Vault-13

INNOVATOR ETFS TRUST KOCT

US SML CP PWR B · ETP · CUSIP 45782C599

94 institutional holders +8 vs Q3 2025
2,731,3902.7m shares reported held*
$92.0mreported value*
12 new 35 added 20 reduced 7 sold out net bought ≈ $15.4m (+456.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.68.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 35Q4 22: 52Q1 23: 52Q2 23: 55Q3 23: 55Q4 23: 80Q1 24: 76Q2 24: 75Q3 24: 72Q4 24: 91Q1 25: 92Q2 25: 83Q3 25: 86Q4 25: 9494Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202235
Q4 202252
Q1 202352
Q2 202355
Q3 202355
Q4 202380
Q1 202476
Q2 202475
Q3 202472
Q4 202491
Q1 202592
Q2 202583
Q3 202586
Q4 202594

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 23 bought or addedQ1 24: 36 cut or sold outQ2 24: 22 bought or addedQ2 24: 33 cut or sold outQ2 24Q3 24: 27 bought or addedQ3 24: 34 cut or sold outQ4 24: 54 bought or addedQ4 24: 22 cut or sold outQ4 24Q1 25: 25 bought or addedQ1 25: 41 cut or sold outQ2 25: 14 bought or addedQ2 25: 43 cut or sold outQ2 25Q3 25: 30 bought or addedQ3 25: 40 cut or sold outQ4 25: 47 bought or addedQ4 25: 27 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20242336
Q2 20242233
Q3 20242734
Q4 20245422
Q1 20252541
Q2 20251443
Q3 20253040
Q4 20254727

Biggest buyers

PRINCIPAL SECURITIES, INC. Added +159,914+159.9k
SageView Advisory Group, LLC Added +108,212+108.2k
Cetera Investment Advisers Added +63,429+63.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +42,642+42.6k
Sigma Planning Corp New +37,793+37.8k
COMMONS CAPITAL, LLC Added +33,891+33.9k
OneDigital Investment Advisors LLC Added +24,900+24.9k
RAYMOND JAMES FINANCIAL INC Added +20,546+20.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +19,641+19.6k
Cape Investment Advisory, Inc. New +18,600+18.6k

Biggest sellers

Valtinson Bruner Financial Planning LLC Reduced -75,608-75.6k
Crown Wealth Group, LLC Sold out -41,123-41.1k
TRUIST FINANCIAL CORP Reduced -23,332-23.3k
Accredited Investors Inc. Sold out -19,278-19.3k
Tradition Wealth Management, LLC Reduced -19,278-19.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -17,715-17.7k
MERCER GLOBAL ADVISORS INC /ADV Reduced -13,500-13.5k
JPMORGAN CHASE & CO Reduced -13,056-13.1k
GM Advisory Group, LLC Sold out -12,668-12.7k
Kingsview Wealth Management, LLC Sold out -9,319-9.3k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Compass Financial Group, Inc. 3.58% of their portfolio DEERFIELD BEACH, FL 241,182241.2k $8.1m $8.1m 3.58% Reduced -2.0k -1,983
2 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 185,583185.6k $6.2m $6.2m 0.01% Added +13.2k +13,232
3 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 180,301180.3k $6.1m $6.1m 0.01% Added +63.4k +63,429
4 PRINCIPAL SECURITIES, INC. 0.09% of their portfolio DES MOINES, IA 167,161167.2k $5.6m $5.6m 0.09% Added +159.9k +159,914
5 SageView Advisory Group, LLC 0.19% of their portfolio Newport Beach, CA 163,041163.0k $5.5m $5.5m 0.19% Added +108.2k +108,212
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 143,369143.4k $4.8m $4.8m 0.01% Added +42.6k +42,642
7 BFI Wealth Solutions, LLC 2.32% of their portfolio DALLAS, TX 72,38672.4k $2.4m $2.4m 2.32% First filing
8 Global Strategic Investment Solutions, LLC 0.22% of their portfolio Scottsdale, AZ 67,29667.3k $2.3m $2.3m 0.22% Reduced -7.1k -7,149
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 55,10355.1k $1.9m $1.9m 0.00% Added +8.9k +8,912
10 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 52,75652.8k $1.8m $1.8m 0.00% Reduced -23.3k -23,332
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 51,47351.5k $1.7m $1.7m 0.00% Reduced -17.7k -17,715
12 DHJJ Financial Advisors, Ltd. 0.57% of their portfolio NAPERVILLE, IL 51,11851.1k $1.7m $1.7m 0.57% Added +6.1k +6,080
13 COMMONS CAPITAL, LLC 1.05% of their portfolio NEEDHAM, MA 44,49544.5k $1.5m $1.5m 1.05% Added +33.9k +33,891
14 Valtinson Bruner Financial Planning LLC 0.42% of their portfolio NEW BRIGHTON, MN 42,95443.0k $1.4m $1.4m 0.42% Reduced -75.6k -75,608
15 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 42,45542.5k $1.4m $1.4m 0.00% Added +2.3k +2,260
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 38,76238.8k $1.3m $1.3m 0.00% Added +20.5k +20,546
17 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.19% of their portfolio BLUE BELL, PA 38,75338.8k $1.3m $1.3m 0.19% Added +1.3k +1,338
18 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 38,58038.6k $1.3m $1.3m 0.00% Reduced -2.6k -2,600
19 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 37,79337.8k $1.3m $1.3m 0.04% New
20 Capital Investment Advisory Services, LLC 0.09% of their portfolio RALEIGH, NC 36,43436.4k $1.2m $1.2m 0.09% Added +497 +497
21 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 35,93735.9k $1.2m $1.2m 0.01% Added +24.9k +24,900
22 CORRADO ADVISORS, LLC 0.58% of their portfolio RAMSEY, NJ 34,50734.5k $1.2m $1.2m 0.58% Added +11.4k +11,431
23 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 33,37133.4k $1.1m $1.1m 0.05% Unchanged
24 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 31,17631.2k $1.0m $1.0m 0.00% Added +9.4k +9,355
25 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 30,56730.6k $1.0m $1.0m 0.03% Added +4.9k +4,932
26 CWM, LLC 0.00% of their portfolio OMAHA, NE 28,32328.3k $954.0k $954.0k 0.00% Reduced -870 -870
27 FOUNDERS FINANCIAL SECURITIES LLC 0.06% of their portfolio TOWSON, MD 28,26428.3k $951.6k $951.6k 0.06% Added +3.9k +3,881
28 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 26,84426.8k $903.8k $903.8k 0.02% Reduced -45 -45
29 Sunbelt Securities, Inc. 0.06% of their portfolio HOUSTON, TX 26,48226.5k $891.6k $891.6k 0.06% Added +7.0k +6,957
30 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 25,20625.2k $848.7k $848.7k 0.01% Added +164 +164
31 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 24,83524.8k $836.2k $836.2k 0.02% Added +13.5k +13,486
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 24,09224.1k $811.0k $811.0k 0.00% Added +2.8k +2,754
33 Wood Tarver Financial Group, LLC 0.22% of their portfolio BOISE, ID 23,05623.1k $776.0k $776.0k 0.22% Added +7.0k +7,033
34 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,07521.1k $710.0k $710.0k 0.00% Reduced -265 -265
35 WEALTH ALLIANCE, LLC 0.07% of their portfolio MELLVILLE, NY 20,78020.8k $699.7k $699.7k 0.07% Added +1.4k +1,361
36 Compass Advisory Group LLC 0.19% of their portfolio MELVILLE, NY 20,44120.4k $688.2k $688.2k 0.19% Reduced -100 -100
37 Fragasso Financial Advisors Inc 0.04% of their portfolio SEWICKLEY, PA 19,97420.0k $672.5k $672.5k 0.04% Added +1.8k +1,830
38 BCS Wealth Management 0.07% of their portfolio JOHNSON CITY, TN 19,73019.7k $664.3k $664.3k 0.07% Added +9.9k +9,865
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,64119.6k $661.3k $661.3k 0.00% New
40 RETIREMENT GUYS FORMULA LLC 0.29% of their portfolio MAUMEE, OH 18,70318.7k $629.7k $629.7k 0.29% Unchanged
41 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 18,65818.7k $628.2k $628.2k 0.00% Reduced -13.5k -13,500
42 Cape Investment Advisory, Inc. 0.19% of their portfolio MCDONOUGH, GA 18,60018.6k $626.3k $626.3k 0.19% New
43 Long Island Wealth Management, Inc. 0.29% of their portfolio MELVILLE, NY 18,19918.2k $612.8k $612.8k 0.29% Unchanged
44 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 17,95718.0k $604.6k $604.6k 0.03% Reduced -432 -432
45 Atlantic Private Wealth, LLC 0.38% of their portfolio CHAPEL HILL, NC 17,55317.6k $591.0k $591.0k 0.38% New
46 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 16,50516.5k $555.7k $555.7k 0.01% Reduced -48 -48
47 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,95415.0k $503.5k $503.5k 0.01% Unchanged
48 Diligent Investors, LLC 0.12% of their portfolio REDLANDS, CA 14,53614.5k $489.4k $489.4k 0.12% Added +230 +230
49 FIDUCIARY FINANCIAL GROUP, LLC 0.07% of their portfolio SAN RAFAEL, CA 13,69913.7k $461.2k $461.2k 0.07% New
50 Keating Financial Advisory Services, Inc. 0.06% of their portfolio MANHATTAN, KS 13,35213.4k $449.6k $449.6k 0.06% First filing
51 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,50212.5k $420.9k $420.9k 0.00% New
52 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 12,43712.4k $428.6k $428.6k 0.00% Added +2.6k +2,607
53 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 12,22812.2k $411.7k $411.7k 0.01% Unchanged
54 FSA Advisors, Inc. 0.29% of their portfolio TROY, MI 12,21012.2k $411.1k $411.1k 0.29% Unchanged
55 Tradition Wealth Management, LLC 0.03% of their portfolio EDINA, MN 11,85011.8k $399.0k $399.0k 0.03% Reduced -19.3k -19,278
56 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 11,43811.4k $385.1k $385.1k 0.00% Unchanged
57 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 11,30011.3k $380.0k $380.0k 0.01% Unchanged
58 PFS Partners, LLC 0.17% of their portfolio MINE HILL, NJ 10,77610.8k $362.8k $362.8k 0.17% Added +8.2k +8,243
59 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 10,37710.4k $349.4k $349.4k 0.00% Added +2.7k +2,701
60 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 10,21010.2k $343.8k $343.8k 0.01% Added +9.1k +9,069
61 CRA Financial Services, LLC 0.04% of their portfolio NORTHFIELD, NJ 10,12010.1k $340.7k $340.7k 0.04% Reduced -500 -500
62 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 10,07010.1k $339.0k $339.0k 0.01% Reduced -403 -403
63 TopTier Wealth Management, LLC 0.23% of their portfolio MUSKEGO, WI 10,03310.0k $337.8k $337.8k 0.23% First filing
64 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,3009.3k $313.1k $313.1k 0.00% Unchanged
65 Vantage Point Financial LLC 0.11% of their portfolio LISLE, IL 9,0249.0k $303.8k $303.8k 0.11% Unchanged
66 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 8,7948.8k $296.1k $296.1k 0.02% Added +126 +126
67 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 8,7768.8k $299.2k $299.2k 0.01% Added +230 +230
68 Outlook Wealth Advisors, LLC 0.07% of their portfolio SHENANDOAH, TX 8,7568.8k $294.8k $294.8k 0.07% Unchanged
69 WEALTHGARDEN F.S. LLC 0.20% of their portfolio EL SEGUNDO, CA 8,5558.6k $297.2k $297.2k 0.20% Reduced -13 -13
70 Elmwood Wealth Management, Inc. 0.09% of their portfolio BERKELEY, CA 8,4508.4k $284.5k $284.5k 0.09% Added +2.4k +2,350
71 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,0588.1k $271.3k $271.3k 0.00% Reduced -13.1k -13,056
72 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 7,9658.0k $268.2k $268.2k 0.00% New
73 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 7,7707.8k $261.6k $261.6k 0.00% New
74 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,6567.7k $257.8k $257.8k 0.00% Unchanged
75 First Commonwealth Financial Corp /PA/ 0.04% of their portfolio Indiana, PA 7,4997.5k $252.5k $252.5k 0.04% Unchanged
76 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 7,3767.4k $248.3k $248.3k 0.00% New
77 WINNACLE WEALTH LLC 0.17% of their portfolio WACO, TX 6,8226.8k $231.9k $231.9k 0.17% Reduced -1.0k -1,049
78 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 6,5276.5k $219.8k $219.8k 0.00% Unchanged
79 Forvis Mazars Wealth Advisors, LLC 0.00% of their portfolio Springfield, MO 6,3146.3k $212.6k $212.6k 0.00% Unchanged
80 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 5,7855.8k $194.8k $194.8k 0.00% New
81 RED REEF ADVISORS LLC 0.16% of their portfolio BOCA RATON, FL 4,7264.7k $159.1k $159.1k 0.16% First filing
82 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 4,3394.3k $146.1k $146.1k 0.01% Reduced -28 -28
83 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 3,3063.3k $111.3k $111.3k 0.01% Unchanged
84 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 3,2503.2k $109.4k $109.4k 0.01% Unchanged
85 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,3872.4k $80.4k $80.4k 0.00% Unchanged
86 Noble Wealth Management PBC 0.03% of their portfolio GREENWOOD VILLAGE, CO 1,8001.8k $60.6k $60.6k 0.03% Added +300 +300
87 Financial Network Wealth Advisors LLC 0.05% of their portfolio MURRAY, UT 1,5531.6k $52.3k $52.3k 0.05% Added +588 +588
88 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 1,2301.2k $41.4k $41.4k 0.00% Unchanged
89 Luminist Capital LLC 0.02% of their portfolio GRAND RAPIDS, MI 501501 $20.0k $20.0k 0.02% New
90 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 500500 $16.8k $16.8k 0.00% Unchanged
91 GILPIN WEALTH MANAGEMENT, LLC 0.01% of their portfolio DENVER, CO 400400 $13.5k $13.5k 0.01% First filing
92 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 307307 $10.3k $10.3k 0.00% New
93 EVOLUTION WEALTH MANAGEMENT INC. 0.00% of their portfolio FORT MYERS, FL 100100 $3.4k $3.4k 0.00% Unchanged
94 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $34 $34 0.00% Unchanged