Vault-13

INNOVATOR ETFS TRUST IOCT

INTERNATIONAL DV · ETP · CUSIP 45782C631

41 institutional holders +0 vs Q1 2023
3,309,5643.3m shares reported held*
$85.8mreported value*
4 new 4 added 20 reduced 6 sold out net bought ≈ $2.8m (+108.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.92.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 21Q4 22: 40Q1 23: 41Q2 23: 4141Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202221
Q4 202240
Q1 202341
Q2 202341

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 26 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022302
Q1 20231618
Q2 2023826

Biggest buyers

IFP Advisors, Inc Added +514,869+514.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +22,249+22.2k
TOWNSQUARE CAPITAL LLC New +12,345+12.3k
LPL Financial LLC New +9,510+9.5k
ENVESTNET ASSET MANAGEMENT INC Added +7,061+7.1k
CWM, LLC Added +4,496+4.5k
AVANTAX ADVISORY SERVICES, INC. Added +3,697+3.7k
UBS Group AG New +2,659+2.7k

Biggest sellers

HighTower Advisors, LLC Reduced -100,825-100.8k
CITADEL ADVISORS LLC Sold out -74,874-74.9k
WealthPLAN Partners, LLC Reduced -60,026-60.0k
WealthPlan Investment Management, LLC Reduced -47,506-47.5k
OSAIC HOLDINGS, INC. Reduced -23,566-23.6k
First Commonwealth Financial Corp /PA/ Reduced -22,770-22.8k
Global Strategic Investment Solutions, LLC Reduced -22,650-22.6k
OLD MISSION CAPITAL LLC Sold out -21,894-21.9k
Arlington Capital Management, Inc. Reduced -18,061-18.1k
SageView Advisory Group, LLC Reduced -17,797-17.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 IFP Advisors, Inc 0.59% of their portfolio TAMPA, FL 1,045,7701.0m $26.8m $26.8m 0.59% Added +514.9k +514,869
2 Global Strategic Investment Solutions, LLC 1.20% of their portfolio Scottsdale, AZ 370,308370.3k $9.7m $9.7m 1.20% Reduced -22.6k -22,650
3 Marathon Mission, Inc. 8.65% of their portfolio ALBANY, NY 358,561358.6k $9.4m $9.4m 8.65% First filing
4 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 196,791196.8k $5.1m $5.1m 0.01% Reduced -100.8k -100,825
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 176,245176.2k $4.6m $4.6m 0.01% Reduced -2.3k -2,290
6 WPWealth LLP 1.66% of their portfolio FORT WORTH, TX 148,773148.8k $3.9m $3.9m 1.66% Reduced -3.5k -3,472
7 Forvis Mazars Wealth Advisors, LLC 0.10% of their portfolio Springfield, MO 128,937128.9k $3.4m $3.4m 0.10% Reduced -2.6k -2,590
8 WealthPlan Investment Management, LLC 0.97% of their portfolio OMAHA, NE 124,696124.7k $3.3m $3.3m 0.97% Reduced -47.5k -47,506
9 WealthPLAN Partners, LLC 0.44% of their portfolio OMAHA, NE 118,696118.7k $3.1m $3.1m 0.44% Reduced -60.0k -60,026
10 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 71,11471.1k $1.9m $1.9m 0.01% Reduced -98 -98
11 Lantz Financial LLC 0.61% of their portfolio NAPERVILLE, IL 59,48759.5k $1.6m $1.6m 0.61% Reduced -58 -58
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 56,08656.1k $1.5m $1.5m 0.00% Added +7.1k +7,061
13 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 48,65848.7k $1.3m $1.3m 0.01% Added +3.7k +3,697
14 Allen Capital Group, LLC 0.22% of their portfolio GRAND ISLAND, NE 47,73647.7k $1.2m $1.2m 0.22% Unchanged
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 40,94040.9k $1.1m $1.1m 0.00% Reduced -23.6k -23,566
16 InterOcean Capital Group, LLC 0.03% of their portfolio NASHVILLE, TN 36,74036.7k $958.0k $958.0k 0.03% Reduced -880 -880
17 CWM, LLC 0.00% of their portfolio OMAHA, NE 24,37124.4k $635.0k $635.0k 0.00% Added +4.5k +4,496
18 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 24,02724.0k $626.5k $626.5k 0.03% Reduced -1.6k -1,619
19 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 22,42322.4k $584.7k $584.7k 0.01% Unchanged
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,24922.2k $580.1k $580.1k 0.00% New
21 Pillar Wealth Advisors, LLC 0.48% of their portfolio WESTTOWN, PA 22,24622.2k $580.1k $580.1k 0.48% Unchanged
22 SageView Advisory Group, LLC 0.03% of their portfolio Newport Beach, CA 20,45020.4k $533.2k $533.2k 0.03% Reduced -17.8k -17,797
23 First Commonwealth Financial Corp /PA/ 0.16% of their portfolio Indiana, PA 18,98619.0k $495.1k $495.1k 0.16% Reduced -22.8k -22,770
24 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 17,32717.3k $451.8k $451.8k 0.00% Reduced -1.1k -1,129
25 Tradition Wealth Management, LLC 0.05% of their portfolio EDINA, MN 15,67815.7k $409.0k $409.0k 0.05% Reduced -126 -126
26 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 14,25414.3k $369.5k $369.5k 0.01% Reduced -3.6k -3,648
27 BCS Wealth Management 0.25% of their portfolio JOHNSON CITY, TN 13,03613.0k $340.0k $340.0k 0.25% Reduced -6.9k -6,930
28 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 12,34512.3k $321.9k $321.9k 0.01% New
29 BROWN WEALTH MANAGEMENT, LLC 0.15% of their portfolio NAPERVILLE, IL 10,80710.8k $281.8k $281.8k 0.15% First filing
30 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 9,5109.5k $248.0k $248.0k 0.00% New
31 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,0778.1k $210.6k $210.6k 0.00% Unchanged
32 Arlington Capital Management, Inc. 0.18% of their portfolio ARLINGTON HEIGHTS, IL 7,8447.8k $204.5k $204.5k 0.18% Reduced -18.1k -18,061
33 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 4,8374.8k $126.1k $126.1k 0.02% Reduced -448 -448
34 Global Trust Asset Management, LLC 0.04% of their portfolio PALM BEACH GARDENS, FL 3,0003.0k $78.2k $78.2k 0.04% Unchanged
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,6592.7k $69.3k $69.3k 0.00% New
36 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 2,0532.1k $53.5k $53.5k 0.01% Unchanged
37 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,6651.7k $43.4k $43.4k 0.00% Unchanged
38 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,1171.1k $29.0k $29.0k 0.00% Unchanged
39 Kistler-Tiffany Companies, LLC 0.00% of their portfolio BERWYN, PA 880880 $22.9k $22.9k 0.00% Unchanged
40 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 185185 $4.8k $4.8k 0.00% Unchanged
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged