16.0k
Sageworth Trust Co Reduced -15,570-15.6k
MONEY CONCEPTS CAPITAL CORP Sold out -13,964-14.0k
Strategic Blueprint, LLC Reduced -8,579-8.6k
WOLVERINE TRADING, LLC Sold out -8,146-8.1k
Strata Wealth Advisors, LLC Sold out -6,414-6.4k
RFG Advisory, LLC Sold out -6,133-6.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Brookstone Capital Management 13G · institution +21.3 pts · filed 2026-10-02 22.6% +21.3 pts 1.3m≈ $52.2m 2026-10-02

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Kellett Wealth Advisors, LLC 21.92% of their portfolio CINCINNATI, OH 883,440883.4k $30.7m $30.7m 21.92% New
2 Brookstone Capital Management 0.28% of their portfolio WHEATON, IL 552,971553.0k $19.2m $19.2m 0.28% Added +515.9k +515,872
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 130,784130.8k $4.5m $4.5m 0.00% Added +101.0k +100,991
4 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.29% of their portfolio Westlake, OH 97,20697.2k $3.4m $3.4m 0.29% Added +6.9k +6,854
5 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 85,68285.7k $3.0m $3.0m 0.02% Added +29.5k +29,497
6 KFG WEALTH MANAGEMENT, LLC 0.52% of their portfolio GRANGER, IN 69,35069.3k $2.4m $2.4m 0.52% Reduced -3.4k -3,350
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 66,96667.0k $2.3m $2.3m 0.01% Added +10.5k +10,466
8 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 60,13460.1k $2.1m $2.1m 0.00% Added +14.1k +14,055
9 CENTRAL VALLEY ADVISORS, LLC 1.17% of their portfolio SACRAMENTO, CA 59,88859.9k $2.1m $2.1m 1.17% Added +31.7k +31,702
10 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 51,22051.2k $1.8m $1.8m 0.00% Added +8.7k +8,745
11 Sageworth Trust Co 0.09% of their portfolio LANCASTER, PA 42,81642.8k $1.5m $1.5m 0.09% Reduced -15.6k -15,570
12 Arete Wealth Advisors, LLC 0.12% of their portfolio CHICAGO, IL 39,57539.6k $1.4m $1.4m 0.12% Reduced -3.0k -3,034
13 Berger Financial Group, Inc 0.09% of their portfolio PLYMOUTH, MN 36,47836.5k $1.3m $1.3m 0.09% Added +26.9k +26,884
14 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 32,27232.3k $1.1m $1.1m 0.04% Added +17.0k +17,010
15 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 32,01032.0k $1.1m $1.1m 0.00% Added +24.9k +24,931
16 SageView Advisory Group, LLC 0.05% of their portfolio Newport Beach, CA 31,15931.2k $1.1m $1.1m 0.05% New
17 Strategic Blueprint, LLC 0.06% of their portfolio ATLANTA, GA 29,53929.5k $1.0m $1.0m 0.06% Reduced -8.6k -8,579
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,81727.8k $966.4k $966.4k 0.00% Added +20.7k +20,690
19 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,99926.0k $903.0k $903.0k 0.00% New
20 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 25,31925.3k $880.0k $880.0k 0.00% Reduced -1.9k -1,873
21 FIDUCIARY FINANCIAL GROUP, LLC 0.19% of their portfolio SAN RAFAEL, CA 24,25724.3k $840.7k $840.7k 0.19% Added +14.1k +14,057
22 Prairie Wealth Advisors, Inc. 0.37% of their portfolio OMAHA, NE 21,49121.5k $746.6k $746.6k 0.37% Unchanged
23 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 21,18321.2k $735.9k $735.9k 0.00% Reduced -2.0k -1,976
24 First Commonwealth Financial Corp /PA/ 0.16% of their portfolio Indiana, PA 19,32719.3k $671.4k $671.4k 0.16% Unchanged
25 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,24019.2k $668.0k $668.0k 0.00% Added +88 +88
26 Garden State Investment Advisory Services LLC 0.19% of their portfolio Red Bank, NJ 17,41517.4k $605.0k $605.0k 0.19% Unchanged
27 Bedel Financial Consulting, Inc. 0.07% of their portfolio INDIANAPOLIS, IN 14,59314.6k $507.0k $507.0k 0.07% Unchanged
28 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 13,91913.9k $483.5k $483.5k 0.01% Added +7.4k +7,399
29 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 13,52413.5k $469.8k $469.8k 0.00% Reduced -266 -266
30 Continuum Advisory, LLC 0.06% of their portfolio EAGLE, ID 13,37813.4k $470.9k $470.9k 0.06% Added +741 +741
31 O'Connor Financial Group LLC 0.24% of their portfolio QUINCY, IL 13,22113.2k $459.3k $459.3k 0.24% New
32 Outlook Wealth Advisors, LLC 0.13% of their portfolio SHENANDOAH, TX 12,56012.6k $436.3k $436.3k 0.13% Reduced -1.8k -1,779
33 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,82811.8k $410.9k $410.9k 0.00% Added +3.0k +2,973
34 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,48911.5k $399.1k $399.1k 0.00% Reduced -2.7k -2,723
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,42311.4k $396.8k $396.8k 0.00% Reduced -1.8k -1,791
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 11,23011.2k $390.1k $390.1k 0.00% Added +1.8k +1,800
37 Core Wealth Advisors, Inc. 0.12% of their portfolio LAKELAND, FL 10,66010.7k $370.3k $370.3k 0.12% New
38 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 10,35210.4k $359.6k $359.6k 0.00% Added +19 +19
39 Archer Investment Corp 0.10% of their portfolio Carmel, IN 10,30810.3k $358.1k $358.1k 0.10% Reduced -78.9k -78,941
40 ATTICUS WEALTH MANAGEMENT, LLC 0.11% of their portfolio Palm Beach Gardens, FL 10,00010.0k $347.4k $347.4k 0.11% Unchanged
41 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 9,9469.9k $345.5k $345.5k 0.01% New
42 Cornerstone Wealth Group, LLC 0.03% of their portfolio HUNTERSVILLE, NC 9,4169.4k $327.1k $327.1k 0.03% Unchanged
43 Fermata Advisors, LLC 0.07% of their portfolio SONOMA, CA 9,2499.2k $321.3k $321.3k 0.07% Added +3.0k +2,951
44 MTM FINANCIAL GROUP, LLC 0.19% of their portfolio BETHLEHEM, PA 9,1559.2k $318.0k $318.0k 0.19% Unchanged
45 Composition Wealth, LLC 0.01% of their portfolio LOS ANGELES, CA 9,0159.0k $313.2k $313.2k 0.01% Unchanged
46 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 8,1608.2k $287.7k $287.7k 0.01% New
47 Accurate Wealth Management, LLC 0.05% of their portfolio WESLEY CHAPEL, FL 7,8497.8k $273.8k $273.8k 0.05% New
48 Physician Wealth Advisors, Inc. 0.05% of their portfolio MIDVALE, UT 7,3507.3k $255.9k $255.9k 0.05% New
49 Worth Financial Advisory Group, LLC 0.14% of their portfolio CHARLOTTE, NC 6,9106.9k $240.1k $240.1k 0.14% New
50 FC Advisory LLC 0.08% of their portfolio WEST CHESTER, PA 6,8626.9k $238.4k $238.4k 0.08% Unchanged
51 HFG Wealth Management, LLC 0.15% of their portfolio The Woodlands, TX 6,8056.8k $229.9k $229.9k 0.15% Unchanged
52 Visionary Wealth Advisors 0.01% of their portfolio O'FALLON, IL 6,8046.8k $236.4k $236.4k 0.01% Unchanged
53 RPS ADVISORY SOLUTIONS LLC 0.17% of their portfolio LOUISVILLE, KY 6,7386.7k $234.1k $234.1k 0.17% New
54 GTS SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 6,5456.5k $227.4k $227.4k 0.00% New
55 Sugarloaf Wealth Management, LLC 0.04% of their portfolio DULUTH, GA 6,2376.2k $216.7k $216.7k 0.04% Unchanged
56 Fort Point Capital Partners LLC 0.03% of their portfolio San Francisco, CA 6,0006.0k $208.4k $208.4k 0.03% Unchanged
57 WealthShield Partners, LLC 0.02% of their portfolio CARY, NC 5,3085.3k $184.4k $184.4k 0.02% Unchanged
58 Truvestments Capital LLC 0.04% of their portfolio SARASOTA, FL 4,3394.3k $150.7k $150.7k 0.04% New
59 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,2684.3k $148.3k $148.3k 0.00% Added +900 +900
60 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,5003.5k $121.6k $121.6k 0.00% Unchanged
61 Atlantic Private Wealth, LLC 0.09% of their portfolio CHAPEL HILL, NC 3,5003.5k $121.6k $121.6k 0.09% Unchanged
62 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,6822.7k $93.2k $93.2k 0.00% New
63 RESTON WEALTH MANAGEMENT LLC 0.03% of their portfolio Reston, VA 2,6802.7k $93.1k $93.1k 0.03% New
64 DHJJ Financial Advisors, Ltd. 0.02% of their portfolio NAPERVILLE, IL 1,1901.2k $41.3k $41.3k 0.02% Reduced -1.5k -1,500
65 Financial Network Wealth Advisors LLC 0.03% of their portfolio MURRAY, UT 1,1831.2k $41.1k $41.1k 0.03% Unchanged
66 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 500500 $17.0k $17.0k 0.00% Reduced -16.0k -16,013
67 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 437437 $15.2k $15.2k 0.00% New
68 CWM, LLC 0.00% of their portfolio OMAHA, NE 140140 $5.0k $5.0k 0.00% Unchanged
69 UBS Group AG 0.00% of their portfolio ZURICH, V8 11 $35 $35 0.00% Reduced -366 -366
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged