Vault-13

INNOVATOR ETFS TRUST NOCT

GRWT100 PWR BUF · ETP · CUSIP 45782C615

86 institutional holders +23 vs Q3 2024
1,909,8381.9m shares reported held*
$98.0mreported value*
17 new 31 added 14 reduced 4 sold out net sold ≈ $13.6m (-265.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $51.34.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 35Q4 22: 60Q1 23: 63Q2 23: 57Q3 23: 55Q4 23: 77Q1 24: 69Q2 24: 70Q3 24: 63Q4 24: 8686Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202235
Q4 202260
Q1 202363
Q2 202357
Q3 202355
Q4 202377
Q1 202469
Q2 202470
Q3 202463
Q4 202486

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 18 bought or addedQ1 23: 28 cut or sold outQ2 23: 12 bought or addedQ2 23: 33 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 24 cut or sold outQ4 23: 56 bought or addedQ4 23: 9 cut or sold outQ4 23Q1 24: 15 bought or addedQ1 24: 34 cut or sold outQ2 24: 17 bought or addedQ2 24: 34 cut or sold outQ2 24Q3 24: 14 bought or addedQ3 24: 36 cut or sold outQ4 24: 48 bought or addedQ4 24: 18 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20231828
Q2 20231233
Q3 20231924
Q4 2023569
Q1 20241534
Q2 20241734
Q3 20241436
Q4 20244818

Biggest buyers

PRINCIPAL SECURITIES, INC. Added +62,057+62.1k
ENVESTNET ASSET MANAGEMENT INC Added +40,958+41.0k
Focus Partners Wealth Added +36,062+36.1k
TRUIST FINANCIAL CORP Added +34,775+34.8k
Kestra Advisory Services, LLC Added +32,544+32.5k
Certified Advisory Corp New +30,150+30.1k
CITADEL ADVISORS LLC New +29,263+29.3k
HighTower Advisors, LLC New +29,213+29.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +23,325+23.3k
Cetera Investment Advisers Added +22,645+22.6k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -724,963-725.0k
AE Wealth Management LLC Reduced -21,222-21.2k
CoreCap Advisors, LLC Reduced -14,584-14.6k
Innova Wealth Partners Sold out -5,976-6.0k
Brookstone Capital Management Reduced -4,294-4.3k
First Heartland Consultants, Inc. Sold out -4,092-4.1k
Summit Wealth Partners, LLC Reduced -3,104-3.1k
AdvisorNet Financial, Inc Reduced -1,573-1.6k
UBS Group AG Sold out -1,361-1.4k
Sunbelt Securities, Inc. Reduced -1,131-1.1k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 243,788243.8k $12.5m $12.5m 0.03% Reduced -725.0k -724,963
2 INVESTMENT MANAGEMENT CORP /VA/ /ADV 8.72% of their portfolio ROANOKE, VA 189,731189.7k $9.7m $9.7m 8.72% First filing
3 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 106,302106.3k $5.5m $5.5m 0.01% Added +21.5k +21,515
4 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 79,49079.5k $4.1m $4.1m 0.01% Added +7.9k +7,908
5 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 79,17079.2k $4.1m $4.1m 0.01% Added +34.8k +34,775
6 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 71,52471.5k $3.7m $3.7m 0.00% Added +36.1k +36,062
7 PRINCIPAL SECURITIES, INC. 0.08% of their portfolio DES MOINES, IA 65,94465.9k $3.4m $3.4m 0.08% Added +62.1k +62,057
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 64,77664.8k $3.3m $3.3m 0.01% Added +22.6k +22,645
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 54,71254.7k $2.8m $2.8m 0.00% Added +41.0k +40,958
10 RED CRANE WEALTH MANAGEMENT, LLC 2.53% of their portfolio SAN FRANCISCO, CA 52,06652.1k $2.7m $2.7m 2.53% First filing
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 51,00251.0k $2.6m $2.6m 0.00% Reduced -847 -847
12 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 48,72648.7k $2.5m $2.5m 0.01% Added +32.5k +32,544
13 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 38,59238.6k $2.0m $2.0m 0.01% Added +6.9k +6,873
14 Valtinson Bruner Financial Planning LLC 0.63% of their portfolio NEW BRIGHTON, MN 35,27635.3k $1.8m $1.8m 0.63% Reduced -1.1k -1,106
15 Jacobi Capital Management LLC 0.13% of their portfolio PITTSTON, PA 33,78133.8k $1.7m $1.7m 0.13% Unchanged
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 30,23730.2k $1.6m $1.6m 0.00% First filing
17 Certified Advisory Corp 0.17% of their portfolio ALTAMONTE SPRINGS, FL 30,15030.1k $1.5m $1.5m 0.17% New
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 29,26329.3k $1.5m $1.5m 0.00% New
19 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,21329.2k $1.5m $1.5m 0.00% New
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,07829.1k $1.5m $1.5m 0.00% Added +23.3k +23,325
21 Diligent Investors, LLC 0.30% of their portfolio REDLANDS, CA 25,25625.3k $1.3m $1.3m 0.30% Added +100 +100
22 Strategic Blueprint, LLC 0.08% of their portfolio ATLANTA, GA 24,87224.9k $1.3m $1.3m 0.08% Reduced -36 -36
23 CWM, LLC 0.01% of their portfolio OMAHA, NE 24,07624.1k $1.2m $1.2m 0.01% Added +42 +42
24 CENTAURUS FINANCIAL, INC. 0.07% of their portfolio ANAHEIM, CA 23,68023.7k $1.2m $1.2m 0.07% Added +3.3k +3,339
25 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 20,34720.3k $1.0m $1.0m 0.02% Reduced -4.3k -4,294
26 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 19,91419.9k $1.0m $1.0m 0.02% Added +15.8k +15,768
27 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 18,22418.2k $935.6k $935.6k 0.04% Reduced -14.6k -14,584
28 CREATIVE FINANCIAL DESIGNS INC /ADV 0.08% of their portfolio KOKOMO, IN 18,17018.2k $932.9k $932.9k 0.08% Added +1.1k +1,150
29 DHJJ Financial Advisors, Ltd. 0.36% of their portfolio NAPERVILLE, IL 17,93517.9k $920.8k $920.8k 0.36% Reduced -446 -446
30 Tradition Wealth Management, LLC 0.07% of their portfolio EDINA, MN 15,87415.9k $815.0k $815.0k 0.07% Added +10.7k +10,746
31 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 15,40715.4k $791.0k $791.0k 0.02% New
32 SECURED RETIREMENT ADVISORS, LLC 0.45% of their portfolio ST LOUIS PARK, MN 15,21115.2k $781.0k $781.0k 0.45% New
33 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 14,39014.4k $738.8k $738.8k 0.00% Added +8.3k +8,264
34 Visionary Wealth Advisors 0.04% of their portfolio O'FALLON, IL 14,38314.4k $738.4k $738.4k 0.04% Unchanged
35 Riggs Capital Management LLC 0.69% of their portfolio AMERICAN FORK, UT 13,65413.7k $701.0k $701.0k 0.69% First filing
36 Sugarloaf Wealth Management, LLC 0.12% of their portfolio DULUTH, GA 12,55712.6k $644.7k $644.7k 0.12% Added +2.7k +2,707
37 Noble Wealth Management PBC 0.44% of their portfolio GREENWOOD VILLAGE, CO 12,20612.2k $626.7k $626.7k 0.44% First filing
38 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 11,95412.0k $613.7k $613.7k 0.02% Added +809 +809
39 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,88011.9k $610.0k $610.0k 0.00% New
40 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 10,75410.8k $552.1k $552.1k 0.02% Added +3.0k +3,027
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,08810.1k $517.9k $517.9k 0.00% New
42 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,8619.9k $506.3k $506.3k 0.01% Reduced -131 -131
43 CRA Financial Services, LLC 0.08% of their portfolio NORTHFIELD, NJ 9,5159.5k $488.5k $488.5k 0.08% Added +2.0k +1,995
44 Sunbelt Securities, Inc. 0.04% of their portfolio HOUSTON, TX 9,0009.0k $463.5k $463.5k 0.04% Reduced -1.1k -1,131
45 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.00% of their portfolio Cincinnati, OH 8,8708.9k $455.4k $455.4k 0.00% Unchanged
46 Outlook Wealth Advisors, LLC 0.12% of their portfolio SHENANDOAH, TX 8,2578.3k $423.9k $423.9k 0.12% Added +646 +646
47 THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio BRENTWOOD, TN 8,1428.1k $418.0k $418.0k 0.03% Unchanged
48 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 7,7957.8k $400.2k $400.2k 0.01% Added +349 +349
49 LYNX CAPITAL GROUP LTD /ADV 0.23% of their portfolio BEACHWOOD, OH 7,6257.6k $391.5k $391.5k 0.23% Unchanged
50 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,3117.3k $375.4k $375.4k 0.01% Added +3.0k +3,024
51 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 7,2987.3k $374.7k $374.7k 0.00% Added +1.2k +1,225
52 Arlington Capital Management, Inc. 0.24% of their portfolio ARLINGTON HEIGHTS, IL 6,6546.7k $341.6k $341.6k 0.24% Added +678 +678
53 CORRADO ADVISORS, LLC 0.20% of their portfolio RAMSEY, NJ 5,9455.9k $305.2k $305.2k 0.20% New
54 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 5,8715.9k $301.4k $301.4k 0.00% Added +1.5k +1,460
55 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 5,7895.8k $297.0k $297.0k 0.02% Added +600 +600
56 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 5,6635.7k $290.7k $290.7k 0.00% Reduced -3 -3
57 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 5,2695.3k $271.0k $271.0k 0.01% Unchanged
58 FSA Advisors, Inc. 0.31% of their portfolio TROY, MI 5,0865.1k $253.8k $253.8k 0.31% Unchanged
59 GWN SECURITIES INC. 0.07% of their portfolio Palm Beach Gardens, FL 5,0815.1k $260.9k $260.9k 0.07% First filing
60 Global Trust Asset Management, LLC 0.10% of their portfolio PALM BEACH GARDENS, FL 5,0005.0k $256.7k $256.7k 0.10% Reduced -550 -550
61 BCS Wealth Management 0.06% of their portfolio JOHNSON CITY, TN 4,4574.5k $229.0k $229.0k 0.06% New
62 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 4,4354.4k $227.7k $227.7k 0.00% Unchanged
63 Vantage Point Financial LLC 0.12% of their portfolio LISLE, IL 4,3704.4k $224.4k $224.4k 0.12% First filing
64 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 4,3424.3k $222.9k $222.9k 0.01% New
65 ARQ WEALTH ADVISORS, LLC 0.08% of their portfolio SCOTTSDALE, AZ 4,3314.3k $222.4k $222.4k 0.08% New
66 Summit Wealth Partners, LLC 0.05% of their portfolio Orlando, FL 4,3314.3k $222.4k $222.4k 0.05% Reduced -3.1k -3,104
67 PFG Advisors 0.01% of their portfolio Phoenix, AZ 4,1544.2k $213.3k $213.3k 0.01% New
68 Archer Investment Corp 0.06% of their portfolio Carmel, IN 4,0254.0k $206.6k $206.6k 0.06% Unchanged
69 Advisory Alpha, LLC 0.01% of their portfolio HOLLAND, MI 4,0174.0k $206.2k $206.2k 0.01% New
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,8343.8k $196.8k $196.8k 0.00% Added +40 +40
71 Sugar Maple Asset Management, LLC 0.14% of their portfolio SISTER BAY, WI 3,6023.6k $184.9k $184.9k 0.14% New
72 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 2,9232.9k $150.0k $150.0k 0.01% Added +403 +403
73 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,7812.8k $145.7k $145.7k 0.00% Unchanged
74 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,7052.7k $138.9k $138.9k 0.00% Reduced -21.2k -21,222
75 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 2,6202.6k $134.5k $134.5k 0.01% Reduced -1.6k -1,573
76 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 1,9902.0k $102.2k $102.2k 0.01% New
77 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 961961 $49.3k $49.3k 0.01% Added +600 +600
78 Whipplewood Advisors, LLC 0.02% of their portfolio LITTLETON, CO 750750 $38.5k $38.5k 0.02% First filing
79 Householder Group Estate & Retirement Specialist, LLC 0.02% of their portfolio SCOTTSDALE, AZ 512512 $26.0k $26.0k 0.02% Unchanged
80 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 500500 $25.7k $25.7k 0.00% New
81 Stonebridge Financial Group, LLC 0.00% of their portfolio Wormleysburg, PA 200200 $10.3k $10.3k 0.00% First filing
82 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 157157 $8.1k $8.1k 0.01% Unchanged
83 Synergy Asset Management, LLC 0.00% of their portfolio VANCOUVER, WA 9090 $4.5k $4.5k 0.00% New
84 Luminist Capital LLC 0.01% of their portfolio GRAND RAPIDS, MI 5757 $2.9k $2.9k 0.01% First filing
85 Wood Tarver Financial Group, LLC 0.00% of their portfolio BOISE, ID 99 $0 $0 0.00% First filing
86 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged