Vault-13

INNOVATOR ETFS TRUST KOCT

US SML CP PWR B · ETP · CUSIP 45782C599

96 institutional holders +1 vs Q1 2026
2,994,2603.0m shares reported held*
$111.5mreported value*
4 new 16 added 40 reduced 1 sold out net bought ≈ $1.7m (+46.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $37.25.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 35Q4 22: 52Q1 23: 52Q2 23: 55Q3 23: 55Q4 23: 80Q1 24: 76Q2 24: 75Q3 24: 72Q4 24: 91Q1 25: 92Q2 25: 83Q3 25: 86Q4 25: 94Q1 26: 95Q2 26: 9696Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202235
Q4 202252
Q1 202352
Q2 202355
Q3 202355
Q4 202380
Q1 202476
Q2 202475
Q3 202472
Q4 202491
Q1 202592
Q2 202583
Q3 202586
Q4 202594
Q1 202695
Q2 202696

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 27 bought or addedQ3 24: 34 cut or sold outQ4 24: 54 bought or addedQ4 24: 22 cut or sold outQ4 24Q1 25: 25 bought or addedQ1 25: 41 cut or sold outQ2 25: 14 bought or addedQ2 25: 43 cut or sold outQ2 25Q3 25: 30 bought or addedQ3 25: 40 cut or sold outQ4 25: 47 bought or addedQ4 25: 27 cut or sold outQ4 25Q1 26: 25 bought or addedQ1 26: 39 cut or sold outQ2 26: 20 bought or addedQ2 26: 41 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242734
Q4 20245422
Q1 20252541
Q2 20251443
Q3 20253040
Q4 20254727
Q1 20262539
Q2 20262041

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP New +70,589+70.6k
Arax Advisory Partners New +29,396+29.4k
Cambridge Investment Research Advisors, Inc. Added +16,154+16.2k
OSAIC HOLDINGS, INC. Added +13,799+13.8k
HighTower Advisors, LLC Added +9,929+9.9k
BFI Wealth Solutions, LLC Added +9,747+9.7k
OLD MISSION CAPITAL LLC Added +7,996+8.0k
OneDigital Investment Advisors LLC Added +6,023+6.0k
LPL Financial LLC Added +5,622+5.6k
First Commonwealth Financial Corp /PA/ Added +4,450+4.5k

Biggest sellers

Cetera Investment Advisers Reduced -40,193-40.2k
Atlantic Private Wealth, LLC Sold out -17,553-17.6k
TRUIST FINANCIAL CORP Reduced -15,663-15.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -15,047-15.0k
SageView Advisory Group, LLC Reduced -8,135-8.1k
Creative Planning Reduced -8,135-8.1k
Kestra Advisory Services, LLC Reduced -6,244-6.2k
Global Strategic Investment Solutions, LLC Reduced -3,322-3.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -3,033-3.0k
GOLDMAN SACHS GROUP INC Reduced -2,704-2.7k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 297,483297.5k $11.1m $11.1m 0.01% Added +9.9k +9,929
2 Compass Financial Group, Inc. 3.78% of their portfolio DEERFIELD BEACH, FL 239,489239.5k $8.9m $8.9m 3.78% Reduced -1.0k -1,044
3 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 181,221181.2k $6.8m $6.8m 0.01% Added +13.8k +13,799
4 PRINCIPAL SECURITIES, INC. 0.07% of their portfolio DES MOINES, IA 166,573166.6k $6.2m $6.2m 0.07% Reduced -127 -127
5 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 163,752163.8k $6.1m $6.1m 0.00% Reduced -8.1k -8,135
6 SageView Advisory Group, LLC 0.20% of their portfolio Newport Beach, CA 163,752163.8k $6.1m $6.1m 0.20% Reduced -8.1k -8,135
7 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 136,706136.7k $5.1m $5.1m 0.00% Reduced -40.2k -40,193
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 125,507125.5k $4.7m $4.7m 0.01% Reduced -3.0k -3,033
9 BFI Wealth Solutions, LLC 2.73% of their portfolio DALLAS, TX 98,83798.8k $3.7m $3.7m 2.73% Added +9.7k +9,747
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 70,58970.6k $2.6m $2.6m 0.00% New
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 61,89261.9k $2.3m $2.3m 0.00% Added +5.6k +5,622
12 Global Strategic Investment Solutions, LLC 0.17% of their portfolio Scottsdale, AZ 51,82651.8k $1.9m $1.9m 0.17% Reduced -3.3k -3,322
13 DHJJ Financial Advisors, Ltd. 0.53% of their portfolio NAPERVILLE, IL 49,66349.7k $1.9m $1.9m 0.53% Reduced -45 -45
14 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 47,08747.1k $1.8m $1.8m 0.04% Added +8.0k +7,996
15 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.21% of their portfolio BLUE BELL, PA 44,43144.4k $1.7m $1.7m 0.21% Reduced -41 -41
16 Valtinson Bruner Financial Planning LLC 0.39% of their portfolio NEW BRIGHTON, MN 42,09342.1k $1.6m $1.6m 0.39% Reduced -295 -295
17 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 41,96042.0k $1.6m $1.6m 0.01% Added +6.0k +6,023
18 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 38,79138.8k $1.4m $1.4m 0.00% Added +211 +211
19 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 38,47438.5k $1.4m $1.4m 0.00% Added +16.2k +16,154
20 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 38,01038.0k $1.4m $1.4m 0.00% Reduced -15.7k -15,663
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 37,40937.4k $1.4m $1.4m 0.00% Reduced -15.0k -15,047
22 FOUNDERS FINANCIAL SECURITIES LLC 0.07% of their portfolio TOWSON, MD 37,22637.2k $1.4m $1.4m 0.07% Added +4.0k +4,047
23 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 35,93435.9k $1.3m $1.3m 0.00% Reduced -6.2k -6,244
24 Capital Investment Advisory Services, LLC 0.08% of their portfolio RALEIGH, NC 35,02935.0k $1.3m $1.3m 0.08% Unchanged
25 Stratos Wealth Advisors, LLC 0.07% of their portfolio BEACHWOOD, OH 32,41532.4k $1.2m $1.2m 0.07% Reduced -956 -956
26 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 29,39629.4k $1.1m $1.1m 0.01% New
27 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 27,44427.4k $1.0m $1.0m 0.02% Added +600 +600
28 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 26,43726.4k $987.7k $987.7k 0.00% Reduced -145 -145
29 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 25,61725.6k $957.1k $957.1k 0.02% Reduced -1.7k -1,700
30 Wood Tarver Financial Group, LLC 0.20% of their portfolio BOISE, ID 23,05623.1k $861.0k $861.0k 0.20% Unchanged
31 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 22,77922.8k $851.0k $851.0k 0.01% Reduced -960 -960
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 22,29622.3k $833.0k $833.0k 0.00% Reduced -2.7k -2,704
33 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 20,97521.0k $784.0k $784.0k 0.00% Reduced -100 -100
34 Fragasso Financial Advisors Inc 0.04% of their portfolio SEWICKLEY, PA 20,35320.4k $760.4k $760.4k 0.04% Unchanged
35 Compass Advisory Group LLC 0.18% of their portfolio MELVILLE, NY 20,32620.3k $759.4k $759.4k 0.18% Reduced -55 -55
36 Long Island Wealth Management, Inc. 0.30% of their portfolio MELVILLE, NY 19,59819.6k $732.2k $732.2k 0.30% Unchanged
37 WEALTH ALLIANCE, LLC 0.06% of their portfolio MELLVILLE, NY 19,37519.4k $723.9k $723.9k 0.06% Reduced -1.4k -1,405
38 RETIREMENT GUYS FORMULA LLC 0.26% of their portfolio MAUMEE, OH 18,54118.5k $692.7k $692.7k 0.26% Reduced -162 -162
39 Cape Investment Advisory, Inc. 0.18% of their portfolio MCDONOUGH, GA 18,50018.5k $691.2k $691.2k 0.18% Unchanged
40 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 17,44717.4k $651.8k $651.8k 0.03% Reduced -90 -90
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 15,06315.1k $235.2k $235.2k 0.00% Reduced -1.1k -1,146
42 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,95415.0k $558.7k $558.7k 0.01% Unchanged
43 FIDUCIARY FINANCIAL GROUP, LLC 0.06% of their portfolio SAN RAFAEL, CA 13,69913.7k $511.8k $511.8k 0.06% Unchanged
44 Keating Financial Advisory Services, Inc. 0.07% of their portfolio MANHATTAN, KS 13,35213.4k $498.8k $498.8k 0.07% Unchanged
45 Cornerstone Wealth, LLC/TN 0.25% of their portfolio GREENEVILLE, TN 13,21013.2k $495.0k $495.0k 0.25% Unchanged
46 Diligent Investors, LLC 0.11% of their portfolio REDLANDS, CA 13,03613.0k $487.0k $487.0k 0.11% Reduced -1.0k -1,000
47 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 12,22812.2k $456.8k $456.8k 0.01% Unchanged
48 FSA Advisors, Inc. 0.21% of their portfolio TROY, MI 11,98412.0k $447.7k $447.7k 0.21% Reduced -138 -138
49 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 11,43811.4k $427.3k $427.3k 0.00% Unchanged
50 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 11,30011.3k $422.0k $422.0k 0.01% Unchanged
51 Tradition Wealth Management, LLC 0.02% of their portfolio EDINA, MN 10,85010.8k $405.4k $405.4k 0.02% Reduced -1.0k -1,000
52 PFS Partners, LLC 0.16% of their portfolio MINE HILL, NJ 10,77610.8k $402.6k $402.6k 0.16% Unchanged
53 First Commonwealth Financial Corp /PA/ 0.06% of their portfolio Indiana, PA 10,65610.7k $398.1k $398.1k 0.06% Added +4.5k +4,450
54 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 10,07710.1k $376.5k $376.5k 0.00% Reduced -300 -300
55 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 10,07010.1k $376.0k $376.0k 0.01% Unchanged
56 TopTier Wealth Management, LLC 0.22% of their portfolio MUSKEGO, WI 9,7749.8k $365.2k $365.2k 0.22% Reduced -199 -199
57 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,5939.6k $358.4k $358.4k 0.00% Added +2.5k +2,490
58 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 9,3599.4k $349.7k $349.7k 0.01% Added +60 +60
59 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,3009.3k $347.4k $347.4k 0.00% Unchanged
60 BCS Wealth Management 0.06% of their portfolio JOHNSON CITY, TN 9,0909.1k $339.6k $339.6k 0.06% Reduced -775 -775
61 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,8678.9k $331.3k $331.3k 0.00% Added +1.2k +1,211
62 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 8,7768.8k $328.0k $328.0k 0.01% Unchanged
63 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 8,7008.7k $325.0k $325.0k 0.00% Reduced -762 -762
64 WEALTHGARDEN F.S. LLC 0.18% of their portfolio EL SEGUNDO, CA 8,5558.6k $319.6k $319.6k 0.18% Unchanged
65 Advisor OS, LLC 0.02% of their portfolio CHICAGO, IL 8,4358.4k $315.1k $315.1k 0.02% Reduced -299 -299
66 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 7,7707.8k $290.3k $290.3k 0.00% Unchanged
67 CRA Financial Services, LLC 0.03% of their portfolio NORTHFIELD, NJ 7,6207.6k $284.7k $284.7k 0.03% Unchanged
68 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,5357.5k $281.5k $281.5k 0.00% Added +836 +836
69 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 7,2247.2k $263.0k $263.0k 0.00% Reduced -260 -260
70 Vantage Point Financial LLC 0.08% of their portfolio LISLE, IL 7,1557.2k $267.3k $267.3k 0.08% Unchanged
71 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 6,9617.0k $260.1k $260.1k 0.02% Reduced -1.3k -1,291
72 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 6,9577.0k $259.9k $259.9k 0.01% Added +2.3k +2,265
73 Outlook Wealth Advisors, LLC 0.05% of their portfolio SHENANDOAH, TX 6,8086.8k $254.3k $254.3k 0.05% Reduced -1.9k -1,948
74 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 6,5276.5k $243.8k $243.8k 0.00% Unchanged
75 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 6,4156.4k $239.7k $239.7k 0.00% Unchanged
76 Elmwood Wealth Management, Inc. 0.06% of their portfolio BERKELEY, CA 6,1006.1k $227.9k $227.9k 0.06% Reduced -2.4k -2,350
77 Schulz Wealth, LTD. 0.11% of their portfolio MANSFIELD, TX 5,9305.9k $221.5k $221.5k 0.11% First filing
78 WINNACLE WEALTH LLC 0.15% of their portfolio WACO, TX 5,8765.9k $219.5k $219.5k 0.15% Reduced -136 -136
79 RED REEF ADVISORS LLC 0.16% of their portfolio BOCA RATON, FL 4,5264.5k $169.1k $169.1k 0.16% Reduced -200 -200
80 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 3,7403.7k $139.7k $139.7k 0.00% Unchanged
81 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 3,3063.3k $123.5k $123.5k 0.01% Unchanged
82 WealthShield Partners, LLC 0.02% of their portfolio CARY, NC 3,2503.2k $121.4k $121.4k 0.02% Unchanged
83 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,3872.4k $89.2k $89.2k 0.00% Unchanged
84 Noble Wealth Management PBC 0.03% of their portfolio GREENWOOD VILLAGE, CO 1,8001.8k $67.2k $67.2k 0.03% Unchanged
85 Financial Network Wealth Advisors LLC 0.05% of their portfolio MURRAY, UT 1,2381.2k $46.3k $46.3k 0.05% Unchanged
86 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,1411.1k $42.6k $42.6k 0.00% Reduced -182 -182
87 GILPIN WEALTH MANAGEMENT, LLC 0.01% of their portfolio DENVER, CO 400400 $14.9k $14.9k 0.01% Unchanged
88 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 353353 $13.2k $13.2k 0.00% Reduced -147 -147
89 PlanVest Financial, Inc 0.01% of their portfolio GAITHERSBURG, MD 350350 $13.1k $13.1k 0.01% Unchanged
90 Luminist Capital LLC 0.01% of their portfolio GRAND RAPIDS, MI 337337 $12.2k $12.2k 0.01% New
91 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 307307 $11.5k $11.5k 0.00% Unchanged
92 Vision Retirement, LLC 0.00% of their portfolio RIDGEWOOD, NJ 305305 $11.4k $11.4k 0.00% New
93 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 230230 $8.6k $8.6k 0.00% Unchanged
94 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 180180 $6.7k $6.7k 0.00% Unchanged
95 EVOLUTION WEALTH MANAGEMENT INC. 0.00% of their portfolio FORT MYERS, FL 100100 $3.7k $3.7k 0.00% Unchanged
96 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $37 $37 0.00% Unchanged