Vault-13

INNOVATOR ETFS TRUST NOCT

GRWT100 PWR BUF · ETP · CUSIP 45782C615

70 institutional holders +1 vs Q1 2024
2,029,0002.0m shares reported held*
$100.2mreported value*
6 new 11 added 30 reduced 4 sold out net sold ≈ $4.6m (-94.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.39.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 35Q4 22: 60Q1 23: 63Q2 23: 57Q3 23: 55Q4 23: 77Q1 24: 69Q2 24: 7070Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202235
Q4 202260
Q1 202363
Q2 202357
Q3 202355
Q4 202377
Q1 202469
Q2 202470

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 47 bought or addedQ4 22: 4 cut or sold outQ4 22Q1 23: 18 bought or addedQ1 23: 28 cut or sold outQ2 23: 12 bought or addedQ2 23: 33 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 24 cut or sold outQ4 23: 56 bought or addedQ4 23: 9 cut or sold outQ4 23Q1 24: 15 bought or addedQ1 24: 34 cut or sold outQ2 24: 17 bought or addedQ2 24: 34 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022474
Q1 20231828
Q2 20231233
Q3 20231924
Q4 2023569
Q1 20241534
Q2 20241734

Biggest buyers

Focus Partners Wealth New +35,462+35.5k
Janney Montgomery Scott LLC Added +21,503+21.5k
Kestra Advisory Services, LLC Added +12,922+12.9k
JANE STREET GROUP, LLC Added +7,517+7.5k
Jacobi Capital Management LLC New +5,203+5.2k
Arete Wealth Advisors, LLC New +5,189+5.2k
First Heartland Consultants, Inc. New +4,092+4.1k
CoreCap Advisors, LLC Added +3,493+3.5k
TRUIST FINANCIAL CORP Added +3,170+3.2k
Allworth Financial LP New +2,781+2.8k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -59,879-59.9k
Atria Wealth Solutions, Inc. Reduced -42,420-42.4k
Sigma Planning Corp Sold out -22,585-22.6k
CITADEL ADVISORS LLC Reduced -12,895-12.9k
Cetera Investment Advisers Reduced -9,109-9.1k
LINCOLN NATIONAL CORP Sold out -7,992-8.0k
Pillar Wealth Advisors, LLC Reduced -6,565-6.6k
PCA Investment Advisory Services Inc. Sold out -4,800-4.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -4,275-4.3k
Leading Edge Financial Planning LLC Sold out -4,273-4.3k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 976,622976.6k $47.9m $47.9m 0.11% Reduced -59.9k -59,879
2 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 82,92082.9k $4.1m $4.1m 0.01% Reduced -3.0k -3,035
3 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 56,18456.2k $2.8m $2.8m 0.01% Added +21.5k +21,503
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 46,97647.0k $2.3m $2.3m 0.00% Added +2.3k +2,335
5 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 43,39543.4k $2.1m $2.1m 0.01% Added +12.9k +12,922
6 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 42,95143.0k $2.1m $2.1m 0.00% Added +3.2k +3,170
7 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 42,91042.9k $2.1m $2.1m 0.00% Reduced -9.1k -9,109
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 37,40237.4k $1.8m $1.8m 0.00% Added +2.0k +1,998
9 Valtinson Bruner Financial Planning LLC 0.71% of their portfolio NEW BRIGHTON, MN 36,38236.4k $1.8m $1.8m 0.71% Reduced -500 -500
10 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 35,46235.5k $1.7m $1.7m 0.01% New
11 CoreCap Advisors, LLC 0.17% of their portfolio SOUTHFIELD, MI 34,03134.0k $1.7m $1.7m 0.17% Added +3.5k +3,493
12 Pillar Wealth Advisors, LLC 1.98% of their portfolio WESTTOWN, PA 33,70633.7k $1.7m $1.7m 1.98% Reduced -6.6k -6,565
13 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 33,13633.1k $1.6m $1.6m 0.01% Reduced -2.7k -2,725
14 Prairie Wealth Advisors, Inc. 0.71% of their portfolio OMAHA, NE 28,62128.6k $1.4m $1.4m 0.71% Unchanged
15 Strategic Blueprint, LLC 0.09% of their portfolio ATLANTA, GA 26,16226.2k $1.3m $1.3m 0.09% Reduced -367 -367
16 Diligent Investors, LLC 0.31% of their portfolio REDLANDS, CA 25,15625.2k $1.2m $1.2m 0.31% Unchanged
17 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 25,08025.1k $1.2m $1.2m 0.01% Reduced -227 -227
18 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 24,81324.8k $1.2m $1.2m 0.02% Added +580 +580
19 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 23,51623.5k $1.2m $1.2m 0.00% Added +7.5k +7,517
20 CWM, LLC 0.01% of their portfolio OMAHA, NE 22,55422.6k $1.1m $1.1m 0.01% Added +1.0k +1,039
21 DHJJ Financial Advisors, Ltd. 0.43% of their portfolio NAPERVILLE, IL 20,98721.0k $1.0m $1.0m 0.43% Reduced -1.9k -1,937
22 CENTAURUS FINANCIAL, INC. 0.07% of their portfolio ANAHEIM, CA 20,70920.7k $1.0m $1.0m 0.07% Reduced -823 -823
23 CREATIVE FINANCIAL DESIGNS INC /ADV 0.08% of their portfolio KOKOMO, IN 17,72017.7k $868.8k $868.8k 0.08% Reduced -80 -80
24 Visionary Wealth Advisors 0.06% of their portfolio O'FALLON, IL 17,51317.5k $858.6k $858.6k 0.06% Unchanged
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 15,04315.0k $737.5k $737.5k 0.00% Reduced -4.3k -4,275
26 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 11,14511.1k $547.9k $547.9k 0.02% Unchanged
27 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.00% of their portfolio Cincinnati, OH 10,87010.9k $532.9k $532.9k 0.00% Unchanged
28 Sunbelt Securities, Inc. 0.05% of their portfolio HOUSTON, TX 10,41210.4k $510.5k $510.5k 0.05% Reduced -1.3k -1,325
29 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,99210.0k $489.9k $489.9k 0.01% Added +231 +231
30 Sugarloaf Wealth Management, LLC 0.10% of their portfolio DULUTH, GA 9,8509.8k $482.9k $482.9k 0.10% Reduced -247 -247
31 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 9,4769.5k $464.6k $464.6k 0.01% Reduced -2.4k -2,392
32 Arlington Capital Management, Inc. 0.39% of their portfolio ARLINGTON HEIGHTS, IL 9,2389.2k $452.9k $452.9k 0.39% Reduced -507 -507
33 Global Trust Asset Management, LLC 0.18% of their portfolio PALM BEACH GARDENS, FL 9,0509.1k $443.7k $443.7k 0.18% Unchanged
34 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 9,0129.0k $441.8k $441.8k 0.01% Reduced -106 -106
35 BROWN WEALTH MANAGEMENT, LLC 0.18% of their portfolio NAPERVILLE, IL 9,0129.0k $441.8k $441.8k 0.18% Reduced -106 -106
36 CRA Financial Services, LLC 0.08% of their portfolio NORTHFIELD, NJ 8,5208.5k $417.7k $417.7k 0.08% Unchanged
37 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,3548.4k $409.6k $409.6k 0.01% Unchanged
38 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,2878.3k $406.3k $406.3k 0.00% Reduced -2.1k -2,103
39 THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio BRENTWOOD, TN 8,1428.1k $399.0k $399.0k 0.03% Reduced -901 -901
40 Trek Financial, LLC 0.03% of their portfolio Scottsdale, AZ 7,6777.7k $376.4k $376.4k 0.03% Unchanged
41 LYNX CAPITAL GROUP LTD /ADV 0.26% of their portfolio BEACHWOOD, OH 7,6257.6k $373.8k $373.8k 0.26% Unchanged
42 Outlook Wealth Advisors, LLC 0.35% of their portfolio SHENANDOAH, TX 7,6117.6k $1.1m $1.1m 0.35% Reduced -1.5k -1,536
43 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 7,6037.6k $372.8k $372.8k 0.01% Reduced -324 -324
44 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 6,0736.1k $297.7k $297.7k 0.00% Reduced -42.4k -42,420
45 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 5,9475.9k $291.6k $291.6k 0.00% Reduced -3.0k -2,969
46 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 5,6685.7k $277.9k $277.9k 0.00% Unchanged
47 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 5,5605.6k $272.6k $272.6k 0.00% Unchanged
48 Jacobi Capital Management LLC 0.02% of their portfolio PITTSTON, PA 5,2035.2k $255.1k $255.1k 0.02% New
49 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 5,1895.2k $254.0k $254.0k 0.02% New
50 Tradition Wealth Management, LLC 0.02% of their portfolio EDINA, MN 5,1895.2k $254.4k $254.4k 0.02% Unchanged
51 FSA Advisors, Inc. 0.26% of their portfolio TROY, MI 5,1475.1k $252.3k $252.3k 0.26% Unchanged
52 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 5,0505.0k $248.0k $248.0k 0.01% Unchanged
53 BCS Wealth Management 0.11% of their portfolio JOHNSON CITY, TN 4,5254.5k $222.0k $222.0k 0.11% Reduced -385 -385
54 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 4,4344.4k $217.4k $217.4k 0.01% Unchanged
55 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 4,4114.4k $216.2k $216.2k 0.00% Reduced -1.2k -1,169
56 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,3864.4k $215.0k $215.0k 0.00% Reduced -12.9k -12,895
57 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 4,1474.1k $203.3k $203.3k 0.01% Reduced -1.3k -1,304
58 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 4,0924.1k $201.0k $201.0k 0.02% New
59 Archer Investment Corp 0.06% of their portfolio Carmel, IN 4,0254.0k $197.3k $197.3k 0.06% Unchanged
60 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 3,8873.9k $190.6k $190.6k 0.01% Added +227 +227
61 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,7943.8k $186.0k $186.0k 0.00% Unchanged
62 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 3,1933.2k $156.5k $156.5k 0.01% Unchanged
63 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,7812.8k $136.5k $136.5k 0.00% New
64 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 2,5202.5k $124.0k $124.0k 0.01% Reduced -3.2k -3,171
65 UBS Group AG 0.00% of their portfolio ZURICH, V8 889889 $43.6k $43.6k 0.00% New
66 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 512512 $25.0k $25.0k 0.01% Unchanged
67 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 361361 $17.7k $17.7k 0.00% Unchanged
68 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 157157 $7.7k $7.7k 0.01% Unchanged
69 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 3333 $1.6k $1.6k 0.00% Reduced -3 -3
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged