Vault-13

INNOVATOR ETFS TRUST PNOV

US EQTY PWR BUF · ETP · CUSIP 45782C573

141 institutional holders -5 vs Q2 2024
15,319,38015.3m shares reported held*
$565.6mreported value*
8 new 14 added 75 reduced 12 sold out net sold ≈ $21.4m (-579.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.92.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 81Q4 22: 142Q1 23: 151Q2 23: 145Q3 23: 127Q4 23: 147Q1 24: 151Q2 24: 146Q3 24: 141141Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202281
Q4 2022142
Q1 2023151
Q2 2023145
Q3 2023127
Q4 2023147
Q1 2024151
Q2 2024146
Q3 2024141

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 115 bought or addedQ4 22: 16 cut or sold outQ1 23: 38 bought or addedQ1 23: 74 cut or sold outQ1 23Q2 23: 27 bought or addedQ2 23: 87 cut or sold outQ3 23: 21 bought or addedQ3 23: 88 cut or sold outQ3 23Q4 23: 78 bought or addedQ4 23: 44 cut or sold outQ1 24: 28 bought or addedQ1 24: 80 cut or sold outQ1 24Q2 24: 22 bought or addedQ2 24: 74 cut or sold outQ3 24: 22 bought or addedQ3 24: 87 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202211516
Q1 20233874
Q2 20232787
Q3 20232188
Q4 20237844
Q1 20242880
Q2 20242274
Q3 20242287

Biggest buyers

Penserra Capital Management LLC Added +58,212+58.2k
Jacobi Capital Management LLC Added +49,007+49.0k
UBS Group AG Added +31,074+31.1k
Stuart Chaussee & Associates, Inc. Added +26,168+26.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +20,285+20.3k
AQR CAPITAL MANAGEMENT LLC New +15,489+15.5k
WPWealth LLP Added +13,631+13.6k
Foundations Investment Advisors, LLC Added +10,042+10.0k
TRUIST FINANCIAL CORP Added +9,139+9.1k
CENTRAL VALLEY ADVISORS, LLC New +8,243+8.2k

Biggest sellers

ALLIANCEBERNSTEIN L.P. Reduced -234,980-235.0k
Pillar Wealth Advisors, LLC Sold out -57,323-57.3k
McAlister, Sweet & Associates, Inc. Sold out -57,306-57.3k
OSAIC HOLDINGS, INC. Reduced -40,374-40.4k
LPL Financial LLC Reduced -38,586-38.6k
Keystone Wealth Services, LLC Reduced -37,365-37.4k
Southland Equity Partners LLC Reduced -31,792-31.8k
RFG Advisory, LLC Reduced -31,684-31.7k
Cetera Investment Advisers Reduced -31,502-31.5k
Bellwether Advisors, LLC Reduced -31,264-31.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Brookstone Capital Management 13G · institution new · filed 2026-01-06 5.2% new 1.2m≈ $55.3m 2026-01-06

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.07% of their portfolio NASHVILLE, TN 5,768,2265.8m $213.0m $213.0m 0.07% Reduced -235.0k -234,980
2 Stuart Chaussee & Associates, Inc. 27.60% of their portfolio BEVERLY HILLS, CA 2,847,1842.8m $105.1m $105.1m 27.60% Added +26.2k +26,168
3 Penserra Capital Management LLC 0.84% of their portfolio ORINDA, CA 1,047,9341.0m $38.7m $38.7m 0.84% Added +58.2k +58,212
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 391,231391.2k $14.4m $14.4m 0.02% Reduced -13.7k -13,714
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 324,295324.3k $12.0m $12.0m 0.01% Reduced -38.6k -38,586
6 Buska Wealth Management, LLC 3.95% of their portfolio WAUSAU, WI 306,856306.9k $11.3m $11.3m 3.95% Reduced -84 -84
7 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 302,946302.9k $11.2m $11.2m 0.03% Reduced -40.4k -40,374
8 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 227,582227.6k $8.4m $8.4m 0.01% Reduced -26.8k -26,761
9 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 226,893226.9k $8.4m $8.4m 0.05% Reduced -8.3k -8,325
10 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 212,340212.3k $7.8m $7.8m 0.02% Reduced -31.5k -31,502
11 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 174,503174.5k $6.4m $6.4m 0.01% Reduced -454 -454
12 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 169,400169.4k $6.3m $6.3m 0.07% Reduced -12.8k -12,850
13 NorthCoast Asset Management LLC 0.04% of their portfolio STAMFORD, CT 166,607166.6k $6.2m $6.2m 0.04% Reduced -5.8k -5,824
14 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 104,540104.5k $3.9m $3.9m 0.01% Reduced -84 -84
15 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 104,081104.1k $3.8m $3.8m 0.01% Added +9.1k +9,139
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 100,981101.0k $3.7m $3.7m 0.00% Reduced -9.8k -9,830
17 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 100,284100.3k $3.7m $3.7m 0.05% Reduced -8.4k -8,385
18 CoreCap Advisors, LLC 0.15% of their portfolio SOUTHFIELD, MI 87,72187.7k $3.2m $3.2m 0.15% Reduced -1.4k -1,445
19 Jacobi Capital Management LLC 0.23% of their portfolio PITTSTON, PA 82,34682.3k $3.0m $3.0m 0.23% Added +49.0k +49,007
20 Keystone Wealth Services, LLC 0.84% of their portfolio PALM DESERT, CA 82,13082.1k $3.0m $3.0m 0.84% Reduced -37.4k -37,365
21 Bellwether Advisors, LLC 0.55% of their portfolio LINCOLN, NE 77,72977.7k $2.9m $2.9m 0.55% Reduced -31.3k -31,264
22 RFG Advisory, LLC 0.09% of their portfolio BIRMINGHAM, AL 76,14176.1k $2.8m $2.8m 0.09% Reduced -31.7k -31,684
23 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.57% of their portfolio BETHLEHEM, PA 70,22470.2k $2.6m $2.6m 0.57% Unchanged
24 WPWealth LLP 0.49% of their portfolio FORT WORTH, TX 63,54663.5k $2.3m $2.3m 0.49% Added +13.6k +13,631
25 Advisory Alpha, LLC 0.08% of their portfolio HOLLAND, MI 62,18862.2k $2.3m $2.3m 0.08% Reduced -790 -790
26 ATTICUS WEALTH MANAGEMENT, LLC 0.65% of their portfolio Palm Beach Gardens, FL 55,02855.0k $2.0m $2.0m 0.65% Reduced -2.3k -2,327
27 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 54,11754.1k $2.0m $2.0m 0.01% Reduced -3.0k -2,962
28 Three Seasons Wealth, LLC 1.00% of their portfolio SALT LAKE CITY, UT 51,40851.4k $1.9m $1.9m 1.00% Unchanged
29 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 50,94050.9k $1.9m $1.9m 0.04% Added +2.7k +2,714
30 MTM FINANCIAL GROUP, LLC 1.13% of their portfolio BETHLEHEM, PA 50,31250.3k $1.9m $1.9m 1.13% Reduced -15.6k -15,572
31 GILL CAPITAL PARTNERS, LLC 0.65% of their portfolio DENVER, CO 49,47549.5k $1.8m $1.8m 0.65% Reduced -155 -155
32 WEALTH ALLIANCE, LLC 0.21% of their portfolio MELLVILLE, NY 48,54148.5k $1.8m $1.8m 0.21% Unchanged
33 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.34% of their portfolio BLUE BELL, PA 48,02548.0k $1.8m $1.8m 0.34% Reduced -3.0k -2,987
34 Forvis Mazars Wealth Advisors, LLC 0.04% of their portfolio Springfield, MO 45,94645.9k $1.7m $1.7m 0.04% Reduced -7.4k -7,378
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 45,57545.6k $1.7m $1.7m 0.00% Reduced -5.3k -5,307
36 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 45,51545.5k $1.7m $1.7m 0.02% Reduced -4.6k -4,605
37 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 45,26945.3k $1.7m $1.7m 0.02% Reduced -7.3k -7,310
38 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 43,90343.9k $1.6m $1.6m 0.01% Reduced -109 -109
39 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 43,32143.3k $1.6m $1.6m 0.00% Reduced -1.1k -1,122
40 RETIREMENT INCOME SOLUTIONS, INC 0.34% of their portfolio ANN ARBOR, MI 40,21840.2k $1.5m $1.5m 0.34% Reduced -970 -970
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 39,87939.9k $1.5m $1.5m 0.00% Added +6.4k +6,363
42 Prairie Wealth Advisors, Inc. 0.72% of their portfolio OMAHA, NE 39,64939.6k $1.5m $1.5m 0.72% Reduced -399 -399
43 CRA Financial Services, LLC 0.26% of their portfolio NORTHFIELD, NJ 38,68438.7k $1.4m $1.4m 0.26% Reduced -6.0k -6,048
44 Castle Rock Wealth Management, LLC 0.32% of their portfolio WALNUT CREEK, CA 36,16336.2k $1.3m $1.3m 0.32% Unchanged
45 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 34,54934.5k $1.3m $1.3m 0.01% Reduced -2.0k -1,973
46 Cape Investment Advisory, Inc. 0.51% of their portfolio MCDONOUGH, GA 34,10034.1k $1.3m $1.3m 0.51% Reduced -1.5k -1,500
47 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 33,70033.7k $1.2m $1.2m 0.04% Reduced -2.0k -2,000
48 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 33,59833.6k $1.2m $1.2m 0.00% Unchanged
49 BCS Wealth Management 0.52% of their portfolio JOHNSON CITY, TN 33,01133.0k $1.2m $1.2m 0.52% Reduced -1.2k -1,244
50 Sugarloaf Wealth Management, LLC 0.23% of their portfolio DULUTH, GA 32,59232.6k $1.2m $1.2m 0.23% Reduced -700 -700
51 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 31,98032.0k $1.2m $1.2m 0.00% Unchanged
52 Fragasso Financial Advisors Inc 0.09% of their portfolio SEWICKLEY, PA 31,95432.0k $1.2m $1.2m 0.09% Unchanged
53 UBS Group AG 0.00% of their portfolio ZURICH, V8 31,29231.3k $1.2m $1.2m 0.00% Added +31.1k +31,074
54 KFG WEALTH MANAGEMENT, LLC 0.25% of their portfolio GRANGER, IN 30,57330.6k $1.1m $1.1m 0.25% Reduced -5.0k -4,951
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,39129.4k $1.1m $1.1m 0.00% Added +20.3k +20,285
56 Diligent Investors, LLC 0.25% of their portfolio REDLANDS, CA 29,05029.1k $1.1m $1.1m 0.25% Reduced -1.2k -1,250
57 Global Strategic Investment Solutions, LLC 0.12% of their portfolio Scottsdale, AZ 28,40828.4k $1.0m $1.0m 0.12% Reduced -1.0k -1,024
58 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 28,16528.2k $1.0m $1.0m 0.01% Reduced -871 -871
59 ARS Wealth Advisors Group, LLC 0.13% of their portfolio St. Petersburg, FL 27,85227.9k $1.0m $1.0m 0.13% Reduced -1.9k -1,919
60 Patriot Financial Group Insurance Agency, LLC 0.13% of their portfolio Westborough, MA 26,80126.8k $989.5k $989.5k 0.13% Reduced -730 -730
61 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 25,94125.9k $958.0k $958.0k 0.00% Reduced -6.1k -6,083
62 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 23,95824.0k $884.5k $884.5k 0.00% Reduced -2.3k -2,270
63 Bedel Financial Consulting, Inc. 0.12% of their portfolio INDIANAPOLIS, IN 23,25023.2k $858.4k $858.4k 0.12% Unchanged
64 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 23,23923.2k $858.0k $858.0k 0.02% Added +10.0k +10,042
65 Csenge Advisory Group 0.04% of their portfolio CLEARWATER, FL 22,36222.4k $827.2k $827.2k 0.04% Unchanged
66 Orion Capital Management LLC 0.40% of their portfolio CORONADO, CA 22,33722.3k $824.7k $824.7k 0.40% Added +100 +100
67 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,83121.8k $806.0k $806.0k 0.00% Reduced -4.5k -4,476
68 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 21,78221.8k $804.2k $804.2k 0.03% Reduced -58 -58
69 Crown Wealth Group, LLC 0.32% of their portfolio Charlotte, NC 19,66519.7k $726.0k $726.0k 0.32% Reduced -450 -450
70 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 19,45519.5k $718.3k $718.3k 0.02% Unchanged
71 Chris Bulman Inc 0.48% of their portfolio ROSEVILLE, CA 18,91618.9k $698.4k $698.4k 0.48% Reduced -972 -972
72 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 18,57618.6k $685.8k $685.8k 0.01% Unchanged
73 Clear Point Advisors Inc. 0.45% of their portfolio MELVILLE, NY 15,67215.7k $578.6k $578.6k 0.45% Reduced -392 -392
74 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 15,48915.5k $571.9k $571.9k 0.00% New
75 Cardinal Point Capital Management ULC 0.10% of their portfolio TORONTO, A6 15,46015.5k $570.8k $570.8k 0.10% Unchanged
76 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 14,53314.5k $536.6k $536.6k 0.05% Reduced -27 -27
77 BECK CAPITAL MANAGEMENT, LLC 0.13% of their portfolio AUSTIN, TX 13,60413.6k $502.3k $502.3k 0.13% Unchanged
78 CITY HOLDING CO 0.07% of their portfolio CHARLESTON, WV 13,50013.5k $498.3k $498.3k 0.07% Unchanged
79 Continuum Advisory, LLC 0.06% of their portfolio EAGLE, ID 13,25513.3k $501.8k $501.8k 0.06% Added +1.4k +1,355
80 Berkshire Money Management, Inc. 0.06% of their portfolio DALTON, MA 13,23613.2k $488.7k $488.7k 0.06% Unchanged
81 Valtinson Bruner Financial Planning LLC 0.17% of their portfolio NEW BRIGHTON, MN 13,18713.2k $486.9k $486.9k 0.17% Unchanged
82 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 13,13913.1k $485.1k $485.1k 0.04% Reduced -3.6k -3,621
83 First Commonwealth Financial Corp /PA/ 0.12% of their portfolio Indiana, PA 13,07913.1k $482.9k $482.9k 0.12% Reduced -2.5k -2,516
84 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 13,03013.0k $481.1k $481.1k 0.02% Reduced -4.0k -4,012
85 Trek Financial, LLC 0.03% of their portfolio Scottsdale, AZ 12,62012.6k $465.9k $465.9k 0.03% Unchanged
86 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 12,52712.5k $462.5k $462.5k 0.00% Reduced -750 -750
87 YARGER WEALTH STRATEGIES, LLC 0.24% of their portfolio WESTERVILLE, OH 11,53111.5k $425.7k $425.7k 0.24% Reduced -1.5k -1,468
88 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 11,05111.1k $408.0k $408.0k 0.01% Reduced -265 -265
89 Outlook Wealth Advisors, LLC 0.12% of their portfolio SHENANDOAH, TX 10,91510.9k $403.0k $403.0k 0.12% Reduced -181 -181
90 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 10,90510.9k $395.9k $395.9k 0.01% Unchanged
91 FSA Advisors, Inc. 0.39% of their portfolio TROY, MI 10,66810.7k $393.9k $393.9k 0.39% Reduced -41 -41
92 Archer Investment Corp 0.11% of their portfolio Carmel, IN 10,66610.7k $393.8k $393.8k 0.11% Unchanged
93 Pinnacle Wealth Management Group, Inc. 0.24% of their portfolio PLYMOUTH, MI 10,22010.2k $377.3k $377.3k 0.24% Reduced -580 -580
94 Main Street Financial Solutions, LLC 0.03% of their portfolio NEWTOWN, PA 9,8009.8k $361.8k $361.8k 0.03% Unchanged
95 FIDUCIARY FINANCIAL GROUP, LLC 0.08% of their portfolio SAN RAFAEL, CA 9,7999.8k $362.1k $362.1k 0.08% Unchanged
96 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 9,5009.5k $350.7k $350.7k 0.01% Reduced -1.9k -1,855
97 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,6588.7k $319.7k $319.7k 0.00% Added +5.2k +5,188
98 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 8,6538.7k $319.5k $319.5k 0.01% Reduced -305 -305
99 Retirement Planning Group, LLC 0.02% of their portfolio LEAWOOD, KS 8,5058.5k $314.0k $314.0k 0.02% Unchanged
100 WorthPointe, LLC 0.13% of their portfolio La Jolla, CA 8,4498.4k $311.9k $311.9k 0.13% Unchanged