Vault-13

INNOVATOR ETFS TRUST KOCT

US SML CP PWR B · ETP · CUSIP 45782C599

55 institutional holders +3 vs Q1 2023
1,813,1791.8m shares reported held*
$49.1mreported value*
4 new 9 added 21 reduced 3 sold out net sold ≈ $2.7m (-98.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.08.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 35Q4 22: 52Q1 23: 52Q2 23: 5555Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202235
Q4 202252
Q1 202352
Q2 202355

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 34 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 24 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223410
Q1 20231623
Q2 20231324

Biggest buyers

TOWNSQUARE CAPITAL LLC New +8,951+9.0k
Accurate Wealth Management, LLC New +8,310+8.3k
HighTower Advisors, LLC Added +5,911+5.9k
CWM, LLC Added +4,401+4.4k
AVANTAX ADVISORY SERVICES, INC. Added +2,833+2.8k
IFP Advisors, Inc Added +1,598+1.6k
ENVESTNET ASSET MANAGEMENT INC Added +1,596+1.6k
Sunbelt Securities, Inc. Added +1,020+1.0k
LINCOLN NATIONAL CORP Added +1,000+1.0k
UBS Group AG Added +533+533

Biggest sellers

Janney Montgomery Scott LLC Sold out -41,918-41.9k
OSAIC HOLDINGS, INC. Reduced -20,064-20.1k
WOLVERINE TRADING, LLC Sold out -18,623-18.6k
First Commonwealth Financial Corp /PA/ Reduced -12,192-12.2k
SageView Advisory Group, LLC Reduced -12,105-12.1k
Kestra Advisory Services, LLC Reduced -9,194-9.2k
Global Strategic Investment Solutions, LLC Reduced -4,072-4.1k
BCS Wealth Management Reduced -3,517-3.5k
Cetera Advisor Networks LLC Reduced -2,878-2.9k
DHJJ Financial Advisors, Ltd. Reduced -2,599-2.6k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 557,012557.0k $15.1m $15.1m 0.03% Added +5.9k +5,911
2 Valtinson Bruner Financial Planning LLC 1.93% of their portfolio NEW BRIGHTON, MN 132,431132.4k $3.6m $3.6m 1.93% Reduced -651 -651
3 Global Strategic Investment Solutions, LLC 0.27% of their portfolio Scottsdale, AZ 81,18281.2k $2.2m $2.2m 0.27% Reduced -4.1k -4,072
4 Forvis Mazars Wealth Advisors, LLC 0.06% of their portfolio Springfield, MO 73,85273.9k $2.0m $2.0m 0.06% Reduced -1.5k -1,545
5 InterOcean Capital Group, LLC 0.06% of their portfolio NASHVILLE, TN 71,03071.0k $1.9m $1.9m 0.06% Unchanged
6 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 70,50270.5k $1.9m $1.9m 0.02% Added +2.8k +2,833
7 DHJJ Financial Advisors, Ltd. 0.96% of their portfolio NAPERVILLE, IL 68,09968.1k $1.8m $1.8m 0.96% Reduced -2.6k -2,599
8 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 51,14851.1k $1.4m $1.4m 0.00% Reduced -1.0k -1,035
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 50,66450.7k $1.4m $1.4m 0.00% Reduced -20.1k -20,064
10 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.33% of their portfolio BLUE BELL, PA 45,49445.5k $1.2m $1.2m 0.33% Unchanged
11 Beacon Financial Advisory LLC 0.65% of their portfolio CLEVELAND, OH 41,79741.8k $1.1m $1.1m 0.65% Reduced -199 -199
12 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 35,93835.9k $973.2k $973.2k 0.01% Reduced -2.9k -2,878
13 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 33,33733.3k $902.8k $902.8k 0.04% Added +189 +189
14 Sunbelt Securities, Inc. 0.12% of their portfolio HOUSTON, TX 31,50331.5k $853.1k $853.1k 0.12% Added +1.0k +1,020
15 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 29,75429.8k $806.0k $806.0k 0.00% Reduced -1.3k -1,316
16 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.07% of their portfolio CEDAR RAPIDS, IA 25,49725.5k $690.5k $690.5k 0.07% Reduced -210 -210
17 Compass Advisory Group LLC 0.33% of their portfolio MELVILLE, NY 23,44423.4k $634.9k $634.9k 0.33% Reduced -184 -184
18 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 21,89021.9k $592.8k $592.8k 0.00% Unchanged
19 Epic Trust Investment Advisors, LLC 0.84% of their portfolio RICHLAND, WA 21,86021.9k $592.0k $592.0k 0.84% Unchanged
20 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 20,42120.4k $553.0k $553.0k 0.04% Reduced -371 -371
21 CORRADO ADVISORS, LLC 0.37% of their portfolio RAMSEY, NJ 19,69319.7k $533.3k $533.3k 0.37% Reduced -56 -56
22 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 19,10019.1k $517.2k $517.2k 0.01% Added +1.0k +1,000
23 Fragasso Financial Advisors Inc 0.05% of their portfolio SEWICKLEY, PA 18,54218.5k $502.1k $502.1k 0.05% Unchanged
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,39218.4k $498.1k $498.1k 0.00% Unchanged
25 CWM, LLC 0.00% of their portfolio OMAHA, NE 17,32417.3k $469.0k $469.0k 0.00% Added +4.4k +4,401
26 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,42616.4k $444.8k $444.8k 0.00% Reduced -100 -100
27 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 15,21015.2k $411.9k $411.9k 0.02% Reduced -12.1k -12,105
28 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 13,90113.9k $376.4k $376.4k 0.01% First filing
29 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 12,59812.6k $341.2k $341.2k 0.01% Unchanged
30 WEALTHSOURCE PARTNERS, LLC 0.02% of their portfolio SAN LUIS OBISPO, CA 11,82011.8k $320.1k $320.1k 0.02% Unchanged
31 WEALTH ALLIANCE, LLC 0.05% of their portfolio MELLVILLE, NY 11,25811.3k $304.9k $304.9k 0.05% Unchanged
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,17911.2k $302.7k $302.7k 0.00% Added +1.6k +1,596
33 ACAS, LLC 0.41% of their portfolio RANCHO SANTA FE, CA 11,16811.2k $302.4k $302.4k 0.41% Reduced -746 -746
34 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,63610.6k $288.0k $288.0k 0.00% Reduced -9.2k -9,194
35 First Commonwealth Financial Corp /PA/ 0.09% of their portfolio Indiana, PA 10,10210.1k $273.6k $273.6k 0.09% Reduced -12.2k -12,192
36 BCS Wealth Management 0.19% of their portfolio JOHNSON CITY, TN 9,8059.8k $266.0k $266.0k 0.19% Reduced -3.5k -3,517
37 Truadvice, LLC 0.10% of their portfolio SARASOTA, FL 9,5009.5k $261.6k $261.6k 0.10% Unchanged
38 Cypress Wealth Services, LLC 0.07% of their portfolio PALM DESERT, CA 9,4809.5k $263.5k $263.5k 0.07% Unchanged
39 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,3009.3k $251.8k $251.8k 0.00% Unchanged
40 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 9,0909.1k $246.0k $246.0k 0.01% Unchanged
41 CRA Financial Services, LLC 0.07% of their portfolio NORTHFIELD, NJ 9,0759.1k $245.8k $245.8k 0.07% Unchanged
42 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 8,9519.0k $242.4k $242.4k 0.00% New
43 BROWN WEALTH MANAGEMENT, LLC 0.13% of their portfolio NAPERVILLE, IL 8,9519.0k $242.4k $242.4k 0.13% First filing
44 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 8,8288.8k $239.1k $239.1k 0.00% Reduced -532 -532
45 Pillar Wealth Advisors, LLC 0.19% of their portfolio WESTTOWN, PA 8,3988.4k $227.4k $227.4k 0.19% Unchanged
46 Accurate Wealth Management, LLC 0.07% of their portfolio WESLEY CHAPEL, FL 8,3108.3k $229.1k $229.1k 0.07% New
47 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3,1963.2k $82.0k $82.0k 0.00% Added +1.6k +1,598
48 Global Trust Asset Management, LLC 0.03% of their portfolio PALM BEACH GARDENS, FL 2,5002.5k $67.7k $67.7k 0.03% Unchanged
49 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,7001.7k $46.2k $46.2k 0.00% Unchanged
50 UBS Group AG 0.00% of their portfolio ZURICH, V8 921921 $24.9k $24.9k 0.00% Added +533 +533
51 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 579579 $15.7k $15.7k 0.00% Unchanged
52 Fiduciary Alliance LLC 0.00% of their portfolio GREENVILLE, SC 330330 $8.9k $8.9k 0.00% New
53 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 6060 $1.6k $1.6k 0.00% Reduced -2 -2
54 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $27 $27 0.00% New
55 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged