Vault-13

INNOVATOR ETFS TRUST EJAN

EMRGNG MKT JAN · ETP · CUSIP 45782C516

70 institutional holders +0 vs Q3 2024
2,341,5132.3m shares reported held*
$69.3mreported value*
5 new 21 added 26 reduced 9 sold out net sold ≈ $9.7m (-328.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.61.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 52Q4 22: 44Q1 23: 58Q2 23: 62Q3 23: 57Q4 23: 87Q1 24: 73Q2 24: 67Q3 24: 70Q4 24: 7070Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202252
Q4 202244
Q1 202358
Q2 202362
Q3 202357
Q4 202387
Q1 202473
Q2 202467
Q3 202470
Q4 202470

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 36 bought or addedQ1 23: 12 cut or sold outQ2 23: 19 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 36 cut or sold outQ4 23: 47 bought or addedQ4 23: 25 cut or sold outQ4 23Q1 24: 34 bought or addedQ1 24: 54 cut or sold outQ2 24: 24 bought or addedQ2 24: 37 cut or sold outQ2 24Q3 24: 17 bought or addedQ3 24: 32 cut or sold outQ4 24: 26 bought or addedQ4 24: 35 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233612
Q2 20231927
Q3 20231736
Q4 20234725
Q1 20243454
Q2 20242437
Q3 20241732
Q4 20242635

Biggest buyers

Allworth Financial LP Added +80,012+80.0k
Long Island Wealth Management, Inc. Added +24,984+25.0k
Kestra Advisory Services, LLC Added +24,677+24.7k
HFG Wealth Management, LLC Added +18,540+18.5k
WPWealth LLP Added +17,482+17.5k
Capasso Planning Partners LLC New +15,135+15.1k
SIGNATUREFD, LLC New +14,956+15.0k
IFP Advisors, Inc Added +10,739+10.7k
Cape Investment Advisory, Inc. Added +9,109+9.1k
PRINCIPAL SECURITIES, INC. Added +6,872+6.9k

Biggest sellers

Gradient Investments LLC Sold out -344,373-344.4k
HighTower Advisors, LLC Reduced -57,673-57.7k
JPMORGAN CHASE & CO Reduced -31,567-31.6k
OSAIC HOLDINGS, INC. Reduced -26,926-26.9k
OLD MISSION CAPITAL LLC Sold out -13,207-13.2k
Advisory Services Network, LLC Sold out -11,668-11.7k
ALTFEST L J & CO INC Reduced -9,231-9.2k
TOWNSQUARE CAPITAL LLC Sold out -8,072-8.1k
STEPHENS INC /AR/ Reduced -6,700-6.7k
WorthPointe, LLC Sold out -6,450-6.5k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STEPHENS INC /AR/ 0.17% of their portfolio LITTLE ROCK, AR 421,930421.9k $12.4m $12.4m 0.17% Reduced -6.7k -6,700
2 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 227,774227.8k $6.7m $6.7m 0.02% Reduced -26.9k -26,926
3 HFG Wealth Management, LLC 3.72% of their portfolio The Woodlands, TX 182,880182.9k $5.7m $5.7m 3.72% Added +18.5k +18,540
4 MBL Wealth, LLC 0.40% of their portfolio CHARLOTTE, NC 135,967136.0k $4.0m $4.0m 0.40% Added +1.0k +1,024
5 Long Island Wealth Management, Inc. 2.43% of their portfolio MELVILLE, NY 132,124132.1k $3.9m $3.9m 2.43% Added +25.0k +24,984
6 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 120,370120.4k $3.6m $3.6m 0.02% Added +80.0k +80,012
7 CORRADO ADVISORS, LLC 1.52% of their portfolio RAMSEY, NJ 79,35779.4k $2.3m $2.3m 1.52% Reduced -5.1k -5,071
8 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 79,29779.3k $2.3m $2.3m 0.01% Added +24.7k +24,677
9 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 61,04661.0k $1.8m $1.8m 0.00% Reduced -57.7k -57,673
10 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 53,81153.8k $1.6m $1.6m 0.04% Added +6.9k +6,872
11 Diligent Investors, LLC 0.30% of their portfolio REDLANDS, CA 44,51844.5k $1.3m $1.3m 0.30% Reduced -660 -660
12 3EDGE Asset Management, LP 0.07% of their portfolio Naples, FL 36,35236.4k $1.1m $1.1m 0.07% Reduced -1.3k -1,328
13 CWM, LLC 0.00% of their portfolio OMAHA, NE 36,32836.3k $1.1m $1.1m 0.00% Added +1.9k +1,932
14 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 36,25336.3k $1.1m $1.1m 0.00% Reduced -5.1k -5,088
15 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 33,76933.8k $994.2k $994.2k 0.00% Reduced -854 -854
16 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 30,56030.6k $899.7k $899.7k 0.00% Unchanged
17 AdvisorNet Financial, Inc 0.07% of their portfolio MINNETONKA, MN 29,70829.7k $874.6k $874.6k 0.07% Unchanged
18 Sunbelt Securities, Inc. 0.08% of their portfolio HOUSTON, TX 29,45629.5k $871.7k $871.7k 0.08% Added +3.2k +3,195
19 Strategic Blueprint, LLC 0.05% of their portfolio ATLANTA, GA 28,40828.4k $836.3k $836.3k 0.05% Reduced -2.5k -2,450
20 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 28,27328.3k $832.4k $832.4k 0.03% Added +10.7k +10,739
21 Cypress Wealth Services, LLC 0.17% of their portfolio PALM DESERT, CA 28,19028.2k $829.9k $829.9k 0.17% Unchanged
22 My Personal CFO, LLC 0.42% of their portfolio VANCOUVER, WA 28,09028.1k $827.0k $827.0k 0.42% Reduced -100 -100
23 WPWealth LLP 0.16% of their portfolio FORT WORTH, TX 26,98427.0k $794.4k $794.4k 0.16% Added +17.5k +17,482
24 GILL CAPITAL PARTNERS, LLC 0.28% of their portfolio DENVER, CO 26,27026.3k $773.4k $773.4k 0.28% Unchanged
25 Compass Advisory Group LLC 0.26% of their portfolio MELVILLE, NY 24,53724.5k $722.4k $722.4k 0.26% Reduced -5.4k -5,432
26 ALTFEST L J & CO INC 0.09% of their portfolio NEW YORK, NY 23,95924.0k $705.4k $705.4k 0.09% Reduced -9.2k -9,231
27 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 23,77323.8k $700.0k $700.0k 0.00% Added +2.0k +2,000
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 23,29623.3k $685.8k $685.8k 0.00% Added +4.5k +4,513
29 Arete Wealth Advisors, LLC 0.04% of their portfolio CHICAGO, IL 18,69618.7k $551.0k $551.0k 0.04% Unchanged
30 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 17,40417.4k $512.4k $512.4k 0.00% Added +841 +841
31 Trek Financial, LLC 0.04% of their portfolio Scottsdale, AZ 16,22716.2k $477.7k $477.7k 0.04% Reduced -1.3k -1,332
32 Capasso Planning Partners LLC 0.18% of their portfolio CHARLESTON, SC 15,13515.1k $445.6k $445.6k 0.18% New
33 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 14,95615.0k $440.3k $440.3k 0.01% New
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,60914.6k $430.1k $430.1k 0.00% Added +111 +111
35 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 14,48414.5k $426.4k $426.4k 0.00% First filing
36 Consolidated Portfolio Review Corp 0.07% of their portfolio WOODBURY, NY 14,42314.4k $424.6k $424.6k 0.07% Unchanged
37 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,17613.2k $388.0k $388.0k 0.00% Added +18 +18
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,75612.8k $375.5k $375.5k 0.00% Reduced -459 -459
39 Tradition Wealth Management, LLC 0.03% of their portfolio EDINA, MN 12,74612.7k $375.2k $375.2k 0.03% Reduced -525 -525
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,24911.2k $331.2k $331.2k 0.00% Added +671 +671
41 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,23511.2k $330.8k $330.8k 0.00% Reduced -5.4k -5,416
42 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 11,13911.1k $337.3k $337.3k 0.02% Reduced -418 -418
43 Clear Point Advisors Inc. 0.27% of their portfolio MELVILLE, NY 10,69110.7k $314.7k $314.7k 0.27% Unchanged
44 ROVIN CAPITAL /UT/ /ADV 0.11% of their portfolio MESA, AZ 10,55710.6k $311.0k $311.0k 0.11% Added +699 +699
45 Jacobi Capital Management LLC 0.02% of their portfolio PITTSTON, PA 10,41710.4k $306.7k $306.7k 0.02% Reduced -3.4k -3,369
46 Cape Investment Advisory, Inc. 0.11% of their portfolio MCDONOUGH, GA 9,2099.2k $271.1k $271.1k 0.11% Added +9.1k +9,109
47 AssuredPartners Investment Advisors, LLC 0.05% of their portfolio Tampa, FL 8,7638.8k $258.0k $258.0k 0.05% First filing
48 WINNACLE WEALTH LLC 0.24% of their portfolio WACO, TX 8,3368.3k $244.0k $244.0k 0.24% First filing
49 Forvis Mazars Wealth Advisors, LLC 0.01% of their portfolio Springfield, MO 8,0908.1k $238.2k $238.2k 0.01% Reduced -6.4k -6,442
50 Weaver Consulting Group 0.07% of their portfolio HUNTINGTON BEACH, CA 7,9247.9k $233.3k $233.3k 0.07% Reduced -2.0k -1,996
51 WEALTH ALLIANCE, LLC 0.03% of their portfolio MELLVILLE, NY 7,2657.3k $213.9k $213.9k 0.03% Unchanged
52 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 6,8486.8k $201.6k $201.6k 0.00% Reduced -1.2k -1,165
53 DHJJ Financial Advisors, Ltd. 0.06% of their portfolio NAPERVILLE, IL 5,5525.6k $163.5k $163.5k 0.06% Reduced -525 -525
54 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,0093.0k $88.6k $88.6k 0.00% Added +2.7k +2,669
55 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,5372.5k $74.7k $74.7k 0.00% Reduced -2.7k -2,689
56 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,3452.3k $69.0k $69.0k 0.00% Added +127 +127
57 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,0772.1k $61.1k $61.1k 0.01% Unchanged
58 Mattson Financial Services, LLC 0.02% of their portfolio KENTWOOD, MI 1,8661.9k $58.5k $58.5k 0.02% Reduced -503 -503
59 Whipplewood Advisors, LLC 0.02% of their portfolio LITTLETON, CO 1,4311.4k $42.1k $42.1k 0.02% First filing
60 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 1,3201.3k $38.9k $38.9k 0.00% New
61 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 490490 $14.4k $14.4k 0.00% Unchanged
62 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 439439 $12.9k $12.9k 0.00% Added +224 +224
63 Archer Investment Corp 0.00% of their portfolio Carmel, IN 326326 $9.6k $9.6k 0.00% Unchanged
64 INVESTMENT MANAGEMENT CORP /VA/ /ADV 0.00% of their portfolio ROANOKE, VA 165165 $4.9k $4.9k 0.00% First filing
65 Global Trust Asset Management, LLC 0.00% of their portfolio PALM BEACH GARDENS, FL 100100 $2.9k $2.9k 0.00% Unchanged
66 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 7474 $2.2k $2.2k 0.00% New
67 UBS Group AG 0.00% of their portfolio ZURICH, V8 7474 $2.2k $2.2k 0.00% Reduced -1.9k -1,907
68 FMR LLC 0.00% of their portfolio BOSTON, MA 6060 $1.8k $1.8k 0.00% New
69 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3333 $972 $972 0.00% Reduced -31.6k -31,567
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged