Vault-13

INNOVATOR ETFS TRUST KOCT

US SML CP PWR B · ETP · CUSIP 45782C599

86 institutional holders +3 vs Q2 2025
2,194,3062.2m shares reported held*
$72.4mreported value*
15 new 15 added 30 reduced 10 sold out net bought ≈ $426.9k (+12.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.99.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 35Q4 22: 52Q1 23: 52Q2 23: 55Q3 23: 55Q4 23: 80Q1 24: 76Q2 24: 75Q3 24: 72Q4 24: 91Q1 25: 92Q2 25: 83Q3 25: 8686Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 202235
Q4 202252
Q1 202352
Q2 202355
Q3 202355
Q4 202380
Q1 202476
Q2 202475
Q3 202472
Q4 202491
Q1 202592
Q2 202583
Q3 202586

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 23: 57 bought or addedQ4 23: 12 cut or sold outQ1 24: 23 bought or addedQ1 24: 36 cut or sold outQ1 24Q2 24: 22 bought or addedQ2 24: 33 cut or sold outQ3 24: 27 bought or addedQ3 24: 34 cut or sold outQ3 24Q4 24: 54 bought or addedQ4 24: 22 cut or sold outQ1 25: 25 bought or addedQ1 25: 41 cut or sold outQ1 25Q2 25: 14 bought or addedQ2 25: 43 cut or sold outQ3 25: 30 bought or addedQ3 25: 40 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20235712
Q1 20242336
Q2 20242233
Q3 20242734
Q4 20245422
Q1 20252541
Q2 20251443
Q3 20253040

Biggest buyers

Crown Wealth Group, LLC New +41,123+41.1k
Capital Investment Advisory Services, LLC Added +35,057+35.1k
MERCER GLOBAL ADVISORS INC /ADV New +32,158+32.2k
Cetera Investment Advisers Added +28,401+28.4k
Concurrent Investment Advisors, LLC New +25,042+25.0k
Janney Montgomery Scott LLC New +21,340+21.3k
Accredited Investors Inc. New +19,278+19.3k
JPMORGAN CHASE & CO Added +14,491+14.5k
GM Advisory Group, LLC New +12,668+12.7k
AXXCESS WEALTH MANAGEMENT, LLC New +12,228+12.2k

Biggest sellers

MTM FINANCIAL GROUP, LLC Sold out -41,948-41.9k
OLD MISSION CAPITAL LLC Sold out -25,669-25.7k
Kingsview Wealth Management, LLC Reduced -25,392-25.4k
Cape Investment Advisory, Inc. Sold out -18,500-18.5k
UBS Group AG Reduced -16,903-16.9k
RAYMOND JAMES FINANCIAL INC Reduced -16,585-16.6k
Global Strategic Investment Solutions, LLC Reduced -14,690-14.7k
Kestra Advisory Services, LLC Reduced -12,527-12.5k
CITADEL ADVISORS LLC Sold out -12,183-12.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -11,218-11.2k

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Compass Financial Group, Inc. 3.60% of their portfolio DEERFIELD BEACH, FL 243,165243.2k $8.0m $8.0m 3.60% Reduced -10.8k -10,787
2 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 172,351172.4k $5.6m $5.6m 0.01% Reduced -6.5k -6,481
3 Valtinson Bruner Financial Planning LLC 1.16% of their portfolio NEW BRIGHTON, MN 118,562118.6k $3.9m $3.9m 1.16% Reduced -680 -680
4 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 116,872116.9k $3.9m $3.9m 0.00% Added +28.4k +28,401
5 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 100,727100.7k $3.3m $3.3m 0.00% Reduced -10.2k -10,244
6 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 76,08876.1k $2.5m $2.5m 0.00% Reduced -10.7k -10,716
7 Global Strategic Investment Solutions, LLC 0.25% of their portfolio Scottsdale, AZ 74,44574.4k $2.5m $2.5m 0.25% Reduced -14.7k -14,690
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 69,18869.2k $2.3m $2.3m 0.00% Reduced -3.6k -3,645
9 SageView Advisory Group, LLC 0.06% of their portfolio Newport Beach, CA 54,82954.8k $1.8m $1.8m 0.06% Added +606 +606
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 46,19146.2k $1.5m $1.5m 0.00% Added +9.9k +9,861
11 DHJJ Financial Advisors, Ltd. 0.50% of their portfolio NAPERVILLE, IL 45,03845.0k $1.5m $1.5m 0.50% Reduced -1.1k -1,067
12 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 41,18041.2k $1.4m $1.4m 0.00% Reduced -5.8k -5,800
13 Crown Wealth Group, LLC 0.41% of their portfolio Charlotte, NC 41,12341.1k $1.4m $1.4m 0.41% New
14 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 40,19540.2k $1.3m $1.3m 0.00% Unchanged
15 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.19% of their portfolio BLUE BELL, PA 37,41537.4k $1.2m $1.2m 0.19% Reduced -119 -119
16 Capital Investment Advisory Services, LLC 0.09% of their portfolio RALEIGH, NC 35,93735.9k $1.2m $1.2m 0.09% Added +35.1k +35,057
17 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 33,37133.4k $1.1m $1.1m 0.05% Reduced -4.6k -4,604
18 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 32,15832.2k $1.1m $1.1m 0.00% New
19 Tradition Wealth Management, LLC 0.08% of their portfolio EDINA, MN 31,12831.1k $1.0m $1.0m 0.08% Unchanged
20 CWM, LLC 0.00% of their portfolio OMAHA, NE 29,19329.2k $964.0k $964.0k 0.00% Reduced -7.4k -7,408
21 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 26,88926.9k $887.9k $887.9k 0.02% Unchanged
22 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 25,63525.6k $846.5k $846.5k 0.02% Added +256 +256
23 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 25,04225.0k $826.9k $826.9k 0.01% New
24 FOUNDERS FINANCIAL SECURITIES LLC 0.05% of their portfolio TOWSON, MD 24,38324.4k $805.1k $805.1k 0.05% Added +5.0k +5,008
25 CORRADO ADVISORS, LLC 0.41% of their portfolio RAMSEY, NJ 23,07623.1k $762.0k $762.0k 0.41% Reduced -31 -31
26 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 21,82121.8k $720.5k $720.5k 0.00% Reduced -12.5k -12,527
27 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,34021.3k $705.0k $705.0k 0.00% New
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,33821.3k $705.0k $705.0k 0.00% Reduced -2.2k -2,226
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 21,11421.1k $697.2k $697.2k 0.00% Added +14.5k +14,491
30 Compass Advisory Group LLC 0.19% of their portfolio MELVILLE, NY 20,54120.5k $678.3k $678.3k 0.19% Unchanged
31 Sunbelt Securities, Inc. 0.04% of their portfolio HOUSTON, TX 19,52519.5k $644.7k $644.7k 0.04% Reduced -3.7k -3,665
32 WEALTH ALLIANCE, LLC 0.07% of their portfolio MELLVILLE, NY 19,41919.4k $641.2k $641.2k 0.07% Unchanged
33 Accredited Investors Inc. 0.04% of their portfolio EDINA, MN 19,27819.3k $636.6k $636.6k 0.04% New
34 RETIREMENT GUYS FORMULA LLC 0.22% of their portfolio MAUMEE, OH 18,70318.7k $617.6k $617.6k 0.22% Unchanged
35 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 18,38918.4k $607.2k $607.2k 0.04% Reduced -1.2k -1,171
36 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 18,21618.2k $601.5k $601.5k 0.00% Reduced -16.6k -16,585
37 Long Island Wealth Management, Inc. 0.29% of their portfolio MELVILLE, NY 18,19918.2k $600.9k $600.9k 0.29% Added +212 +212
38 Fragasso Financial Advisors Inc 0.04% of their portfolio SEWICKLEY, PA 18,14418.1k $604.2k $604.2k 0.04% Reduced -737 -737
39 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 16,55316.6k $546.6k $546.6k 0.01% Reduced -98 -98
40 Wood Tarver Financial Group, LLC 0.16% of their portfolio BOISE, ID 16,02316.0k $529.0k $529.0k 0.16% Added +2.3k +2,276
41 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,95415.0k $493.8k $493.8k 0.01% Reduced -728 -728
42 Diligent Investors, LLC 0.12% of their portfolio REDLANDS, CA 14,30614.3k $472.4k $472.4k 0.12% Added +1.0k +1,000
43 Bullseye Investment Management, LLC 0.23% of their portfolio CINCINNATI, OH 13,10013.1k $383.4k $383.4k 0.23% Unchanged
44 GM Advisory Group, LLC 0.02% of their portfolio MELVILLE, NY 12,66812.7k $418.3k $418.3k 0.02% New
45 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 12,22812.2k $403.8k $403.8k 0.01% New
46 FSA Advisors, Inc. 0.32% of their portfolio TROY, MI 12,21012.2k $403.2k $403.2k 0.32% Added +1.6k +1,608
47 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 11,43811.4k $377.7k $377.7k 0.00% New
48 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 11,34911.3k $374.7k $374.7k 0.01% Added +1.1k +1,084
49 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 11,30011.3k $373.0k $373.0k 0.01% Unchanged
50 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 11,03711.0k $364.4k $364.4k 0.00% New
51 CRA Financial Services, LLC 0.05% of their portfolio NORTHFIELD, NJ 10,62010.6k $350.7k $350.7k 0.05% Unchanged
52 COMMONS CAPITAL, LLC 0.23% of their portfolio NEEDHAM, MA 10,60410.6k $350.1k $350.1k 0.23% Reduced -168 -168
53 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 10,47310.5k $346.0k $346.0k 0.01% Unchanged
54 BCS Wealth Management 0.07% of their portfolio JOHNSON CITY, TN 9,8659.9k $325.7k $325.7k 0.07% Reduced -2.3k -2,330
55 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,8309.8k $325.9k $325.9k 0.00% Added +81 +81
56 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 9,3199.3k $307.7k $307.7k 0.00% Reduced -25.4k -25,392
57 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,3009.3k $307.1k $307.1k 0.00% Unchanged
58 Vantage Point Financial LLC 0.12% of their portfolio LISLE, IL 9,0249.0k $298.0k $298.0k 0.12% Unchanged
59 LEIGH BALDWIN & CO., LLC 0.17% of their portfolio CAZENOVIA, NY 8,9008.9k $293.9k $293.9k 0.17% Added +1.0k +1,000
60 Outlook Wealth Advisors, LLC 0.07% of their portfolio SHENANDOAH, TX 8,7568.8k $289.1k $289.1k 0.07% Unchanged
61 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 8,6688.7k $286.2k $286.2k 0.02% Reduced -528 -528
62 WEALTHGARDEN F.S. LLC 0.20% of their portfolio EL SEGUNDO, CA 8,5688.6k $286.5k $286.5k 0.20% New
63 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 8,5468.5k $283.3k $283.3k 0.01% New
64 WINNACLE WEALTH LLC 0.21% of their portfolio WACO, TX 7,8717.9k $267.6k $267.6k 0.21% New
65 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 7,6787.7k $254.0k $254.0k 0.02% Added +695 +695
66 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 7,6767.7k $253.5k $253.5k 0.00% Unchanged
67 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,6567.7k $252.8k $252.8k 0.00% Reduced -5.8k -5,794
68 First Commonwealth Financial Corp /PA/ 0.04% of their portfolio Indiana, PA 7,4997.5k $247.6k $247.6k 0.04% Unchanged
69 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 7,2477.2k $239.3k $239.3k 0.00% Unchanged
70 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 7,0767.1k $233.2k $233.2k 0.00% New
71 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 6,5276.5k $215.5k $215.5k 0.00% Unchanged
72 Forvis Mazars Wealth Advisors, LLC 0.00% of their portfolio Springfield, MO 6,3146.3k $208.5k $208.5k 0.00% Reduced -6.7k -6,688
73 Elmwood Wealth Management, Inc. 0.07% of their portfolio BERKELEY, CA 6,1006.1k $201.4k $201.4k 0.07% New
74 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 4,3674.4k $144.2k $144.2k 0.01% Unchanged
75 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 3,3063.3k $109.2k $109.2k 0.01% Unchanged
76 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 3,2503.2k $107.3k $107.3k 0.01% Unchanged
77 PFS Partners, LLC 0.04% of their portfolio MINE HILL, NJ 2,5332.5k $83.6k $83.6k 0.04% Unchanged
78 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,3872.4k $78.8k $78.8k 0.00% Reduced -1.3k -1,338
79 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,5351.5k $50.7k $50.7k 0.00% Reduced -16.9k -16,903
80 Noble Wealth Management PBC 0.03% of their portfolio GREENWOOD VILLAGE, CO 1,5001.5k $49.5k $49.5k 0.03% First filing
81 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 1,2301.2k $40.6k $40.6k 0.00% New
82 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,1411.1k $37.7k $37.7k 0.00% Reduced -6.3k -6,283
83 Financial Network Wealth Advisors LLC 0.03% of their portfolio MURRAY, UT 965965 $31.9k $31.9k 0.03% Unchanged
84 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 500500 $16.5k $16.5k 0.00% Unchanged
85 EVOLUTION WEALTH MANAGEMENT INC. 0.00% of their portfolio FORT MYERS, FL 100100 $3.3k $3.3k 0.00% Unchanged
86 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $33 $33 0.00% Unchanged