Vault-13

INNOVATOR ETFS TRUST UNOV

US EQTY ULTRA BU · ETP · CUSIP 45782C565

40 institutional holders +4 vs Q1 2024
793,541793.5k shares reported held*
$26.1mreported value*
6 new 6 added 15 reduced 2 sold out net sold ≈ $1.0m (-30.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.89.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 23Q4 22: 39Q1 23: 31Q2 23: 33Q3 23: 33Q4 23: 33Q1 24: 36Q2 24: 4040Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202223
Q4 202239
Q1 202331
Q2 202333
Q3 202333
Q4 202333
Q1 202436
Q2 202440

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 8 bought or addedQ1 23: 20 cut or sold outQ2 23: 7 bought or addedQ2 23: 15 cut or sold outQ2 23Q3 23: 8 bought or addedQ3 23: 19 cut or sold outQ4 23: 14 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 14 bought or addedQ1 24: 18 cut or sold outQ2 24: 12 bought or addedQ2 24: 17 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222211
Q1 2023820
Q2 2023715
Q3 2023819
Q4 20231418
Q1 20241418
Q2 20241217

Biggest buyers

C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Added +48,105+48.1k
JPMORGAN CHASE & CO New +20,118+20.1k
SageView Advisory Group, LLC New +13,464+13.5k
OLD MISSION CAPITAL LLC New +6,680+6.7k
ENVESTNET ASSET MANAGEMENT INC New +6,551+6.6k
MML INVESTORS SERVICES, LLC New +6,307+6.3k
Triad Wealth Partners, LLC New +2,234+2.2k
ROYAL BANK OF CANADA Added +1,553+1.6k
Buska Wealth Management, LLC Added +1,102+1.1k
Arete Wealth Advisors, LLC Added +650+650

Biggest sellers

JANE STREET GROUP, LLC Reduced -91,953-92.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -11,397-11.4k
OSAIC HOLDINGS, INC. Reduced -7,974-8.0k
RFG Advisory, LLC Sold out -6,987-7.0k
Brookstone Capital Management Reduced -5,533-5.5k
Spire Wealth Management Reduced -3,440-3.4k
Cetera Investment Advisers Reduced -2,110-2.1k
Raymond James Financial Services Advisors, Inc. Reduced -2,072-2.1k
CWM, LLC Sold out -1,993-2.0k
AE Wealth Management LLC Reduced -1,897-1.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (3.0%, 2026-06-03)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 124,472124.5k $4.1m $4.1m 0.01% Reduced -8.0k -7,974
2 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.34% of their portfolio Westlake, OH 91,57191.6k $3.1m $3.1m 0.34% Added +48.1k +48,105
3 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 79,37379.4k $2.7m $2.7m 0.04% Reduced -5.5k -5,533
4 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 65,29265.3k $2.2m $2.2m 0.00% Unchanged
5 Buska Wealth Management, LLC 0.60% of their portfolio WAUSAU, WI 45,13145.1k $1.5m $1.5m 0.60% Added +1.1k +1,102
6 KFG WEALTH MANAGEMENT, LLC 0.45% of their portfolio GRANGER, IN 34,41434.4k $1.1m $1.1m 0.45% Reduced -4 -4
7 Castle Rock Wealth Management, LLC 0.24% of their portfolio WALNUT CREEK, CA 28,60528.6k $953.7k $953.7k 0.24% Reduced -302 -302
8 Arete Wealth Advisors, LLC 0.07% of their portfolio CHICAGO, IL 23,91823.9k $797.0k $797.0k 0.07% Added +650 +650
9 ATTICUS WEALTH MANAGEMENT, LLC 0.24% of their portfolio Palm Beach Gardens, FL 21,77821.8k $725.7k $725.7k 0.24% Unchanged
10 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 21,52821.5k $717.4k $717.4k 0.01% Reduced -1.9k -1,897
11 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 21,21721.2k $707.0k $707.0k 0.02% Reduced -3.4k -3,440
12 CENTRAL VALLEY ADVISORS, LLC 0.15% of their portfolio SACRAMENTO, CA 20,89520.9k $340.5k $340.5k 0.15% Reduced -16 -16
13 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,27420.3k $675.6k $675.6k 0.00% Reduced -92.0k -91,953
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 20,11820.1k $670.4k $670.4k 0.00% New
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 16,21516.2k $540.4k $540.4k 0.00% Reduced -2.1k -2,072
16 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,96514.0k $465.4k $465.4k 0.00% Reduced -2.1k -2,110
17 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 13,46413.5k $448.7k $448.7k 0.02% New
18 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,91910.9k $363.9k $363.9k 0.00% Unchanged
19 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,34410.3k $345.0k $345.0k 0.00% Unchanged
20 Archer Investment Corp 0.10% of their portfolio Carmel, IN 10,29010.3k $342.9k $342.9k 0.10% Reduced -837 -837
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,4099.4k $313.6k $313.6k 0.00% Added +1 +1
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 9,1489.1k $304.9k $304.9k 0.00% Unchanged
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,9739.0k $299.0k $299.0k 0.00% Reduced -11.4k -11,397
24 Soltis Investment Advisors LLC 0.03% of their portfolio ST. GEORGE, UT 8,3538.4k $278.4k $278.4k 0.03% Unchanged
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,0638.1k $269.0k $269.0k 0.00% Added +1.6k +1,553
26 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 7,5697.6k $252.2k $252.2k 0.01% Unchanged
27 CRA Financial Services, LLC 0.05% of their portfolio NORTHFIELD, NJ 7,5257.5k $250.8k $250.8k 0.05% Unchanged
28 Lakeridge Wealth Management LLC 0.14% of their portfolio MENTOR, OH 6,8816.9k $229.3k $229.3k 0.14% Unchanged
29 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 6,6806.7k $222.6k $222.6k 0.01% New
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 6,5516.6k $218.3k $218.3k 0.00% New
31 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,3076.3k $210.0k $210.0k 0.00% New
32 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 4,5254.5k $151.0k $151.0k 0.01% Unchanged
33 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 2,4602.5k $82.0k $82.0k 0.01% Reduced -74 -74
34 Triad Wealth Partners, LLC 0.04% of their portfolio LAWRENCE, KS 2,2342.2k $74.4k $74.4k 0.04% New
35 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 1,8071.8k $60.2k $60.2k 0.01% Reduced -301 -301
36 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,5931.6k $53.1k $53.1k 0.00% Unchanged
37 DHJJ Financial Advisors, Ltd. 0.02% of their portfolio NAPERVILLE, IL 1,3701.4k $45.7k $45.7k 0.02% Reduced -238 -238
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 250250 $8.3k $8.3k 0.00% Added +184 +184
39 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 6060 $2.0k $2.0k 0.00% Unchanged
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged