Vault-13

INNOVATOR ETFS TRUST IOCT

INTERNATIONAL DV · ETP · CUSIP 45782C631

40 institutional holders +19 vs Q3 2022
3,209,7753.2m shares reported held*
$77.9mreported value*
16 new 14 added 2 reduced 0 sold out net bought ≈ $34.1m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.28.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 21Q4 22: 4040Q3 22Q4 22
Numbers
QuarterHolders
Q3 202221
Q4 202240

Biggest buyers

IFP Advisors, Inc New +532,161+532.2k
HighTower Advisors, LLC New +296,526+296.5k
Global Strategic Investment Solutions, LLC Added +143,792+143.8k
CORRADO ADVISORS, LLC Added +76,889+76.9k
Lantz Financial LLC Added +45,573+45.6k
First Commonwealth Financial Corp /PA/ New +42,060+42.1k
OSAIC HOLDINGS, INC. Added +39,999+40.0k
ENVESTNET ASSET MANAGEMENT INC New +38,873+38.9k
InterOcean Capital Group, LLC New +37,620+37.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +30,754+30.8k

Biggest sellers

WealthPlan Investment Management, LLC Reduced -5,768-5.8k
Sunbelt Securities, Inc. Reduced -645-645

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 IFP Advisors, Inc 0.36% of their portfolio TAMPA, FL 532,161532.2k $13.5m $13.5m 0.36% New
2 Global Strategic Investment Solutions, LLC 0.63% of their portfolio Scottsdale, AZ 396,992397.0k $9.4m $9.4m 0.63% Added +143.8k +143,792
3 WealthPLAN Partners, LLC 0.61% of their portfolio OMAHA, NE 349,100349.1k $8.7m $8.7m 0.61% First filing
4 WealthPlan Investment Management, LLC 0.61% of their portfolio OMAHA, NE 349,029349.0k $8.7m $8.7m 0.61% Reduced -5.8k -5,768
5 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 296,526296.5k $7.0m $7.0m 0.02% New
6 WPWealth LLP 2.76% of their portfolio FORT WORTH, TX 222,156222.2k $5.3m $5.3m 2.76% First filing
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 178,382178.4k $4.2m $4.2m 0.01% Added +4.5k +4,469
8 Forvis Mazars Wealth Advisors, LLC 0.11% of their portfolio Springfield, MO 134,729134.7k $3.2m $3.2m 0.11% Added +368 +368
9 CORRADO ADVISORS, LLC 1.67% of their portfolio RAMSEY, NJ 100,571100.6k $2.4m $2.4m 1.67% Added +76.9k +76,889
10 TRUSTCORE FINANCIAL SERVICES, LLC 0.15% of their portfolio BRENTWOOD, TN 71,31471.3k $1.7m $1.7m 0.15% Added +8.3k +8,314
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 65,49765.5k $1.6m $1.6m 0.00% Added +40.0k +39,999
12 Lantz Financial LLC 0.65% of their portfolio NAPERVILLE, IL 60,05460.1k $1.4m $1.4m 0.65% Added +45.6k +45,573
13 First Commonwealth Financial Corp /PA/ 0.37% of their portfolio Indiana, PA 42,06042.1k $999.8k $999.8k 0.37% New
14 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 40,46140.5k $961.8k $961.8k 0.01% Added +22.6k +22,613
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 38,87338.9k $924.0k $924.0k 0.00% New
16 SageView Advisory Group, LLC 0.07% of their portfolio Newport Beach, CA 38,57938.6k $917.0k $917.0k 0.07% First filing
17 InterOcean Capital Group, LLC 0.03% of their portfolio NASHVILLE, TN 37,62037.6k $894.2k $894.2k 0.03% New
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 30,75430.8k $731.0k $731.0k 0.00% New
19 Pillar Wealth Advisors, LLC 0.51% of their portfolio WESTTOWN, PA 22,24622.2k $528.8k $528.8k 0.51% Added +3.0k +3,044
20 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 21,43021.4k $509.4k $509.4k 0.02% New
21 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 21,18921.2k $503.7k $503.7k 0.01% Added +11.0k +11,040
22 BCS Wealth Management 0.21% of their portfolio JOHNSON CITY, TN 21,17921.2k $503.0k $503.0k 0.21% New
23 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 18,45618.5k $438.7k $438.7k 0.00% Added +724 +724
24 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 17,56217.6k $417.4k $417.4k 0.03% Added +6.9k +6,945
25 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 16,87316.9k $409.0k $409.0k 0.01% Added +372 +372
26 Tradition Wealth Management, LLC 0.05% of their portfolio EDINA, MN 15,87815.9k $377.0k $377.0k 0.05% Added +1.8k +1,801
27 Sunbelt Securities, Inc. 0.06% of their portfolio HOUSTON, TX 13,64513.6k $324.3k $324.3k 0.06% Reduced -645 -645
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,71012.7k $302.1k $302.1k 0.00% New
29 Arlington Capital Management, Inc. 0.33% of their portfolio ARLINGTON HEIGHTS, IL 12,40412.4k $294.8k $294.8k 0.33% New
30 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 9,5109.5k $226.1k $226.1k 0.01% New
31 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,1779.2k $218.1k $218.1k 0.00% New
32 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 3,6573.7k $86.9k $86.9k 0.01% New
33 Global Trust Asset Management, LLC 0.04% of their portfolio PALM BEACH GARDENS, FL 3,0003.0k $71.3k $71.3k 0.04% New
34 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.02% of their portfolio BLUE BELL, PA 2,0532.1k $48.8k $48.8k 0.02% New
35 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,6651.7k $39.6k $39.6k 0.00% Unchanged
36 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,1171.1k $27.0k $27.0k 0.00% Unchanged
37 Kistler-Tiffany Companies, LLC 0.00% of their portfolio BERWYN, PA 880880 $20.9k $20.9k 0.00% Unchanged
38 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 185185 $4.4k $4.4k 0.00% Unchanged
39 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 101101 $2.4k $2.4k 0.00% New
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged