Vault-13

INNOVATOR ETFS TRUST IJAN

INTRNL DEV JAN · ETP · CUSIP 45782C524

68 institutional holders +25 vs Q4 2022
4,801,6774.8m shares reported held*
$136.5mreported value*
26 new 26 added 9 reduced 2 sold out net bought ≈ $57.5m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.42.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 38Q4 22: 43Q1 23: 6868Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202238
Q4 202243
Q1 202368

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 16 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 11 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221621
Q1 20235211

Biggest buyers

Gradient Investments LLC New +361,522+361.5k
Global Strategic Investment Solutions, LLC Added +300,262+300.3k
Heck Capital Advisors, LLC New +281,191+281.2k
BLAIR WILLIAM & CO/IL New +237,601+237.6k
MBL Wealth, LLC New +174,366+174.4k
Composition Wealth, LLC New +124,907+124.9k
Onyx Bridge Wealth Group LLC New +78,893+78.9k
My Personal CFO, LLC New +61,150+61.1k
MACROVIEW INVESTMENT MANAGEMENT LLC New +52,583+52.6k
CORRADO ADVISORS, LLC Added +44,412+44.4k

Biggest sellers

HBK Sorce Advisory LLC Sold out -180,000-180.0k
Sunbelt Securities, Inc. Reduced -17,307-17.3k
WPWealth LLP Reduced -15,915-15.9k
Stratos Wealth Advisors, LLC Reduced -11,107-11.1k
BCGM Wealth Management, LLC Sold out -8,654-8.7k
Alera Investment Advisors, LLC Reduced -4,622-4.6k
Pillar Wealth Advisors, LLC Reduced -3,850-3.9k
AdvisorNet Financial, Inc Reduced -3,750-3.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -2,337-2.3k
Forvis Mazars Wealth Advisors, LLC Reduced -2,100-2.1k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HFG Wealth Management, LLC 5.16% of their portfolio The Woodlands, TX 874,497874.5k $24.9m $24.9m 5.16% First filing
2 Global Strategic Investment Solutions, LLC 2.82% of their portfolio Scottsdale, AZ 691,762691.8k $19.7m $19.7m 2.82% Added +300.3k +300,262
3 Gradient Investments LLC 0.28% of their portfolio ARDEN HILLS, MN 361,522361.5k $10.3m $10.3m 0.28% New
4 Heck Capital Advisors, LLC 1.54% of their portfolio Rhinelander, WI 281,191281.2k $8.0m $8.0m 1.54% New
5 BLAIR WILLIAM & CO/IL 0.03% of their portfolio CHICAGO, IL 237,601237.6k $6.8m $6.8m 0.03% New
6 Compass Advisory Group LLC 3.23% of their portfolio MELVILLE, NY 194,333194.3k $5.5m $5.5m 3.23% Added +12.5k +12,539
7 MBL Wealth, LLC 0.78% of their portfolio CHARLOTTE, NC 174,366174.4k $5.0m $5.0m 0.78% New
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 153,547153.5k $4.4m $4.4m 0.01% Added +22.9k +22,941
9 AdvisorNet Financial, Inc 0.38% of their portfolio MINNETONKA, MN 144,289144.3k $4.1m $4.1m 0.38% Reduced -3.8k -3,750
10 Composition Wealth, LLC 0.12% of their portfolio LOS ANGELES, CA 124,907124.9k $3.6m $3.6m 0.12% New
11 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 111,031111.0k $3.2m $3.2m 0.01% Added +8.6k +8,629
12 Forvis Mazars Wealth Advisors, LLC 0.10% of their portfolio Springfield, MO 110,101110.1k $3.1m $3.1m 0.10% Reduced -2.1k -2,100
13 Stratos Wealth Advisors, LLC 0.18% of their portfolio BEACHWOOD, OH 83,46583.5k $2.4m $2.4m 0.18% Reduced -11.1k -11,107
14 Onyx Bridge Wealth Group LLC 0.90% of their portfolio TARRYTOWN, NY 78,89378.9k $2.2m $2.2m 0.90% New
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 77,22177.2k $2.2m $2.2m 0.00% Reduced -2.3k -2,337
16 INDEPENDENT FINANCIAL GROUP, LLC 0.15% of their portfolio SAN DIEGO, CA 67,41567.4k $1.9m $1.9m 0.15% Reduced -320 -320
17 RFG Advisory, LLC 0.09% of their portfolio BIRMINGHAM, AL 66,38866.4k $1.9m $1.9m 0.09% Added +693 +693
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 61,58861.6k $1.8m $1.8m 0.00% Added +18.2k +18,176
19 My Personal CFO, LLC 1.48% of their portfolio VANCOUVER, WA 61,15061.1k $1.7m $1.7m 1.48% New
20 CORRADO ADVISORS, LLC 1.10% of their portfolio RAMSEY, NJ 58,28558.3k $1.7m $1.7m 1.10% Added +44.4k +44,412
21 Alera Investment Advisors, LLC 0.37% of their portfolio DEERFIELD, IL 56,01656.0k $1.6m $1.6m 0.37% Reduced -4.6k -4,622
22 MACROVIEW INVESTMENT MANAGEMENT LLC 2.40% of their portfolio BETHESDA, MD 52,58352.6k $1.5m $1.5m 2.40% New
23 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 43,09843.1k $1.1m $1.1m 0.05% Added +7.1k +7,133
24 DHJJ Financial Advisors, Ltd. 0.64% of their portfolio NAPERVILLE, IL 41,75641.8k $1.2m $1.2m 0.64% Added +2.2k +2,204
25 RiverTree Advisors, LLC 0.72% of their portfolio WINTER PARK, FL 35,13635.1k $999.6k $999.6k 0.72% New
26 Lantz Financial LLC 0.40% of their portfolio NAPERVILLE, IL 33,65533.7k $957.5k $957.5k 0.40% Added +18.3k +18,344
27 Cypress Wealth Services, LLC 0.27% of their portfolio PALM DESERT, CA 32,53532.5k $925.6k $925.6k 0.27% Added +17.9k +17,934
28 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 30,32930.3k $862.9k $862.9k 0.01% Added +7.4k +7,363
29 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 26,62526.6k $757.5k $757.5k 0.01% Added +7.1k +7,085
30 SageView Advisory Group, LLC 0.04% of their portfolio Newport Beach, CA 23,35723.4k $664.5k $664.5k 0.04% Added +500 +500
31 Arlington Capital Management, Inc. 0.61% of their portfolio ARLINGTON HEIGHTS, IL 22,83122.8k $649.5k $649.5k 0.61% Added +11.4k +11,386
32 Diligent Investors, LLC 0.18% of their portfolio REDLANDS, CA 20,27720.3k $576.9k $576.9k 0.18% Added +2.1k +2,127
33 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 20,25920.3k $576.4k $576.4k 0.02% New
34 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 19,94519.9k $567.0k $567.0k 0.00% Unchanged
35 Strategic Blueprint, LLC 0.06% of their portfolio ATLANTA, GA 19,43719.4k $553.0k $553.0k 0.06% New
36 Pillar Wealth Advisors, LLC 0.54% of their portfolio WESTTOWN, PA 19,06919.1k $542.5k $542.5k 0.54% Reduced -3.9k -3,850
37 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 18,17818.2k $522.2k $522.2k 0.01% New
38 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 16,83916.8k $484.6k $484.6k 0.01% Added +857 +857
39 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 16,31016.3k $464.0k $464.0k 0.01% New
40 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,75814.8k $419.9k $419.9k 0.00% Added +7.2k +7,184
41 GILL CAPITAL PARTNERS, LLC 0.18% of their portfolio DENVER, CO 14,39114.4k $409.4k $409.4k 0.18% Added +2.7k +2,655
42 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,27714.3k $406.2k $406.2k 0.00% Added +654 +654
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,13214.1k $402.1k $402.1k 0.00% New
44 Tradition Wealth Management, LLC 0.05% of their portfolio EDINA, MN 14,03914.0k $399.0k $399.0k 0.05% Added +2.0k +1,954
45 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 13,07613.1k $372.0k $372.0k 0.00% Added +1.2k +1,230
46 Collaborative Wealth Managment Inc. 0.22% of their portfolio LAKE MARY, FL 12,50812.5k $355.9k $355.9k 0.22% Unchanged
47 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 12,42312.4k $353.4k $353.4k 0.02% New
48 WEALTH ALLIANCE, LLC 0.06% of their portfolio MELLVILLE, NY 12,14312.1k $345.5k $345.5k 0.06% New
49 Berger Financial Group, Inc 0.04% of their portfolio PLYMOUTH, MN 11,48911.5k $326.9k $326.9k 0.04% New
50 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,54610.5k $300.0k $300.0k 0.00% Added +2.6k +2,615
51 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 9,1799.2k $261.1k $261.1k 0.01% Added +9.0k +8,992
52 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 9,1509.2k $260.0k $260.0k 0.01% New
53 Ausdal Financial Partners, Inc. 0.03% of their portfolio Davenport, IA 8,7738.8k $249.6k $249.6k 0.03% New
54 BCS Wealth Management 0.11% of their portfolio JOHNSON CITY, TN 8,4858.5k $241.0k $241.0k 0.11% New
55 Summit Wealth Partners, LLC 0.06% of their portfolio Orlando, FL 8,4618.5k $240.7k $240.7k 0.06% New
56 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,2898.3k $235.8k $235.8k 0.00% Added +579 +579
57 WPWealth LLP 0.10% of their portfolio FORT WORTH, TX 7,9147.9k $225.2k $225.2k 0.10% Reduced -15.9k -15,915
58 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 7,3367.3k $208.7k $208.7k 0.00% New
59 Sound View Wealth Advisors Group, LLC 0.03% of their portfolio SAVANNAH, GA 7,2137.2k $205.2k $205.2k 0.03% New
60 Kathmere Capital Management, LLC 0.03% of their portfolio WAYNE, PA 7,1327.1k $202.9k $202.9k 0.03% New
61 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 2,6582.7k $75.2k $75.2k 0.01% Reduced -17.3k -17,307
62 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,5512.6k $72.6k $72.6k 0.00% New
63 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 2,5002.5k $71.4k $71.4k 0.00% New
64 TFO Wealth Partners, LLC 0.02% of their portfolio MAUMEE, OH 2,4462.4k $69.6k $69.6k 0.02% Added +363 +363
65 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.00% of their portfolio FORT WAYNE, IN 1,7661.8k $50.2k $50.2k 0.00% Unchanged
66 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,6001.6k $45.5k $45.5k 0.00% Unchanged
67 CWM, LLC 0.00% of their portfolio OMAHA, NE 655655 $19.0k $19.0k 0.00% Unchanged
68 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged