Vault-13

INNOVATOR ETFS TRUST IJAN

INTRNL DEV JAN · ETP · CUSIP 45782C524

62 institutional holders -10 vs Q2 2023
2,663,0002.7m shares reported held*
$74.2mreported value*
2 new 9 added 31 reduced 12 sold out net sold ≈ $42.4m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.85.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 38Q4 22: 43Q1 23: 68Q2 23: 72Q3 23: 6262Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202238
Q4 202243
Q1 202368
Q2 202372
Q3 202362

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 16 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 43 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221621
Q1 20235211
Q2 20232134
Q3 20231143

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +41,633+41.6k
Cetera Advisor Networks LLC Added +12,684+12.7k
OSAIC HOLDINGS, INC. Added +12,382+12.4k
OLD MISSION CAPITAL LLC New +10,378+10.4k
JPMORGAN CHASE & CO Added +10,151+10.2k
BLAIR WILLIAM & CO/IL Added +9,506+9.5k
Alera Investment Advisors, LLC Added +5,545+5.5k
ENVESTNET ASSET MANAGEMENT INC Added +2,711+2.7k
Steward Partners Investment Advisory, LLC Added +1,901+1.9k
UBS Group AG Added +849+849

Biggest sellers

Gradient Investments LLC Reduced -413,726-413.7k
Global Strategic Investment Solutions, LLC Reduced -294,685-294.7k
Allworth Financial LP Reduced -253,123-253.1k
Compass Advisory Group LLC Reduced -117,232-117.2k
MBL Wealth, LLC Sold out -114,021-114.0k
Onyx Bridge Wealth Group LLC Sold out -84,546-84.5k
RFG Advisory, LLC Sold out -66,651-66.7k
Stratos Wealth Advisors, LLC Reduced -62,154-62.2k
IFP Advisors, Inc Reduced -43,454-43.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -33,307-33.3k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Global Strategic Investment Solutions, LLC 1.21% of their portfolio Scottsdale, AZ 336,957337.0k $9.4m $9.4m 1.21% Reduced -294.7k -294,685
2 Heck Capital Advisors, LLC 1.47% of their portfolio Rhinelander, WI 285,470285.5k $8.0m $8.0m 1.47% Reduced -173 -173
3 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 213,942213.9k $6.0m $6.0m 0.02% Added +9.5k +9,506
4 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 189,440189.4k $5.3m $5.3m 0.01% Reduced -1.8k -1,822
5 AdvisorNet Financial, Inc 0.36% of their portfolio MINNETONKA, MN 142,525142.5k $4.0m $4.0m 0.36% Reduced -914 -914
6 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 113,649113.6k $3.2m $3.2m 0.00% Added +12.4k +12,382
7 Forvis Mazars Wealth Advisors, LLC 0.09% of their portfolio Springfield, MO 104,799104.8k $2.9m $2.9m 0.09% Reduced -3.4k -3,373
8 Composition Wealth, LLC 0.08% of their portfolio LOS ANGELES, CA 94,37294.4k $2.6m $2.6m 0.08% Reduced -10.5k -10,549
9 Compass Advisory Group LLC 1.25% of their portfolio MELVILLE, NY 85,51085.5k $2.4m $2.4m 1.25% Reduced -117.2k -117,232
10 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 73,63073.6k $2.1m $2.1m 0.00% Reduced -2.7k -2,749
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 70,56570.6k $2.0m $2.0m 0.00% Added +2.7k +2,711
12 INDEPENDENT FINANCIAL GROUP, LLC 0.12% of their portfolio SAN DIEGO, CA 66,72166.7k $1.9m $1.9m 0.12% Unchanged
13 My Personal CFO, LLC 1.38% of their portfolio VANCOUVER, WA 61,15061.1k $1.7m $1.7m 1.38% Unchanged
14 CORRADO ADVISORS, LLC 1.10% of their portfolio RAMSEY, NJ 57,47757.5k $1.6m $1.6m 1.10% Reduced -414 -414
15 Alera Investment Advisors, LLC 0.26% of their portfolio DEERFIELD, IL 57,20457.2k $1.6m $1.6m 0.26% Added +5.5k +5,545
16 MACROVIEW INVESTMENT MANAGEMENT LLC 1.91% of their portfolio BETHESDA, MD 50,85850.9k $1.4m $1.4m 1.91% Reduced -1.6k -1,639
17 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 41,63341.6k $1.2m $1.2m 0.00% New
18 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 41,56041.6k $1.2m $1.2m 0.05% Reduced -43.5k -43,454
19 DHJJ Financial Advisors, Ltd. 0.54% of their portfolio NAPERVILLE, IL 38,45238.5k $1.1m $1.1m 0.54% Reduced -2.3k -2,259
20 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 37,40737.4k $1.0m $1.0m 0.01% Added +12.7k +12,684
21 Lantz Financial LLC 0.37% of their portfolio NAPERVILLE, IL 33,79933.8k $941.6k $941.6k 0.37% Reduced -23 -23
22 Cypress Wealth Services, LLC 0.25% of their portfolio PALM DESERT, CA 32,53532.5k $906.3k $906.3k 0.25% Unchanged
23 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 30,75730.8k $856.8k $856.8k 0.01% Reduced -239 -239
24 Marathon Mission, Inc. 0.62% of their portfolio ALBANY, NY 23,82723.8k $645.8k $645.8k 0.62% Reduced -56 -56
25 Berger Financial Group, Inc 0.07% of their portfolio PLYMOUTH, MN 22,21622.2k $618.9k $618.9k 0.07% Reduced -1.0k -1,018
26 Diligent Investors, LLC 0.17% of their portfolio REDLANDS, CA 20,27720.3k $564.9k $564.9k 0.17% Unchanged
27 Pillar Wealth Advisors, LLC 0.46% of their portfolio WESTTOWN, PA 19,06919.1k $531.2k $531.2k 0.46% Unchanged
28 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 18,17818.2k $506.4k $506.4k 0.01% Unchanged
29 Strategic Blueprint, LLC 0.04% of their portfolio ATLANTA, GA 17,33517.3k $482.9k $482.9k 0.04% Reduced -2.3k -2,267
30 SageView Advisory Group, LLC 0.03% of their portfolio Newport Beach, CA 17,26917.3k $481.1k $481.1k 0.03% Reduced -4.9k -4,923
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,13017.1k $477.2k $477.2k 0.00% Reduced -33.3k -33,307
32 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 16,31016.3k $454.4k $454.4k 0.01% Unchanged
33 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,85614.9k $413.9k $413.9k 0.00% Added +98 +98
34 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 14,05214.1k $383.1k $383.1k 0.01% Reduced -2.3k -2,342
35 Tradition Wealth Management, LLC 0.05% of their portfolio EDINA, MN 13,59613.6k $379.0k $379.0k 0.05% Reduced -316 -316
36 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,39013.4k $373.0k $373.0k 0.00% Reduced -2.2k -2,245
37 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 13,10113.1k $365.0k $365.0k 0.02% Reduced -62.2k -62,154
38 Collaborative Wealth Managment Inc. 0.21% of their portfolio LAKE MARY, FL 12,50812.5k $348.4k $348.4k 0.21% Unchanged
39 WEALTH ALLIANCE, LLC 0.05% of their portfolio MELLVILLE, NY 12,14312.1k $338.3k $338.3k 0.05% Unchanged
40 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,64611.6k $324.4k $324.4k 0.00% Reduced -1.4k -1,375
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,11811.1k $309.7k $309.7k 0.00% Added +10.2k +10,151
42 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 10,70110.7k $298.1k $298.1k 0.01% Reduced -3.9k -3,938
43 GILL CAPITAL PARTNERS, LLC 0.13% of their portfolio DENVER, CO 10,67610.7k $297.4k $297.4k 0.13% Reduced -3.0k -3,049
44 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 10,37810.4k $289.1k $289.1k 0.01% New
45 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 9,3509.3k $260.5k $260.5k 0.01% Unchanged
46 BCGM Wealth Management, LLC 0.11% of their portfolio LAFAYETTE, IN 8,6548.7k $241.1k $241.1k 0.11% Unchanged
47 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 8,4198.4k $234.5k $234.5k 0.00% Added +1.9k +1,901
48 Summit Wealth Partners, LLC 0.06% of their portfolio Orlando, FL 8,3438.3k $232.4k $232.4k 0.06% Reduced -118 -118
49 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 8,2638.3k $230.2k $230.2k 0.02% Unchanged
50 BCS Wealth Management 0.10% of their portfolio JOHNSON CITY, TN 8,2198.2k $229.0k $229.0k 0.10% Reduced -266 -266
51 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 7,8587.9k $218.9k $218.9k 0.02% Reduced -1.1k -1,134
52 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 7,3367.3k $204.4k $204.4k 0.00% Unchanged
53 Realta Investment Advisors 0.02% of their portfolio WILMINGTON, DE 3,3803.4k $98.5k $98.5k 0.02% Unchanged
54 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 2,6582.7k $74.0k $74.0k 0.01% Unchanged
55 TFO Wealth Partners, LLC 0.01% of their portfolio MAUMEE, OH 2,4462.4k $71.3k $71.3k 0.01% Unchanged
56 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.00% of their portfolio FORT WAYNE, IN 1,7661.8k $49.2k $49.2k 0.00% Unchanged
57 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,7441.7k $48.6k $48.6k 0.00% Reduced -253.1k -253,123
58 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,6871.7k $47.0k $47.0k 0.00% Added +849 +849
59 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,6001.6k $44.6k $44.6k 0.00% Unchanged
60 CWM, LLC 0.00% of their portfolio OMAHA, NE 655655 $18.0k $18.0k 0.00% Unchanged
61 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 434434 $12.1k $12.1k 0.00% Reduced -413.7k -413,726
62 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged