Vault-13

INNOVATOR ETFS TRUST KOCT

US SML CP PWR B · ETP · CUSIP 45782C599

95 institutional holders +1 vs Q4 2025
3,023,7463.0m shares reported held*
$102.4mreported value*
7 new 18 added 31 reduced 8 sold out net bought ≈ $9.3m (+278.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.86.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 35Q4 22: 52Q1 23: 52Q2 23: 55Q3 23: 55Q4 23: 80Q1 24: 76Q2 24: 75Q3 24: 72Q4 24: 91Q1 25: 92Q2 25: 83Q3 25: 86Q4 25: 94Q1 26: 9595Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202235
Q4 202252
Q1 202352
Q2 202355
Q3 202355
Q4 202380
Q1 202476
Q2 202475
Q3 202472
Q4 202491
Q1 202592
Q2 202583
Q3 202586
Q4 202594
Q1 202695

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 22 bought or addedQ2 24: 33 cut or sold outQ3 24: 27 bought or addedQ3 24: 34 cut or sold outQ3 24Q4 24: 54 bought or addedQ4 24: 22 cut or sold outQ1 25: 25 bought or addedQ1 25: 41 cut or sold outQ1 25Q2 25: 14 bought or addedQ2 25: 43 cut or sold outQ3 25: 30 bought or addedQ3 25: 40 cut or sold outQ3 25Q4 25: 47 bought or addedQ4 25: 27 cut or sold outQ1 26: 25 bought or addedQ1 26: 39 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20242233
Q3 20242734
Q4 20245422
Q1 20252541
Q2 20251443
Q3 20253040
Q4 20254727
Q1 20262539

Biggest buyers

HighTower Advisors, LLC Added +245,099+245.1k
Creative Planning New +171,887+171.9k
OLD MISSION CAPITAL LLC New +39,091+39.1k
GOLDMAN SACHS GROUP INC New +25,000+25.0k
BFI Wealth Solutions, LLC Added +16,704+16.7k
Kestra Advisory Services, LLC Added +11,002+11.0k
SageView Advisory Group, LLC Added +8,846+8.8k
Advisor OS, LLC New +8,734+8.7k
CITADEL ADVISORS LLC New +6,699+6.7k
Sunbelt Securities, Inc. Added +6,529+6.5k

Biggest sellers

COMMONS CAPITAL, LLC Sold out -44,495-44.5k
CORRADO ADVISORS, LLC Sold out -34,507-34.5k
Sigma Planning Corp Reduced -28,494-28.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -19,641-19.6k
MERCER GLOBAL ADVISORS INC /ADV Sold out -18,658-18.7k
OSAIC HOLDINGS, INC. Reduced -18,161-18.2k
Brookstone Capital Management Sold out -16,505-16.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -14,829-14.8k
RAYMOND JAMES FINANCIAL INC Reduced -12,180-12.2k
Global Strategic Investment Solutions, LLC Reduced -12,148-12.1k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 287,554287.6k $9.8m $9.8m 0.01% Added +245.1k +245,099
2 Compass Financial Group, Inc. 3.68% of their portfolio DEERFIELD BEACH, FL 240,533240.5k $8.2m $8.2m 3.68% Reduced -649 -649
3 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 176,899176.9k $6.0m $6.0m 0.01% Reduced -3.4k -3,402
4 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 171,887171.9k $5.8m $5.8m 0.00% New
5 SageView Advisory Group, LLC 0.21% of their portfolio Newport Beach, CA 171,887171.9k $5.8m $5.8m 0.21% Added +8.8k +8,846
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 167,422167.4k $5.7m $5.7m 0.01% Reduced -18.2k -18,161
7 PRINCIPAL SECURITIES, INC. 0.08% of their portfolio DES MOINES, IA 166,700166.7k $5.7m $5.7m 0.08% Reduced -461 -461
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 128,540128.5k $4.4m $4.4m 0.01% Reduced -14.8k -14,829
9 BFI Wealth Solutions, LLC 2.92% of their portfolio DALLAS, TX 89,09089.1k $3.0m $3.0m 2.92% Added +16.7k +16,704
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 56,27056.3k $1.9m $1.9m 0.00% Added +1.2k +1,167
11 Global Strategic Investment Solutions, LLC 0.18% of their portfolio Scottsdale, AZ 55,14855.1k $1.9m $1.9m 0.18% Reduced -12.1k -12,148
12 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 53,67353.7k $1.8m $1.8m 0.00% Added +917 +917
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 52,45652.5k $1.8m $1.8m 0.00% Added +983 +983
14 DHJJ Financial Advisors, Ltd. 0.56% of their portfolio NAPERVILLE, IL 49,70849.7k $1.7m $1.7m 0.56% Reduced -1.4k -1,410
15 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.22% of their portfolio BLUE BELL, PA 44,47244.5k $1.5m $1.5m 0.22% Added +5.7k +5,719
16 Valtinson Bruner Financial Planning LLC 0.40% of their portfolio NEW BRIGHTON, MN 42,38842.4k $1.4m $1.4m 0.40% Reduced -566 -566
17 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 42,17842.2k $1.4m $1.4m 0.01% Added +11.0k +11,002
18 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 39,09139.1k $1.3m $1.3m 0.03% New
19 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 38,58038.6k $1.3m $1.3m 0.00% Unchanged
20 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 35,93735.9k $1.2m $1.2m 0.01% Unchanged
21 Capital Investment Advisory Services, LLC 0.09% of their portfolio RALEIGH, NC 35,02935.0k $1.2m $1.2m 0.09% Reduced -1.4k -1,405
22 Stratos Wealth Advisors, LLC 0.07% of their portfolio BEACHWOOD, OH 33,37133.4k $1.1m $1.1m 0.07% Unchanged
23 FOUNDERS FINANCIAL SECURITIES LLC 0.07% of their portfolio TOWSON, MD 33,17933.2k $1.2m $1.2m 0.07% Added +4.9k +4,915
24 Sunbelt Securities, Inc. 0.07% of their portfolio HOUSTON, TX 33,01133.0k $1.1m $1.1m 0.07% Added +6.5k +6,529
25 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 28,36028.4k $962.2k $962.2k 0.02% Reduced -2.2k -2,207
26 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 27,31727.3k $926.8k $926.8k 0.02% Added +2.5k +2,482
27 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 26,84426.8k $910.7k $910.7k 0.02% Unchanged
28 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 26,58226.6k $901.8k $901.8k 0.00% Reduced -12.2k -12,180
29 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 25,00025.0k $848.2k $848.2k 0.00% New
30 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 23,73923.7k $805.4k $805.4k 0.01% Reduced -1.5k -1,467
31 Wood Tarver Financial Group, LLC 0.22% of their portfolio BOISE, ID 23,05623.1k $782.0k $782.0k 0.22% Unchanged
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 22,32022.3k $757.0k $757.0k 0.00% Reduced -1.8k -1,772
33 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,07521.1k $715.0k $715.0k 0.00% Unchanged
34 CWM, LLC 0.00% of their portfolio OMAHA, NE 20,82520.8k $706.5k $706.5k 0.00% Reduced -7.5k -7,498
35 WEALTH ALLIANCE, LLC 0.07% of their portfolio MELLVILLE, NY 20,78020.8k $705.0k $705.0k 0.07% Unchanged
36 Compass Advisory Group LLC 0.19% of their portfolio MELVILLE, NY 20,38120.4k $691.5k $691.5k 0.19% Reduced -60 -60
37 Fragasso Financial Advisors Inc 0.04% of their portfolio SEWICKLEY, PA 20,35320.4k $697.9k $697.9k 0.04% Added +379 +379
38 Long Island Wealth Management, Inc. 0.31% of their portfolio MELVILLE, NY 19,59819.6k $664.9k $664.9k 0.31% Added +1.4k +1,399
39 RETIREMENT GUYS FORMULA LLC 0.29% of their portfolio MAUMEE, OH 18,70318.7k $634.5k $634.5k 0.29% Unchanged
40 Cape Investment Advisory, Inc. 0.21% of their portfolio MCDONOUGH, GA 18,50018.5k $627.6k $627.6k 0.21% Reduced -100 -100
41 Atlantic Private Wealth, LLC 0.39% of their portfolio CHAPEL HILL, NC 17,55317.6k $595.5k $595.5k 0.39% Unchanged
42 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 17,53717.5k $595.0k $595.0k 0.03% Reduced -420 -420
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 16,20916.2k $254.1k $254.1k 0.00% Added +3.8k +3,772
44 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,95415.0k $507.3k $507.3k 0.01% Unchanged
45 Diligent Investors, LLC 0.12% of their portfolio REDLANDS, CA 14,03614.0k $476.2k $476.2k 0.12% Reduced -500 -500
46 FIDUCIARY FINANCIAL GROUP, LLC 0.06% of their portfolio SAN RAFAEL, CA 13,69913.7k $464.8k $464.8k 0.06% Unchanged
47 Keating Financial Advisory Services, Inc. 0.07% of their portfolio MANHATTAN, KS 13,35213.4k $453.0k $453.0k 0.07% Unchanged
48 Cornerstone Wealth, LLC/TN 0.27% of their portfolio GREENEVILLE, TN 13,21013.2k $471.9k $471.9k 0.27% First filing
49 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 12,22812.2k $414.9k $414.9k 0.01% Unchanged
50 FSA Advisors, Inc. 0.27% of their portfolio TROY, MI 12,12212.1k $411.3k $411.3k 0.27% Reduced -88 -88
51 Tradition Wealth Management, LLC 0.03% of their portfolio EDINA, MN 11,85011.8k $402.0k $402.0k 0.03% Unchanged
52 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 11,43811.4k $388.1k $388.1k 0.00% Unchanged
53 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 11,30011.3k $383.0k $383.0k 0.01% Unchanged
54 PFS Partners, LLC 0.17% of their portfolio MINE HILL, NJ 10,77610.8k $365.6k $365.6k 0.17% Unchanged
55 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 10,37710.4k $352.1k $352.1k 0.00% Unchanged
56 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 10,07010.1k $342.0k $342.0k 0.01% Unchanged
57 TopTier Wealth Management, LLC 0.21% of their portfolio MUSKEGO, WI 9,97310.0k $338.4k $338.4k 0.21% Reduced -60 -60
58 BCS Wealth Management 0.07% of their portfolio JOHNSON CITY, TN 9,8659.9k $334.7k $334.7k 0.07% Reduced -9.9k -9,865
59 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 9,4629.5k $321.0k $321.0k 0.00% Added +1.5k +1,497
60 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,3009.3k $315.5k $315.5k 0.00% Unchanged
61 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 9,2999.3k $315.5k $315.5k 0.01% Reduced -28.5k -28,494
62 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 8,7768.8k $300.0k $300.0k 0.01% Unchanged
63 Outlook Wealth Advisors, LLC 0.07% of their portfolio SHENANDOAH, TX 8,7568.8k $297.1k $297.1k 0.07% Unchanged
64 Advisor OS, LLC 0.02% of their portfolio CHICAGO, IL 8,7348.7k $296.3k $296.3k 0.02% New
65 WEALTHGARDEN F.S. LLC 0.20% of their portfolio EL SEGUNDO, CA 8,5558.6k $290.2k $290.2k 0.20% Unchanged
66 Elmwood Wealth Management, Inc. 0.08% of their portfolio BERKELEY, CA 8,4508.4k $286.7k $286.7k 0.08% Unchanged
67 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 8,2528.3k $280.0k $280.0k 0.02% Reduced -542 -542
68 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 7,7707.8k $263.6k $263.6k 0.00% Unchanged
69 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,6567.7k $259.7k $259.7k 0.00% Unchanged
70 CRA Financial Services, LLC 0.03% of their portfolio NORTHFIELD, NJ 7,6207.6k $258.5k $258.5k 0.03% Reduced -2.5k -2,500
71 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 7,4847.5k $253.9k $253.9k 0.00% Added +108 +108
72 Vantage Point Financial LLC 0.09% of their portfolio LISLE, IL 7,1557.2k $242.7k $242.7k 0.09% Reduced -1.9k -1,869
73 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,1037.1k $241.0k $241.0k 0.00% Reduced -5.4k -5,399
74 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,6996.7k $227.3k $227.3k 0.00% New
75 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 6,5276.5k $221.4k $221.4k 0.00% Unchanged
76 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 6,4156.4k $217.6k $217.6k 0.00% Added +630 +630
77 First Commonwealth Financial Corp /PA/ 0.03% of their portfolio Indiana, PA 6,2066.2k $210.6k $210.6k 0.03% Reduced -1.3k -1,293
78 WINNACLE WEALTH LLC 0.16% of their portfolio WACO, TX 6,0126.0k $204.0k $204.0k 0.16% Reduced -810 -810
79 RED REEF ADVISORS LLC 0.17% of their portfolio BOCA RATON, FL 4,7264.7k $160.3k $160.3k 0.17% Unchanged
80 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 4,6924.7k $159.2k $159.2k 0.01% Added +353 +353
81 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 3,7403.7k $126.9k $126.9k 0.00% New
82 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 3,3063.3k $112.2k $112.2k 0.01% Unchanged
83 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 3,2503.2k $110.3k $110.3k 0.01% Unchanged
84 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,3872.4k $81.0k $81.0k 0.00% Unchanged
85 Noble Wealth Management PBC 0.03% of their portfolio GREENWOOD VILLAGE, CO 1,8001.8k $61.1k $61.1k 0.03% Unchanged
86 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,3231.3k $44.9k $44.9k 0.00% Reduced -8.9k -8,887
87 Financial Network Wealth Advisors LLC 0.04% of their portfolio MURRAY, UT 1,2381.2k $42.0k $42.0k 0.04% Reduced -315 -315
88 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 500500 $17.0k $17.0k 0.00% Unchanged
89 GILPIN WEALTH MANAGEMENT, LLC 0.01% of their portfolio DENVER, CO 400400 $13.6k $13.6k 0.01% Unchanged
90 PlanVest Financial, Inc 0.01% of their portfolio GAITHERSBURG, MD 350350 $11.9k $11.9k 0.01% First filing
91 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 307307 $10.4k $10.4k 0.00% Unchanged
92 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 230230 $7.8k $7.8k 0.00% Reduced -1.0k -1,000
93 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 180180 $6.1k $6.1k 0.00% New
94 EVOLUTION WEALTH MANAGEMENT INC. 0.00% of their portfolio FORT MYERS, FL 100100 $3.4k $3.4k 0.00% Unchanged
95 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $34 $34 0.00% Unchanged