Vault-13

INNOVATOR ETFS TRUST UDEC

US EQTY ULTRA B · ETP · CUSIP 45782C532

50 institutional holders -7 vs Q1 2023
1,895,6941.9m shares reported held*
$57.2mreported value*
2 new 9 added 18 reduced 11 sold out net sold ≈ $19.6m (-649.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($265.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.17.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 33Q4 22: 50Q1 23: 57Q2 23: 5050Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202233
Q4 202250
Q1 202357
Q2 202350

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 25 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 29 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223012
Q1 20232519
Q2 20231129

Biggest buyers

OLD MISSION CAPITAL LLC Added +257,304+257.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +62,972+63.0k
CITADEL ADVISORS LLC New +22,469+22.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +5,622+5.6k
KFG WEALTH MANAGEMENT, LLC Added +5,357+5.4k
IFP Advisors, Inc Added +2,954+3.0k
MILESTONE ASSET MANAGEMENT, LLC Added +2,192+2.2k
UBS Group AG Added +2,053+2.1k
Octavia Wealth Advisors, LLC Added +825+825
Berger Financial Group, Inc Added +262+262

Biggest sellers

Cetera Investment Advisers Reduced -395,002-395.0k
Delta Investment Management, LLC Sold out -280,916-280.9k
OSAIC HOLDINGS, INC. Reduced -147,383-147.4k
MGO ONE SEVEN LLC Sold out -42,028-42.0k
TCWP LLC Sold out -42,028-42.0k
Garden State Investment Advisory Services LLC Sold out -13,611-13.6k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Reduced -12,765-12.8k
WOLVERINE TRADING, LLC Sold out -10,683-10.7k
White Knight Strategic Wealth Advisors, LLC Sold out -10,377-10.4k
Ameritas Advisory Services, LLC Sold out -9,086-9.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Brookstone Capital Management 13G · institution -18.9 pts · filed 2026-07-02 5.3% -18.9 pts 314.1k≈ $13.1m 2026-07-02

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OLD MISSION CAPITAL LLC 0.30% of their portfolio CHICAGO, IL 270,534270.5k $8.2m $8.2m 0.30% Added +257.3k +257,304
2 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 205,720205.7k $6.2m $6.2m 0.07% Reduced -1.4k -1,407
3 Brookstone Capital Management 0.09% of their portfolio WHEATON, IL 146,749146.7k $4.4m $4.4m 0.09% Reduced -1.0k -1,008
4 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 117,768117.8k $3.6m $3.6m 0.01% Added +5.6k +5,622
5 MILESTONE ASSET MANAGEMENT, LLC 1.52% of their portfolio PITTSBURGH, PA 114,028114.0k $3.4m $3.4m 1.52% Added +2.2k +2,192
6 KFG WEALTH MANAGEMENT, LLC 2.01% of their portfolio GRANGER, IN 113,961114.0k $3.4m $3.4m 2.01% Added +5.4k +5,357
7 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.41% of their portfolio Westlake, OH 96,32296.3k $2.9m $2.9m 0.41% Reduced -12.8k -12,765
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 77,56977.6k $2.3m $2.3m 0.00% Reduced -147.4k -147,383
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 62,97263.0k $1.9m $1.9m 0.00% New
10 Castle Rock Wealth Management, LLC 0.58% of their portfolio WALNUT CREEK, CA 56,71556.7k $1.7m $1.7m 0.58% Reduced -250 -250
11 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 47,40247.4k $1.4m $1.4m 0.00% Unchanged
12 Strategic Blueprint, LLC 0.12% of their portfolio ATLANTA, GA 42,50342.5k $1.3m $1.3m 0.12% Reduced -3.5k -3,458
13 Archer Investment Corp 0.45% of their portfolio Carmel, IN 41,61541.6k $1.3m $1.3m 0.45% Reduced -2.6k -2,568
14 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 39,90339.9k $1.2m $1.2m 0.00% Reduced -3.1k -3,059
15 Marathon Mission, Inc. 1.10% of their portfolio ALBANY, NY 39,61339.6k $1.2m $1.2m 1.10% First filing
16 Trek Financial, LLC 0.10% of their portfolio Scottsdale, AZ 37,66537.7k $1.1m $1.1m 0.10% Unchanged
17 Arete Wealth Advisors, LLC 0.08% of their portfolio CHICAGO, IL 31,53831.5k $952.0k $952.0k 0.08% Reduced -2.4k -2,423
18 Octavia Wealth Advisors, LLC 0.16% of their portfolio CINCINNATI, OH 26,35526.4k $795.7k $795.7k 0.16% Added +825 +825
19 ATTICUS WEALTH MANAGEMENT, LLC 0.26% of their portfolio Palm Beach Gardens, FL 23,46123.5k $708.3k $708.3k 0.26% Unchanged
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,46922.5k $678.3k $678.3k 0.00% New
21 Worth Financial Advisory Group, LLC 0.61% of their portfolio CHARLOTTE, NC 21,66021.7k $653.9k $653.9k 0.61% Unchanged
22 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 21,22721.2k $640.8k $640.8k 0.00% Reduced -215 -215
23 Cypress Wealth Services, LLC 0.15% of their portfolio PALM DESERT, CA 18,33518.3k $559.6k $559.6k 0.15% Unchanged
24 Alera Investment Advisors, LLC 0.11% of their portfolio DEERFIELD, IL 17,29417.3k $522.1k $522.1k 0.11% Unchanged
25 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,14216.1k $487.0k $487.0k 0.00% Reduced -4.5k -4,550
26 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 16,00716.0k $483.2k $483.2k 0.01% Unchanged
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 15,45215.5k $466.0k $466.0k 0.00% Added +176 +176
28 Tradition Wealth Management, LLC 0.05% of their portfolio EDINA, MN 14,48914.5k $438.0k $438.0k 0.05% Reduced -323 -323
29 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 14,04114.0k $423.9k $423.9k 0.01% First filing
30 Comprehensive Financial Consultants Institutional, Inc. 0.22% of their portfolio Bloomington, IN 13,52013.5k $412.7k $412.7k 0.22% Unchanged
31 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 12,92412.9k $390.2k $390.2k 0.02% Unchanged
32 Compass Advisory Group LLC 0.20% of their portfolio MELVILLE, NY 12,72812.7k $384.3k $384.3k 0.20% Reduced -3.1k -3,150
33 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,44711.4k $345.6k $345.6k 0.00% Unchanged
34 Berger Financial Group, Inc 0.04% of their portfolio PLYMOUTH, MN 10,75610.8k $324.7k $324.7k 0.04% Added +262 +262
35 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,03210.0k $302.9k $302.9k 0.00% Reduced -395.0k -395,002
36 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,7928.8k $265.4k $265.4k 0.00% Unchanged
37 FC Advisory LLC 0.10% of their portfolio WEST CHESTER, PA 8,3308.3k $251.5k $251.5k 0.10% Unchanged
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 8,1508.2k $246.0k $246.0k 0.00% Reduced -1.1k -1,053
39 WEALTH ALLIANCE, LLC 0.04% of their portfolio MELLVILLE, NY 7,8667.9k $237.5k $237.5k 0.04% Unchanged
40 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 7,5057.5k $226.6k $226.6k 0.00% Unchanged
41 Stone House Investment Management, LLC 0.08% of their portfolio TUNKHANNOCK, PA 6,9276.9k $209.1k $209.1k 0.08% Reduced -1.7k -1,740
42 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 5,9085.9k $167.0k $167.0k 0.00% Added +3.0k +2,954
43 WealthShield Partners, LLC 0.02% of their portfolio CARY, NC 3,4433.4k $103.9k $103.9k 0.02% Reduced -174 -174
44 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,1502.1k $64.9k $64.9k 0.00% Added +2.1k +2,053
45 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,9501.9k $58.9k $58.9k 0.00% Reduced -8.9k -8,863
46 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 1,1371.1k $34.3k $34.3k 0.00% Unchanged
47 Sugarloaf Wealth Management, LLC 0.01% of their portfolio DULUTH, GA 1,1001.1k $33.2k $33.2k 0.01% Unchanged
48 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 215215 $6.5k $6.5k 0.00% Unchanged
49 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 107107 $3.2k $3.2k 0.00% Unchanged
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged