Vault-13

INNOVATOR ETFS TRUST IJAN

INTRNL DEV JAN · ETP · CUSIP 45782C524

43 institutional holders +5 vs Q3 2022
2,075,0102.1m shares reported held*
$51.1mreported value*
7 new 9 added 17 reduced 4 sold out net bought ≈ $2.3m (+173.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.62.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 38Q4 22: 4343Q3 22Q4 22
Numbers
QuarterHolders
Q3 202238
Q4 202243

Biggest buyers

Compass Advisory Group LLC Added +103,743+103.7k
HBK Sorce Advisory LLC Added +90,000+90.0k
RFG Advisory, LLC New +65,695+65.7k
OSAIC HOLDINGS, INC. Added +61,604+61.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +40,433+40.4k
ENVESTNET ASSET MANAGEMENT INC Added +32,547+32.5k
Forvis Mazars Wealth Advisors, LLC Added +25,997+26.0k
Brookstone Capital Management New +15,982+16.0k
RAYMOND JAMES & ASSOCIATES New +13,623+13.6k
Arlington Capital Management, Inc. New +11,445+11.4k

Biggest sellers

Global Strategic Investment Solutions, LLC Reduced -78,541-78.5k
OLD MISSION CAPITAL LLC Sold out -53,501-53.5k
Pillar Wealth Advisors, LLC Reduced -49,328-49.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -42,792-42.8k
NATIONS FINANCIAL GROUP INC, /IA/ /ADV Sold out -17,820-17.8k
AdvisorNet Financial, Inc Reduced -12,842-12.8k
IFP Advisors, Inc Reduced -12,602-12.6k
Cambridge Investment Research Advisors, Inc. Reduced -9,219-9.2k
Stratos Wealth Advisors, LLC Reduced -7,433-7.4k
Lantz Financial LLC Reduced -5,303-5.3k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Global Strategic Investment Solutions, LLC 0.69% of their portfolio Scottsdale, AZ 391,500391.5k $10.5m $10.5m 0.69% Reduced -78.5k -78,541
2 Compass Advisory Group LLC 2.91% of their portfolio MELVILLE, NY 181,794181.8k $5.1m $5.1m 2.91% Added +103.7k +103,743
3 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 180,000180.0k $205.0k $205.0k 0.01% Added +90.0k +90,000
4 AdvisorNet Financial, Inc 0.39% of their portfolio MINNETONKA, MN 148,039148.0k $4.0m $4.0m 0.39% Reduced -12.8k -12,842
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 130,606130.6k $3.5m $3.5m 0.01% Added +61.6k +61,604
6 Forvis Mazars Wealth Advisors, LLC 0.10% of their portfolio Springfield, MO 112,201112.2k $3.0m $3.0m 0.10% Added +26.0k +25,997
7 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 102,402102.4k $2.7m $2.7m 0.01% Reduced -4.8k -4,776
8 Stratos Wealth Advisors, LLC 0.21% of their portfolio BEACHWOOD, OH 94,57294.6k $2.5m $2.5m 0.21% Reduced -7.4k -7,433
9 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 79,55879.6k $2.1m $2.1m 0.01% Added +40.4k +40,433
10 INDEPENDENT FINANCIAL GROUP, LLC 0.16% of their portfolio SAN DIEGO, CA 67,73567.7k $1.8m $1.8m 0.16% Unchanged
11 RFG Advisory, LLC 0.09% of their portfolio BIRMINGHAM, AL 65,69565.7k $1.9m $1.9m 0.09% New
12 Alera Investment Advisors, LLC 0.38% of their portfolio DEERFIELD, IL 60,63860.6k $1.6m $1.6m 0.38% Reduced -2.4k -2,438
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 43,41243.4k $1.2m $1.2m 0.00% Added +32.5k +32,547
14 DHJJ Financial Advisors, Ltd. 0.61% of their portfolio NAPERVILLE, IL 39,55239.6k $1.1m $1.1m 0.61% Reduced -7 -7
15 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 35,96536.0k $888.0k $888.0k 0.02% Reduced -12.6k -12,602
16 WPWealth LLP 0.33% of their portfolio FORT WORTH, TX 23,82923.8k $636.5k $636.5k 0.33% First filing
17 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 22,96623.0k $613.4k $613.4k 0.01% Added +4.5k +4,500
18 Pillar Wealth Advisors, LLC 0.59% of their portfolio WESTTOWN, PA 22,91922.9k $612.2k $612.2k 0.59% Reduced -49.3k -49,328
19 SageView Advisory Group, LLC 0.05% of their portfolio Newport Beach, CA 22,85722.9k $610.5k $610.5k 0.05% First filing
20 Sunbelt Securities, Inc. 0.10% of their portfolio HOUSTON, TX 19,96520.0k $533.3k $533.3k 0.10% Reduced -538 -538
21 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 19,94519.9k $533.0k $533.0k 0.00% Reduced -3.3k -3,340
22 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 19,54019.5k $521.9k $521.9k 0.00% Added +2.3k +2,325
23 Diligent Investors, LLC 0.16% of their portfolio REDLANDS, CA 18,15018.1k $484.8k $484.8k 0.16% Reduced -500 -500
24 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 15,98216.0k $435.5k $435.5k 0.01% New
25 Lantz Financial LLC 0.19% of their portfolio NAPERVILLE, IL 15,31115.3k $409.0k $409.0k 0.19% Reduced -5.3k -5,303
26 Cypress Wealth Services, LLC 0.13% of their portfolio PALM DESERT, CA 14,60114.6k $390.0k $390.0k 0.13% Unchanged
27 CORRADO ADVISORS, LLC 0.26% of their portfolio RAMSEY, NJ 13,87313.9k $370.5k $370.5k 0.26% Unchanged
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 13,62313.6k $363.9k $363.9k 0.00% New
29 Collaborative Wealth Managment Inc. 0.22% of their portfolio LAKE MARY, FL 12,50812.5k $334.1k $334.1k 0.22% Unchanged
30 Tradition Wealth Management, LLC 0.05% of their portfolio EDINA, MN 12,08512.1k $323.0k $323.0k 0.05% Reduced -833 -833
31 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,84611.8k $316.4k $316.4k 0.00% Reduced -4.1k -4,131
32 GILL CAPITAL PARTNERS, LLC 0.15% of their portfolio DENVER, CO 11,73611.7k $313.5k $313.5k 0.15% Reduced -1.2k -1,162
33 Arlington Capital Management, Inc. 0.34% of their portfolio ARLINGTON HEIGHTS, IL 11,44511.4k $305.7k $305.7k 0.34% New
34 BCGM Wealth Management, LLC 0.11% of their portfolio LAFAYETTE, IN 8,6548.7k $231.1k $231.1k 0.11% Unchanged
35 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,9317.9k $212.0k $212.0k 0.00% Reduced -9.2k -9,219
36 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,7107.7k $205.9k $205.9k 0.00% New
37 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 7,5747.6k $202.3k $202.3k 0.00% New
38 TFO Wealth Partners, LLC 0.01% of their portfolio MAUMEE, OH 2,0832.1k $56.7k $56.7k 0.01% Reduced -363 -363
39 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.00% of their portfolio FORT WAYNE, IN 1,7661.8k $47.2k $47.2k 0.00% Unchanged
40 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,6001.6k $42.7k $42.7k 0.00% Added +775 +775
41 CWM, LLC 0.00% of their portfolio OMAHA, NE 655655 $17.0k $17.0k 0.00% Unchanged
42 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 187187 $5.0k $5.0k 0.00% New
43 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged