Vault-13

INNOVATOR ETFS TRUST EOCT

EMERGING MKT PWR · ETP · CUSIP 45782C623

65 institutional holders +2 vs Q4 2025
2,828,7602.8m shares reported held*
$90.4mreported value*
8 new 18 added 23 reduced 9 sold out net sold ≈ $2.2m (-41.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.94.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 15Q4 22: 23Q1 23: 22Q2 23: 22Q3 23: 21Q4 23: 30Q1 24: 26Q2 24: 27Q3 24: 27Q4 24: 37Q1 25: 46Q2 25: 42Q3 25: 44Q4 25: 63Q1 26: 6565Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202215
Q4 202223
Q1 202322
Q2 202322
Q3 202321
Q4 202330
Q1 202426
Q2 202427
Q3 202427
Q4 202437
Q1 202546
Q2 202542
Q3 202544
Q4 202563
Q1 202665

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 7 bought or addedQ2 24: 9 cut or sold outQ3 24: 10 bought or addedQ3 24: 13 cut or sold outQ3 24Q4 24: 25 bought or addedQ4 24: 9 cut or sold outQ1 25: 23 bought or addedQ1 25: 14 cut or sold outQ1 25Q2 25: 21 bought or addedQ2 25: 20 cut or sold outQ3 25: 19 bought or addedQ3 25: 19 cut or sold outQ3 25Q4 25: 38 bought or addedQ4 25: 11 cut or sold outQ1 26: 26 bought or addedQ1 26: 32 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 202479
Q3 20241013
Q4 2024259
Q1 20252314
Q2 20252120
Q3 20251919
Q4 20253811
Q1 20262632

Biggest buyers

Creative Planning New +125,819+125.8k
Kestra Advisory Services, LLC Added +39,463+39.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +26,679+26.7k
Allworth Financial LP Added +23,977+24.0k
BFI Wealth Solutions, LLC Added +18,200+18.2k
OLD MISSION CAPITAL LLC New +17,219+17.2k
Broussard Financial Group LLC Added +12,187+12.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +10,824+10.8k
GOLDMAN SACHS GROUP INC New +10,040+10.0k
TRUIST FINANCIAL CORP New +8,215+8.2k

Biggest sellers

ACCESS FINANCIAL SERVICES, INC. Sold out -112,877-112.9k
PRIVATE CLIENT SERVICES, LLC Sold out -54,307-54.3k
Global Strategic Investment Solutions, LLC Reduced -46,836-46.8k
Elmwood Wealth Management, Inc. Sold out -38,829-38.8k
SYON CAPITAL LLC Sold out -32,518-32.5k
RAYMOND JAMES FINANCIAL INC Reduced -26,428-26.4k
Sigma Planning Corp Sold out -7,730-7.7k
Diligent Investors, LLC Sold out -7,200-7.2k
William Mack & Associates, Inc. Sold out -6,867-6.9k
Waterloo Capital, L.P. Sold out -6,807-6.8k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 400,614400.6k $12.8m $12.8m 0.02% Added +10.8k +10,824
2 Broussard Financial Group LLC 7.75% of their portfolio KAPLAN, LA 303,370303.4k $9.7m $9.7m 7.75% Added +12.2k +12,187
3 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 236,205236.2k $7.5m $7.5m 0.03% Added +24.0k +23,977
4 Global Strategic Investment Solutions, LLC 0.53% of their portfolio Scottsdale, AZ 168,054168.1k $5.4m $5.4m 0.53% Reduced -46.8k -46,836
5 MBL Wealth, LLC 0.36% of their portfolio CHARLOTTE, NC 148,738148.7k $4.8m $4.8m 0.36% Added +1.4k +1,388
6 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 143,030143.0k $4.6m $4.6m 0.00% Added +1.1k +1,134
7 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 125,819125.8k $4.0m $4.0m 0.00% New
8 SageView Advisory Group, LLC 0.15% of their portfolio Newport Beach, CA 125,819125.8k $4.0m $4.0m 0.15% Added +5.7k +5,693
9 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 117,737117.7k $3.8m $3.8m 0.01% Added +39.5k +39,463
10 CORRADO ADVISORS, LLC 1.65% of their portfolio RAMSEY, NJ 98,85898.9k $3.2m $3.2m 1.65% Reduced -1.8k -1,787
11 Advus Financial Partners, LLC 0.52% of their portfolio WINTER PARK, FL 65,51765.5k $2.1m $2.1m 0.52% Added +1.0k +1,045
12 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 63,16363.2k $2.0m $2.0m 0.00% Reduced -1.6k -1,634
13 PFG Advisors 0.09% of their portfolio Phoenix, AZ 59,89159.9k $1.9m $1.9m 0.09% Reduced -60 -60
14 Cornerstone Wealth, LLC/TN 1.12% of their portfolio GREENEVILLE, TN 59,44059.4k $2.0m $2.0m 1.12% First filing
15 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 56,45756.5k $1.8m $1.8m 0.03% Reduced -391 -391
16 Berger Financial Group, Inc 0.09% of their portfolio PLYMOUTH, MN 48,76548.8k $1.6m $1.6m 0.09% Reduced -618 -618
17 Liberty Atlantic Advisors LLC 1.32% of their portfolio ALLEN, TX 48,24948.2k $1.5m $1.5m 1.32% Added +90 +90
18 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 41,50741.5k $1.3m $1.3m 0.02% Added +3.3k +3,326
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 38,62238.6k $1.2m $1.2m 0.00% Added +46 +46
20 BFI Wealth Solutions, LLC 1.06% of their portfolio DALLAS, TX 34,41634.4k $1.1m $1.1m 1.06% Added +18.2k +18,200
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 28,64128.6k $40.6k $40.6k 0.00% Added +26.7k +26,679
22 NorthCrest Asset Manangement, LLC 0.03% of their portfolio PLYMOUTH, MN 27,36827.4k $873.8k $873.8k 0.03% Reduced -3.2k -3,213
23 WPWealth LLP 0.13% of their portfolio FORT WORTH, TX 26,95227.0k $861.1k $861.1k 0.13% Unchanged
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 26,79126.8k $856.0k $856.0k 0.00% Reduced -3.0k -3,003
25 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 26,46826.5k $845.6k $845.6k 0.00% Reduced -26.4k -26,428
26 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 23,44723.4k $749.1k $749.1k 0.00% Unchanged
27 SECURED RETIREMENT ADVISORS, LLC 0.38% of their portfolio ST LOUIS PARK, MN 20,85020.9k $666.2k $666.2k 0.38% Reduced -428 -428
28 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 17,87117.9k $571.0k $571.0k 0.02% Reduced -187 -187
29 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 17,21917.2k $550.1k $550.1k 0.01% New
30 Compass Advisory Group LLC 0.14% of their portfolio MELVILLE, NY 16,40016.4k $524.0k $524.0k 0.14% Unchanged
31 FOUNDERS FINANCIAL SECURITIES LLC 0.03% of their portfolio TOWSON, MD 15,28715.3k $503.3k $503.3k 0.03% Added +2.3k +2,256
32 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 14,95515.0k $477.8k $477.8k 0.01% Added +1.8k +1,764
33 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 13,39213.4k $427.9k $427.9k 0.01% Added +184 +184
34 Tradition Wealth Management, LLC 0.03% of their portfolio EDINA, MN 13,11213.1k $418.9k $418.9k 0.03% Reduced -107 -107
35 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 11,65811.7k $372.5k $372.5k 0.00% Unchanged
36 Opus Financial Solutions LLC 0.33% of their portfolio DOWNERS GROVE, IL 11,08911.1k $354.3k $354.3k 0.33% Reduced -2.5k -2,495
37 Sugar Maple Asset Management, LLC 0.21% of their portfolio SISTER BAY, WI 10,93510.9k $349.4k $349.4k 0.21% Reduced -1.0k -1,000
38 Arlington Capital Management, Inc. 0.20% of their portfolio ARLINGTON HEIGHTS, IL 10,89610.9k $348.1k $348.1k 0.20% Not comparable
39 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 10,82310.8k $345.8k $345.8k 0.02% Added +3.1k +3,101
40 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 10,16410.2k $324.7k $324.7k 0.00% Added +1.7k +1,722
41 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,04010.0k $320.8k $320.8k 0.00% New
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 8,2158.2k $262.5k $262.5k 0.00% New
43 Noble Wealth Management PBC 0.12% of their portfolio GREENWOOD VILLAGE, CO 7,4507.5k $238.0k $238.0k 0.12% Reduced -100 -100
44 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 7,3727.4k $235.5k $235.5k 0.00% Unchanged
45 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,2487.2k $232.0k $232.0k 0.00% Reduced -330 -330
46 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,1197.1k $227.4k $227.4k 0.00% Unchanged
47 WINNACLE WEALTH LLC 0.17% of their portfolio WACO, TX 6,7886.8k $216.9k $216.9k 0.17% Reduced -927 -927
48 WEALTHGARDEN F.S. LLC 0.14% of their portfolio EL SEGUNDO, CA 6,5616.6k $209.6k $209.6k 0.14% Reduced -10 -10
49 Wealthspire Retirement, LLC 0.01% of their portfolio ALISO VIEJO, CA 6,5156.5k $208.2k $208.2k 0.01% Reduced -673 -673
50 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,0555.1k $162.5k $162.5k 0.00% Reduced -1.9k -1,900
51 Worth Financial Advisory Group, LLC 0.38% of their portfolio CHARLOTTE, NC 3,7233.7k $857.7k $857.7k 0.38% New
52 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 2,8612.9k $91.0k $91.0k 0.00% Unchanged
53 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 2,6802.7k $85.6k $85.6k 0.00% Unchanged
54 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,1612.2k $69.0k $69.0k 0.00% Unchanged
55 Whipplewood Advisors, LLC 0.03% of their portfolio LITTLETON, CO 1,5261.5k $48.8k $48.8k 0.03% Reduced -70 -70
56 Financial Network Wealth Advisors LLC 0.03% of their portfolio MURRAY, UT 958958 $30.6k $30.6k 0.03% Unchanged
57 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 954954 $30.5k $30.5k 0.00% Reduced -41 -41
58 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 706706 $22.6k $22.6k 0.01% Unchanged
59 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 618618 $19.7k $19.7k 0.00% Unchanged
60 GILL CAPITAL PARTNERS, LLC 0.01% of their portfolio DENVER, CO 570570 $18.2k $18.2k 0.01% New
61 PlanVest Financial, Inc 0.01% of their portfolio GAITHERSBURG, MD 570570 $18.2k $18.2k 0.01% First filing
62 IFG Advisory, LLC 0.03% of their portfolio ATLANTA, GA 300300 $9.6k $9.6k 0.03% New
63 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 282282 $9.0k $9.0k 0.00% Unchanged
64 UBS Group AG 0.00% of their portfolio ZURICH, V8 200200 $6.4k $6.4k 0.00% New
65 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 107107 $3.4k $3.4k 0.00% Reduced -53 -53