INNOVATOR ETFS TRUST USEP
US EQTY ULTRA B · ETP · CUSIP 45782C649
46
institutional holders
-3 vs Q1 2023
1.6m
shares reported held*
$45.6mreported value*
5 new
4 added
20 reduced
8 sold out
net sold ≈ $37.5m (-1.3m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.30.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 40 |
| Q4 2022 | 43 |
| Q1 2023 | 49 |
| Q2 2023 | 46 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 18 | 17 |
| Q1 2023 | 16 | 19 |
| Q2 2023 | 9 | 28 |
Biggest buyers
| OLD MISSION CAPITAL LLC | Added | +25.7k |
| GOLDMAN SACHS GROUP INC | New | +20.0k |
| MML INVESTORS SERVICES, LLC | New | +10.5k |
| JANE STREET GROUP, LLC | New | +8.0k |
| JPMORGAN CHASE & CO | New | +8.0k |
| FC Advisory LLC | New | +6.9k |
| CITADEL ADVISORS LLC | Added | +4.4k |
| IFP Advisors, Inc | Added | +2.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +241 |
Biggest sellers
| AE Wealth Management LLC | Reduced | -548.8k |
| Sageworth Trust Co | Reduced | -500.1k |
| Donald L. Hagan, LLC | Sold out | -110.9k |
| Outlook Wealth Advisors, LLC | Reduced | -58.3k |
| MONEY CONCEPTS CAPITAL CORP | Sold out | -29.5k |
| OSAIC HOLDINGS, INC. | Reduced | -29.0k |
| Strategic Blueprint, LLC | Reduced | -25.6k |
| Cetera Investment Advisers | Reduced | -13.9k |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | Reduced | -13.8k |
| Cetera Advisors LLC | Sold out | -8.7k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Brookstone Capital Management 13G · institution +21.3 pts · filed 2026-10-02 | 22.6% |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Outlook Wealth Advisors, LLC 6.37% of their portfolio | 575.2k $16.9m | Reduced -58.3k |
| Archer Investment Corp 1.17% of their portfolio | 112.0k $3.3m | Reduced -8.4k |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.43% of their portfolio | 104.8k $3.1m | Reduced -13.8k |
| Strategic Blueprint, LLC 0.17% of their portfolio | 60.0k $1.8m | Reduced -25.6k |
| Sageworth Trust Co 0.12% of their portfolio | 58.4k $1.7m | Reduced -500.1k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 57.0k $1.7m | Reduced -29.0k |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 49.4k $1.4m | Unchanged |
| Arete Wealth Advisors, LLC 0.12% of their portfolio | 47.8k $1.4m | Reduced -3.1k |
| OLD MISSION CAPITAL LLC 0.05% of their portfolio | 45.1k $1.3m | Added +25.7k |
| Brookstone Capital Management 0.02% of their portfolio | 41.7k $1.2m | Reduced -4.9k |
| GTS SECURITIES LLC 0.03% of their portfolio | 32.3k $946.4k | First filing |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 29.4k $860.0k | Reduced -760 |
| Delta Investment Management, LLC 0.22% of their portfolio | 27.6k $809.0k | Reduced -1.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 25.2k $737.0k | Reduced -531 |
| LPL Financial LLC 0.00% of their portfolio | 22.6k $661.0k | Reduced -2.9k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 22.3k $652.7k | Added +4.4k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 20.0k $587.2k | New |
| KFG WEALTH MANAGEMENT, LLC 0.34% of their portfolio | 19.7k $576.1k | Unchanged |
| First Commonwealth Financial Corp /PA/ 0.18% of their portfolio | 19.3k $566.4k | Unchanged |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 16.6k $487.2k | Reduced -250 |
| Bedel Financial Consulting, Inc. 0.09% of their portfolio | 14.6k $427.7k | Unchanged |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 13.7k $400.3k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 12.2k $358.0k | Reduced -13.9k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 11.6k $338.6k | Reduced -3.2k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 10.5k $309.0k | New |
| ATTICUS WEALTH MANAGEMENT, LLC 0.11% of their portfolio | 10.0k $293.1k | Unchanged |
| Cornerstone Wealth Group, LLC 0.05% of their portfolio | 9.4k $275.9k | Reduced -4.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 9.2k $270.5k | Added +241 |
| MTM FINANCIAL GROUP, LLC 0.23% of their portfolio | 9.2k $268.3k | Unchanged |
| Composition Wealth, LLC 0.01% of their portfolio | 9.0k $264.2k | Reduced -1.5k |
| AE Wealth Management LLC 0.00% of their portfolio | 8.0k $234.8k | Reduced -548.8k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 8.0k $234.4k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 8.0k $233.6k | New |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 7.8k $227.8k | Unchanged |
| FC Advisory LLC 0.08% of their portfolio | 6.9k $201.7k | New |
| Sugarloaf Wealth Management, LLC 0.04% of their portfolio | 6.2k $182.8k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 4.2k $113.1k | Added +2.1k |
| WealthPLAN Partners, LLC 0.01% of their portfolio | 3.6k $104.8k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 3.5k $102.6k | Reduced -1.0k |
| Spire Wealth Management 0.00% of their portfolio | 2.3k $67.4k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 1.6k $46.9k | Reduced -2.1k |
| Arax Advisory Partners 0.00% of their portfolio | 1.1k $31.2k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 821 $24.0k | Unchanged |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 500 $14.7k | Unchanged |
| NFSG Corp 0.00% of their portfolio | 74 $2.2k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |