Vault-13

INNOVATOR ETFS TRUST EJAN

EMRGNG MKT JAN · ETP · CUSIP 45782C516

70 institutional holders +3 vs Q2 2024
2,644,2292.6m shares reported held*
$82.6mreported value*
8 new 9 added 27 reduced 5 sold out net sold ≈ $25.8m (-823.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.24.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 52Q4 22: 44Q1 23: 58Q2 23: 62Q3 23: 57Q4 23: 87Q1 24: 73Q2 24: 67Q3 24: 7070Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202252
Q4 202244
Q1 202358
Q2 202362
Q3 202357
Q4 202387
Q1 202473
Q2 202467
Q3 202470

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 11 bought or addedQ4 22: 35 cut or sold outQ1 23: 36 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 19 bought or addedQ2 23: 27 cut or sold outQ3 23: 17 bought or addedQ3 23: 36 cut or sold outQ3 23Q4 23: 47 bought or addedQ4 23: 25 cut or sold outQ1 24: 34 bought or addedQ1 24: 54 cut or sold outQ1 24Q2 24: 24 bought or addedQ2 24: 37 cut or sold outQ3 24: 17 bought or addedQ3 24: 32 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221135
Q1 20233612
Q2 20231927
Q3 20231736
Q4 20234725
Q1 20243454
Q2 20242437
Q3 20241732

Biggest buyers

Allworth Financial LP New +40,358+40.4k
Long Island Wealth Management, Inc. Added +22,286+22.3k
Janney Montgomery Scott LLC New +21,773+21.8k
OLD MISSION CAPITAL LLC New +13,207+13.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +10,578+10.6k
MBL Wealth, LLC Added +6,681+6.7k
WorthPointe, LLC New +6,450+6.5k
CWM, LLC Added +3,903+3.9k
Gradient Investments LLC Added +3,799+3.8k
Jacobi Capital Management LLC Added +2,438+2.4k

Biggest sellers

ALTFEST L J & CO INC Reduced -442,972-443.0k
HighTower Advisors, LLC Reduced -394,362-394.4k
Kestra Advisory Services, LLC Reduced -38,240-38.2k
IFP Advisors, Inc Reduced -8,796-8.8k
Cetera Investment Advisers Reduced -8,134-8.1k
OSAIC HOLDINGS, INC. Reduced -7,720-7.7k
JANE STREET GROUP, LLC Sold out -7,430-7.4k
Trek Financial, LLC Reduced -7,229-7.2k
Forvis Mazars Wealth Advisors, LLC Reduced -7,128-7.1k
MML INVESTORS SERVICES, LLC Sold out -6,760-6.8k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STEPHENS INC /AR/ 0.19% of their portfolio LITTLE ROCK, AR 428,630428.6k $13.4m $13.4m 0.19% Unchanged
2 Gradient Investments LLC 0.22% of their portfolio ARDEN HILLS, MN 344,373344.4k $10.8m $10.8m 0.22% Added +3.8k +3,799
3 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 254,700254.7k $8.0m $8.0m 0.02% Reduced -7.7k -7,720
4 HFG Wealth Management, LLC 3.12% of their portfolio The Woodlands, TX 164,340164.3k $4.9m $4.9m 3.12% Unchanged
5 MBL Wealth, LLC 0.46% of their portfolio CHARLOTTE, NC 134,943134.9k $4.2m $4.2m 0.46% Added +6.7k +6,681
6 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 118,719118.7k $3.7m $3.7m 0.01% Reduced -394.4k -394,362
7 Long Island Wealth Management, Inc. 2.21% of their portfolio MELVILLE, NY 107,140107.1k $3.4m $3.4m 2.21% Added +22.3k +22,286
8 CORRADO ADVISORS, LLC 1.66% of their portfolio RAMSEY, NJ 84,42884.4k $2.6m $2.6m 1.66% Reduced -2.0k -1,961
9 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 54,62054.6k $1.7m $1.7m 0.01% Reduced -38.2k -38,240
10 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 46,93946.9k $1.5m $1.5m 0.04% Reduced -986 -986
11 Diligent Investors, LLC 0.33% of their portfolio REDLANDS, CA 45,17845.2k $1.4m $1.4m 0.33% Reduced -1.6k -1,556
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 41,34141.3k $1.3m $1.3m 0.00% Reduced -726 -726
13 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 40,35840.4k $1.3m $1.3m 0.01% New
14 3EDGE Asset Management, LP 0.08% of their portfolio Naples, FL 37,68037.7k $1.2m $1.2m 0.08% Reduced -1.6k -1,591
15 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 34,62334.6k $1.1m $1.1m 0.00% Reduced -8.1k -8,134
16 CWM, LLC 0.00% of their portfolio OMAHA, NE 34,39634.4k $1.1m $1.1m 0.00% Added +3.9k +3,903
17 ALTFEST L J & CO INC 0.14% of their portfolio NEW YORK, NY 33,19033.2k $1.0m $1.0m 0.14% Reduced -443.0k -442,972
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 31,60031.6k $990.3k $990.3k 0.00% Reduced -4.5k -4,456
19 Strategic Blueprint, LLC 0.06% of their portfolio ATLANTA, GA 30,85830.9k $967.1k $967.1k 0.06% Reduced -700 -700
20 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 30,56030.6k $957.7k $957.7k 0.00% Unchanged
21 Compass Advisory Group LLC 0.37% of their portfolio MELVILLE, NY 29,96930.0k $939.2k $939.2k 0.37% Reduced -9 -9
22 AdvisorNet Financial, Inc 0.07% of their portfolio MINNETONKA, MN 29,70829.7k $931.0k $931.0k 0.07% Unchanged
23 Cypress Wealth Services, LLC 0.18% of their portfolio PALM DESERT, CA 28,19028.2k $883.5k $883.5k 0.18% Unchanged
24 My Personal CFO, LLC 0.48% of their portfolio VANCOUVER, WA 28,19028.2k $883.5k $883.5k 0.48% Unchanged
25 GILL CAPITAL PARTNERS, LLC 0.29% of their portfolio DENVER, CO 26,27026.3k $823.3k $823.3k 0.29% Unchanged
26 Sunbelt Securities, Inc. 0.08% of their portfolio HOUSTON, TX 26,26126.3k $823.0k $823.0k 0.08% Reduced -940 -940
27 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,77321.8k $682.0k $682.0k 0.00% New
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 18,78318.8k $588.7k $588.7k 0.00% Unchanged
29 Arete Wealth Advisors, LLC 0.05% of their portfolio CHICAGO, IL 18,69618.7k $585.0k $585.0k 0.05% Unchanged
30 Trek Financial, LLC 0.04% of their portfolio Scottsdale, AZ 17,55917.6k $550.3k $550.3k 0.04% Reduced -7.2k -7,229
31 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 17,53417.5k $549.5k $549.5k 0.02% Reduced -8.8k -8,796
32 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 16,65116.7k $521.8k $521.8k 0.00% Reduced -2.0k -1,989
33 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 16,56316.6k $519.1k $519.1k 0.00% Reduced -1.4k -1,350
34 Forvis Mazars Wealth Advisors, LLC 0.01% of their portfolio Springfield, MO 14,53214.5k $455.4k $455.4k 0.01% Reduced -7.1k -7,128
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,49814.5k $454.4k $454.4k 0.00% Reduced -516 -516
36 Consolidated Portfolio Review Corp 0.10% of their portfolio WOODBURY, NY 14,42314.4k $452.0k $452.0k 0.10% Unchanged
37 Jacobi Capital Management LLC 0.03% of their portfolio PITTSTON, PA 13,78613.8k $432.0k $432.0k 0.03% Added +2.4k +2,438
38 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 13,27113.3k $415.9k $415.9k 0.04% Unchanged
39 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,21513.2k $414.2k $414.2k 0.00% Added +558 +558
40 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 13,20713.2k $413.9k $413.9k 0.01% New
41 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,15813.2k $412.0k $412.0k 0.00% Reduced -1.3k -1,253
42 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 11,66811.7k $348.1k $348.1k 0.01% Unchanged
43 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 11,55711.6k $362.2k $362.2k 0.02% Added +1.4k +1,360
44 Clear Point Advisors Inc. 0.26% of their portfolio MELVILLE, NY 10,69110.7k $335.1k $335.1k 0.26% Unchanged
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,57810.6k $331.5k $331.5k 0.00% New
46 Weaver Consulting Group 0.10% of their portfolio HUNTINGTON BEACH, CA 9,9209.9k $310.9k $310.9k 0.10% Unchanged
47 ROVIN CAPITAL /UT/ /ADV 0.11% of their portfolio MESA, AZ 9,8589.9k $308.0k $308.0k 0.11% Added +792 +792
48 WPWealth LLP 0.06% of their portfolio FORT WORTH, TX 9,5029.5k $297.8k $297.8k 0.06% Reduced -3.9k -3,877
49 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 8,0728.1k $253.0k $253.0k 0.00% Unchanged
50 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 8,0138.0k $251.1k $251.1k 0.00% Reduced -43 -43
51 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,3767.4k $231.2k $231.2k 0.00% Reduced -836 -836
52 WEALTH ALLIANCE, LLC 0.03% of their portfolio MELLVILLE, NY 7,2657.3k $227.7k $227.7k 0.03% Unchanged
53 WorthPointe, LLC 0.09% of their portfolio La Jolla, CA 6,4506.5k $202.1k $202.1k 0.09% New
54 DHJJ Financial Advisors, Ltd. 0.08% of their portfolio NAPERVILLE, IL 6,0776.1k $190.5k $190.5k 0.08% Unchanged
55 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 5,2265.2k $163.8k $163.8k 0.01% Reduced -48 -48
56 Paladin Wealth, LLC 0.14% of their portfolio ARDEN HILLS, MN 5,0505.0k $158.3k $158.3k 0.14% First filing
57 Mattson Financial Services, LLC 0.03% of their portfolio KENTWOOD, MI 2,3692.4k $70.7k $70.7k 0.03% Unchanged
58 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,2182.2k $69.5k $69.5k 0.00% Reduced -236 -236
59 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,0772.1k $65.1k $65.1k 0.01% Unchanged
60 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,9812.0k $62.1k $62.1k 0.00% Added +1.6k +1,603
61 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 938938 $29.4k $29.4k 0.00% New
62 Financial Network Wealth Advisors LLC 0.01% of their portfolio MURRAY, UT 569569 $17.8k $17.8k 0.01% Reduced -1.9k -1,947
63 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 490490 $15.4k $15.4k 0.00% Unchanged
64 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 350350 $10.0k $10.0k 0.00% Unchanged
65 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 340340 $10.7k $10.7k 0.00% New
66 Archer Investment Corp 0.00% of their portfolio Carmel, IN 326326 $10.2k $10.2k 0.00% Unchanged
67 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 215215 $6.7k $6.7k 0.00% New
68 Global Trust Asset Management, LLC 0.00% of their portfolio PALM BEACH GARDENS, FL 100100 $3.1k $3.1k 0.00% Unchanged
69 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 100100 $3.1k $3.1k 0.00% Unchanged
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged