Vault-13

INNOVATOR ETFS TRUST KOCT

US SML CP PWR B · ETP · CUSIP 45782C599

75 institutional holders -1 vs Q1 2024
1,960,7322.0m shares reported held*
$56.7mreported value*
5 new 17 added 28 reduced 5 sold out net sold ≈ $3.0m (-101.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.92.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 35Q4 22: 52Q1 23: 52Q2 23: 55Q3 23: 55Q4 23: 80Q1 24: 76Q2 24: 7575Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202235
Q4 202252
Q1 202352
Q2 202355
Q3 202355
Q4 202380
Q1 202476
Q2 202475

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 34 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 23 cut or sold outQ2 23: 13 bought or addedQ2 23: 24 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 29 cut or sold outQ4 23: 57 bought or addedQ4 23: 12 cut or sold outQ4 23Q1 24: 23 bought or addedQ1 24: 36 cut or sold outQ2 24: 22 bought or addedQ2 24: 33 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223410
Q1 20231623
Q2 20231324
Q3 20231429
Q4 20235712
Q1 20242336
Q2 20242233

Biggest buyers

Focus Partners Wealth New +48,620+48.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +16,617+16.6k
MTM FINANCIAL GROUP, LLC Added +16,485+16.5k
OneDigital Investment Advisors LLC New +16,315+16.3k
OSAIC HOLDINGS, INC. Added +13,829+13.8k
Diversify Advisory Services, LLC New +11,295+11.3k
SageView Advisory Group, LLC Added +5,157+5.2k
Cape Investment Advisory, Inc. Added +3,200+3.2k
Kestra Advisory Services, LLC Added +2,880+2.9k
CWM, LLC Added +1,764+1.8k

Biggest sellers

Bullseye Investment Management, LLC Reduced -81,608-81.6k
Global Strategic Investment Solutions, LLC Reduced -59,511-59.5k
LINCOLN NATIONAL CORP Sold out -20,974-21.0k
OLD MISSION CAPITAL LLC Reduced -12,286-12.3k
Atria Wealth Solutions, Inc. Sold out -10,650-10.7k
Forvis Mazars Wealth Advisors, LLC Reduced -9,109-9.1k
Pillar Wealth Advisors, LLC Sold out -8,010-8.0k
JANE STREET GROUP, LLC Sold out -7,908-7.9k
Cambridge Investment Research Advisors, Inc. Reduced -6,467-6.5k
DHJJ Financial Advisors, Ltd. Reduced -5,476-5.5k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Global Strategic Investment Solutions, LLC 0.60% of their portfolio Scottsdale, AZ 173,745173.7k $5.0m $5.0m 0.60% Reduced -59.5k -59,511
2 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 146,759146.8k $4.2m $4.2m 0.01% Added +13.8k +13,829
3 Valtinson Bruner Financial Planning LLC 1.47% of their portfolio NEW BRIGHTON, MN 129,772129.8k $3.7m $3.7m 1.47% Reduced -1.5k -1,509
4 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 96,40696.4k $2.8m $2.8m 0.00% Added +5 +5
5 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 81,87681.9k $2.3m $2.3m 0.00% Added +1.7k +1,659
6 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 77,72777.7k $2.2m $2.2m 0.01% Reduced -1.7k -1,703
7 Bullseye Investment Management, LLC 1.71% of their portfolio CINCINNATI, OH 76,90076.9k $2.6m $2.6m 1.71% Reduced -81.6k -81,608
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 68,43868.4k $2.0m $2.0m 0.00% Added +1.6k +1,644
9 DHJJ Financial Advisors, Ltd. 0.64% of their portfolio NAPERVILLE, IL 52,83452.8k $1.5m $1.5m 0.64% Reduced -5.5k -5,476
10 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 48,62048.6k $1.4m $1.4m 0.00% New
11 Forvis Mazars Wealth Advisors, LLC 0.03% of their portfolio Springfield, MO 44,44544.4k $1.3m $1.3m 0.03% Reduced -9.1k -9,109
12 Stratos Wealth Advisors, LLC 0.06% of their portfolio BEACHWOOD, OH 44,16444.2k $1.3m $1.3m 0.06% Added +174 +174
13 MTM FINANCIAL GROUP, LLC 0.78% of their portfolio BETHLEHEM, PA 42,50742.5k $1.2m $1.2m 0.78% Added +16.5k +16,485
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 39,66639.7k $1.1m $1.1m 0.00% Reduced -6.5k -6,467
15 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.22% of their portfolio BLUE BELL, PA 38,03838.0k $1.1m $1.1m 0.22% Reduced -4.2k -4,237
16 CORRADO ADVISORS, LLC 0.65% of their portfolio RAMSEY, NJ 35,42835.4k $1.0m $1.0m 0.65% Reduced -854 -854
17 Tradition Wealth Management, LLC 0.09% of their portfolio EDINA, MN 33,74133.7k $964.6k $964.6k 0.09% Reduced -450 -450
18 CWM, LLC 0.00% of their portfolio OMAHA, NE 30,96131.0k $885.0k $885.0k 0.00% Added +1.8k +1,764
19 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 30,05630.1k $859.2k $859.2k 0.00% Added +2.9k +2,880
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 28,77028.8k $822.5k $822.5k 0.00% Added +1.1k +1,128
21 MGO ONE SEVEN LLC 0.04% of their portfolio Beachwood, OH 28,10028.1k $803.3k $803.3k 0.04% Reduced -2.0k -2,000
22 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 25,42425.4k $726.8k $726.8k 0.03% Reduced -500 -500
23 Maltin Wealth Management, Inc. 0.39% of their portfolio RIDGEWOOD, NJ 25,13425.1k $718.5k $718.5k 0.39% Added +925 +925
24 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 25,10925.1k $717.8k $717.8k 0.01% Reduced -89 -89
25 Sunbelt Securities, Inc. 0.07% of their portfolio HOUSTON, TX 23,50623.5k $672.0k $672.0k 0.07% Reduced -775 -775
26 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 23,50023.5k $671.8k $671.8k 0.03% Unchanged
27 Epic Trust Investment Advisors, LLC 0.71% of their portfolio RICHLAND, WA 22,52322.5k $643.9k $643.9k 0.71% Unchanged
28 Compass Advisory Group LLC 0.28% of their portfolio MELVILLE, NY 22,32622.3k $638.2k $638.2k 0.28% Reduced -271 -271
29 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 21,64421.6k $618.8k $618.8k 0.05% Reduced -290 -290
30 Long Island Wealth Management, Inc. 0.39% of their portfolio MELVILLE, NY 19,36019.4k $553.0k $553.0k 0.39% Unchanged
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,26819.3k $552.0k $552.0k 0.00% Unchanged
32 Fragasso Financial Advisors Inc 0.04% of their portfolio SEWICKLEY, PA 18,54218.5k $530.1k $530.1k 0.04% Unchanged
33 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 18,39218.4k $525.8k $525.8k 0.02% Added +5.2k +5,157
34 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 18,29918.3k $542.0k $542.0k 0.01% Reduced -1.1k -1,086
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,61917.6k $503.7k $503.7k 0.00% Added +2 +2
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,61716.6k $475.0k $475.0k 0.00% New
37 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 16,31516.3k $466.4k $466.4k 0.01% New
38 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,95415.0k $427.5k $427.5k 0.01% Unchanged
39 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,59614.6k $417.3k $417.3k 0.00% Added +500 +500
40 Diligent Investors, LLC 0.10% of their portfolio REDLANDS, CA 13,88313.9k $396.9k $396.9k 0.10% Unchanged
41 WEALTH ALLIANCE, LLC 0.05% of their portfolio MELLVILLE, NY 13,60913.6k $389.0k $389.0k 0.05% Unchanged
42 BCS Wealth Management 0.18% of their portfolio JOHNSON CITY, TN 13,23513.2k $378.0k $378.0k 0.18% Reduced -1.8k -1,805
43 First Heartland Consultants, Inc. 0.04% of their portfolio LAKE ST. LOUIS, MO 12,57512.6k $359.0k $359.0k 0.04% Reduced -188 -188
44 Diversify Advisory Services, LLC 0.02% of their portfolio SANDY, UT 11,29511.3k $322.1k $322.1k 0.02% New
45 ACAS, LLC 0.29% of their portfolio RANCHO SANTA FE, CA 11,17811.2k $332.1k $332.1k 0.29% Reduced -50 -50
46 CRA Financial Services, LLC 0.06% of their portfolio NORTHFIELD, NJ 10,62010.6k $303.6k $303.6k 0.06% Unchanged
47 First Commonwealth Financial Corp /PA/ 0.07% of their portfolio Indiana, PA 9,6479.6k $275.8k $275.8k 0.07% Reduced -328 -328
48 Cypress Wealth Services, LLC 0.06% of their portfolio PALM DESERT, CA 9,4809.5k $271.0k $271.0k 0.06% Unchanged
49 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,4169.4k $269.2k $269.2k 0.00% Added +1.0k +1,000
50 Berger Financial Group, Inc 0.02% of their portfolio PLYMOUTH, MN 9,3729.4k $267.9k $267.9k 0.02% Unchanged
51 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,3009.3k $265.9k $265.9k 0.00% Unchanged
52 FSA Advisors, Inc. 0.28% of their portfolio TROY, MI 9,2919.3k $265.6k $265.6k 0.28% Unchanged
53 Outlook Wealth Advisors, LLC 0.15% of their portfolio SHENANDOAH, TX 8,8178.8k $467.1k $467.1k 0.15% Reduced -968 -968
54 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 8,7158.7k $249.1k $249.1k 0.02% Unchanged
55 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 8,6868.7k $248.3k $248.3k 0.00% Reduced -157 -157
56 BROWN WEALTH MANAGEMENT, LLC 0.10% of their portfolio NAPERVILLE, IL 8,6868.7k $248.3k $248.3k 0.10% Reduced -157 -157
57 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 7,6537.7k $218.8k $218.8k 0.01% Reduced -12.3k -12,286
58 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,2397.2k $206.9k $206.9k 0.00% Reduced -320 -320
59 Cape Investment Advisory, Inc. 0.09% of their portfolio MCDONOUGH, GA 7,2257.2k $206.5k $206.5k 0.09% Added +3.2k +3,200
60 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 6,8056.8k $194.5k $194.5k 0.01% Unchanged
61 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 6,4776.5k $185.2k $185.2k 0.02% Added +208 +208
62 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 6,3526.4k $182.0k $182.0k 0.01% Reduced -3.1k -3,085
63 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 5,8145.8k $166.2k $166.2k 0.01% Unchanged
64 Sugarloaf Wealth Management, LLC 0.03% of their portfolio DULUTH, GA 5,4795.5k $156.6k $156.6k 0.03% Unchanged
65 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,8463.8k $109.0k $109.0k 0.01% Unchanged
66 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 3,3063.3k $94.5k $94.5k 0.01% Unchanged
67 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,7002.7k $77.2k $77.2k 0.00% Unchanged
68 Global Trust Asset Management, LLC 0.03% of their portfolio PALM BEACH GARDENS, FL 2,5002.5k $71.5k $71.5k 0.03% Unchanged
69 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,0392.0k $58.3k $58.3k 0.00% Unchanged
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,5751.6k $45.0k $45.0k 0.00% Added +1.5k +1,496
71 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,1761.2k $33.6k $33.6k 0.00% Unchanged
72 Triad Wealth Partners, LLC 0.01% of their portfolio LAWRENCE, KS 599599 $17.1k $17.1k 0.01% New
73 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 6060 $1.7k $1.7k 0.00% Unchanged
74 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $29 $29 0.00% Reduced -2 -2
75 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged