Vault-13

INNOVATOR ETFS TRUST BNOV

US EQTY BUF NOV · ETP · CUSIP 45782C581

72 institutional holders -5 vs Q2 2024
1,962,0742.0m shares reported held*
$74.8mreported value*
4 new 7 added 38 reduced 8 sold out net sold ≈ $1.2m (-32.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.13.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 47Q4 22: 69Q1 23: 73Q2 23: 72Q3 23: 72Q4 23: 85Q1 24: 81Q2 24: 77Q3 24: 7272Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202247
Q4 202269
Q1 202373
Q2 202372
Q3 202372
Q4 202385
Q1 202481
Q2 202477
Q3 202472

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 51 bought or addedQ4 22: 14 cut or sold outQ1 23: 21 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 16 bought or addedQ2 23: 39 cut or sold outQ3 23: 19 bought or addedQ3 23: 35 cut or sold outQ3 23Q4 23: 48 bought or addedQ4 23: 28 cut or sold outQ1 24: 16 bought or addedQ1 24: 47 cut or sold outQ1 24Q2 24: 10 bought or addedQ2 24: 46 cut or sold outQ3 24: 11 bought or addedQ3 24: 46 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225114
Q1 20232133
Q2 20231639
Q3 20231935
Q4 20234828
Q1 20241647
Q2 20241046
Q3 20241146

Biggest buyers

Penserra Capital Management LLC Added +68,511+68.5k
BENJAMIN EDWARDS INC New +19,325+19.3k
JPMORGAN CHASE & CO New +15,698+15.7k
CITADEL ADVISORS LLC New +12,887+12.9k
OLD MISSION CAPITAL LLC Added +5,850+5.8k
UBS Group AG Added +3,680+3.7k
First Commonwealth Financial Corp /PA/ Added +1,931+1.9k
WEDBUSH SECURITIES INC Added +1,529+1.5k
Cerity Partners LLC Added +790+790
BARCLAYS PLC New +104+104

Biggest sellers

NATIONS FINANCIAL GROUP INC, /IA/ /ADV Sold out -24,848-24.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -14,234-14.2k
LPL Financial LLC Reduced -13,040-13.0k
Bellwether Advisors, LLC Sold out -9,871-9.9k
Cetera Investment Advisers Reduced -9,602-9.6k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -8,565-8.6k
KESTRA PRIVATE WEALTH SERVICES, LLC Reduced -7,337-7.3k
Janney Montgomery Scott LLC Reduced -6,652-6.7k
OSAIC HOLDINGS, INC. Reduced -5,879-5.9k
RAYMOND JAMES & ASSOCIATES Reduced -5,183-5.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (0.6%, 2026-06-03)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Penserra Capital Management LLC 0.27% of their portfolio ORINDA, CA 330,984331.0k $12.6m $12.6m 0.27% Added +68.5k +68,511
2 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 154,291154.3k $5.9m $5.9m 0.01% Reduced -14.2k -14,234
3 Buska Wealth Management, LLC 1.90% of their portfolio WAUSAU, WI 142,874142.9k $5.4m $5.4m 1.90% Reduced -5.2k -5,180
4 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 111,958112.0k $4.3m $4.3m 0.00% Reduced -5.2k -5,183
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 90,90690.9k $3.5m $3.5m 0.00% Reduced -13.0k -13,040
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 84,28584.3k $3.2m $3.2m 0.01% Reduced -5.9k -5,879
7 THOROUGHBRED FINANCIAL SERVICES, LLC 0.17% of their portfolio BRENTWOOD, TN 67,18667.2k $2.6m $2.6m 0.17% Reduced -1.7k -1,680
8 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 55,34655.3k $2.1m $2.1m 0.04% Reduced -7.3k -7,337
9 My Personal CFO, LLC 1.07% of their portfolio VANCOUVER, WA 50,95051.0k $1.9m $1.9m 1.07% Unchanged
10 Fragasso Financial Advisors Inc 0.13% of their portfolio SEWICKLEY, PA 44,07744.1k $1.7m $1.7m 0.13% Unchanged
11 CoreCap Advisors, LLC 0.07% of their portfolio SOUTHFIELD, MI 40,10140.1k $1.5m $1.5m 0.07% Reduced -1.5k -1,517
12 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 36,83836.8k $1.4m $1.4m 0.00% Reduced -9.6k -9,602
13 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 34,14834.1k $1.3m $1.3m 0.00% Reduced -5.0k -5,016
14 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 30,60030.6k $1.2m $1.2m 0.04% Added +1.5k +1,529
15 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 30,56030.6k $1.2m $1.2m 0.00% Reduced -294 -294
16 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 30,23830.2k $1.2m $1.2m 0.00% Unchanged
17 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 29,97130.0k $1.1m $1.1m 0.03% Added +5.8k +5,850
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 29,54929.5k $1.1m $1.1m 0.00% Reduced -1.2k -1,234
19 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 27,47227.5k $1.0m $1.0m 0.00% Reduced -5.1k -5,053
20 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 26,06126.1k $993.7k $993.7k 0.00% Reduced -3.2k -3,212
21 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 25,64125.6k $977.6k $977.6k 0.03% Reduced -1.5k -1,467
22 INTEGRAL INVESTMENT ADVISORS, INC. 0.31% of their portfolio TURLOCK, CA 24,63524.6k $939.3k $939.3k 0.31% Unchanged
23 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 23,10823.1k $881.1k $881.1k 0.00% Reduced -166 -166
24 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 21,70121.7k $827.4k $827.4k 0.01% Reduced -1.3k -1,330
25 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,76720.8k $791.0k $791.0k 0.00% Unchanged
26 Berkshire Money Management, Inc. 0.08% of their portfolio DALTON, MA 19,42519.4k $740.6k $740.6k 0.08% Unchanged
27 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 19,32519.3k $736.8k $736.8k 0.01% New
28 Valtinson Bruner Financial Planning LLC 0.23% of their portfolio NEW BRIGHTON, MN 17,24417.2k $657.5k $657.5k 0.23% Reduced -607 -607
29 First Commonwealth Financial Corp /PA/ 0.16% of their portfolio Indiana, PA 17,23217.2k $657.0k $657.0k 0.16% Added +1.9k +1,931
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,69815.7k $598.5k $598.5k 0.00% New
31 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 15,63015.6k $595.9k $595.9k 0.00% Added +790 +790
32 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.10% of their portfolio BLUE BELL, PA 13,87413.9k $529.0k $529.0k 0.10% Reduced -640 -640
33 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 13,76513.8k $524.8k $524.8k 0.02% Unchanged
34 Krilogy Financial LLC 0.04% of their portfolio ST. LOUIS, MO 13,52713.5k $515.8k $515.8k 0.04% Reduced -150 -150
35 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 13,30413.3k $507.3k $507.3k 0.05% Reduced -32 -32
36 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 13,05513.1k $497.8k $497.8k 0.01% Reduced -130 -130
37 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,88712.9k $491.4k $491.4k 0.00% New
38 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,39012.4k $472.0k $472.0k 0.00% Added +75 +75
39 McAdam, LLC 0.03% of their portfolio Philadelphia, PA 12,35912.4k $471.2k $471.2k 0.03% Unchanged
40 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 11,90311.9k $453.8k $453.8k 0.01% Reduced -800 -800
41 DHJJ Financial Advisors, Ltd. 0.17% of their portfolio NAPERVILLE, IL 11,28711.3k $430.4k $430.4k 0.17% Reduced -2.1k -2,085
42 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 11,21611.2k $427.6k $427.6k 0.01% Reduced -3.6k -3,610
43 Beacon Financial Advisory LLC 0.14% of their portfolio CLEVELAND, OH 11,13111.1k $424.4k $424.4k 0.14% Unchanged
44 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,59010.6k $404.0k $404.0k 0.00% Reduced -6.7k -6,652
45 ACAS, LLC 0.30% of their portfolio RANCHO SANTA FE, CA 9,6169.6k $366.6k $366.6k 0.30% Reduced -245 -245
46 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 9,4909.5k $361.8k $361.8k 0.00% Unchanged
47 Retirement Planning Group, LLC 0.02% of their portfolio LEAWOOD, KS 8,7538.8k $333.7k $333.7k 0.02% Unchanged
48 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 8,6158.6k $328.5k $328.5k 0.01% Reduced -3.3k -3,262
49 CRA Financial Services, LLC 0.06% of their portfolio NORTHFIELD, NJ 8,4808.5k $323.3k $323.3k 0.06% Reduced -3.0k -3,025
50 BCS Wealth Management 0.13% of their portfolio JOHNSON CITY, TN 8,1758.2k $312.0k $312.0k 0.13% Reduced -731 -731
51 FSA Advisors, Inc. 0.31% of their portfolio TROY, MI 8,0598.1k $307.3k $307.3k 0.31% Reduced -120 -120
52 Vantage Financial Partners, LLC 0.07% of their portfolio ELM GROVE, WI 7,7077.7k $293.9k $293.9k 0.07% Reduced -388 -388
53 AdvisorNet Financial, Inc 0.02% of their portfolio MINNETONKA, MN 6,7736.8k $258.2k $258.2k 0.02% Reduced -325 -325
54 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 6,7386.7k $256.9k $256.9k 0.00% Reduced -2.7k -2,720
55 RETIREMENT INCOME SOLUTIONS, INC 0.06% of their portfolio ANN ARBOR, MI 6,4596.5k $246.3k $246.3k 0.06% Unchanged
56 Lion Street Advisors, LLC 0.08% of their portfolio Austin, TX 6,1136.1k $233.1k $233.1k 0.08% Unchanged
57 Stratos Wealth Advisors, LLC 0.01% of their portfolio BEACHWOOD, OH 6,0736.1k $231.6k $231.6k 0.01% Unchanged
58 Lantz Financial LLC 0.06% of their portfolio NAPERVILLE, IL 5,4535.5k $207.9k $207.9k 0.06% Reduced -138 -138
59 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 4,6664.7k $177.9k $177.9k 0.01% Reduced -1.7k -1,680
60 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,2874.3k $163.5k $163.5k 0.00% Added +3.7k +3,680
61 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,7423.7k $142.7k $142.7k 0.00% Reduced -3.0k -3,000
62 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,2903.3k $125.4k $125.4k 0.00% Unchanged
63 Sugarloaf Wealth Management, LLC 0.02% of their portfolio DULUTH, GA 2,9192.9k $111.3k $111.3k 0.02% Unchanged
64 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 2,3002.3k $87.7k $87.7k 0.01% Unchanged
65 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,0201.0k $38.9k $38.9k 0.00% Unchanged
66 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,0001.0k $38.1k $38.1k 0.00% Unchanged
67 Global Trust Asset Management, LLC 0.01% of their portfolio PALM BEACH GARDENS, FL 1,0001.0k $38.1k $38.1k 0.01% Unchanged
68 Clear Point Advisors Inc. 0.01% of their portfolio MELVILLE, NY 500500 $19.1k $19.1k 0.01% Unchanged
69 Financial Network Wealth Advisors LLC 0.01% of their portfolio MURRAY, UT 433433 $16.5k $16.5k 0.01% Reduced -500 -500
70 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 220220 $8.4k $8.4k 0.00% Unchanged
71 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 104104 $4.0k $4.0k 0.00% New
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged