Vault-13

INNOVATOR ETFS TRUST EJAN

EMRGNG MKT JAN · ETP · CUSIP 45782C516

73 institutional holders -14 vs Q4 2023
3,533,4673.5m shares reported held*
$102.0mreported value*
16 new 18 added 26 reduced 28 sold out net sold ≈ $249.7m (-8.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.88.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 52Q4 22: 44Q1 23: 58Q2 23: 62Q3 23: 57Q4 23: 87Q1 24: 7373Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202252
Q4 202244
Q1 202358
Q2 202362
Q3 202357
Q4 202387
Q1 202473

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 11 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 36 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 19 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 36 cut or sold outQ3 23Q4 23: 47 bought or addedQ4 23: 25 cut or sold outQ4 23Q1 24: 34 bought or addedQ1 24: 54 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221135
Q1 20233612
Q2 20231927
Q3 20231736
Q4 20234725
Q1 20243454

Biggest buyers

STEPHENS INC /AR/ New +394,870+394.9k
Gradient Investments LLC Added +328,293+328.3k
PERSONAL CFO SOLUTIONS, LLC New +148,422+148.4k
Wallace Advisory Group, LLC New +125,689+125.7k
PRINCIPAL SECURITIES, INC. Added +47,628+47.6k
HighTower Advisors, LLC Added +43,248+43.2k
SageView Advisory Group, LLC Added +42,343+42.3k
JPMORGAN CHASE & CO New +33,346+33.3k
Cetera Investment Advisers Added +28,255+28.3k
Diligent Investors, LLC Added +26,303+26.3k

Biggest sellers

3EDGE Asset Management, LP Reduced -6,341,189-6.3m
TOWNSQUARE CAPITAL LLC Reduced -975,664-975.7k
Cambridge Investment Research Advisors, Inc. Reduced -336,914-336.9k
Cerity Partners LLC Sold out -286,062-286.1k
Portside Wealth Group, LLC Sold out -247,538-247.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -233,891-233.9k
Orion Portfolio Solutions, LLC Sold out -213,596-213.6k
Orion Porfolio Solutions, LLC Sold out -213,596-213.6k
Alliance Wealth Advisors, LLC /UT Sold out -147,981-148.0k
MBL Wealth, LLC Sold out -139,645-139.6k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 515,756515.8k $14.9m $14.9m 0.02% Added +43.2k +43,248
2 ALTFEST L J & CO INC 1.91% of their portfolio NEW YORK, NY 465,667465.7k $13.5m $13.5m 1.91% Added +14.6k +14,560
3 STEPHENS INC /AR/ 0.18% of their portfolio LITTLE ROCK, AR 394,870394.9k $11.4m $11.4m 0.18% New
4 Gradient Investments LLC 0.22% of their portfolio ARDEN HILLS, MN 328,793328.8k $9.5m $9.5m 0.22% Added +328.3k +328,293
5 LINCOLN NATIONAL CORP 0.10% of their portfolio RADNOR, PA 219,868219.9k $6.4m $6.4m 0.10% Reduced -76.5k -76,549
6 PERSONAL CFO SOLUTIONS, LLC 0.67% of their portfolio CHESTER, NJ 148,422148.4k $4.3m $4.3m 0.67% New
7 Wallace Advisory Group, LLC 2.71% of their portfolio LAFAYETTE, CA 125,689125.7k $3.6m $3.6m 2.71% New
8 CORRADO ADVISORS, LLC 1.67% of their portfolio RAMSEY, NJ 87,95588.0k $2.5m $2.5m 1.67% Added +10.2k +10,241
9 Long Island Wealth Management, Inc. 1.75% of their portfolio MELVILLE, NY 85,38885.4k $2.5m $2.5m 1.75% Added +1.7k +1,653
10 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 70,37670.4k $2.0m $2.0m 0.01% Reduced -8.8k -8,838
11 SageView Advisory Group, LLC 0.06% of their portfolio Newport Beach, CA 49,83249.8k $1.3m $1.3m 0.06% Added +42.3k +42,343
12 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 47,91547.9k $1.4m $1.4m 0.04% Added +47.6k +47,628
13 Diligent Investors, LLC 0.34% of their portfolio REDLANDS, CA 47,03547.0k $1.4m $1.4m 0.34% Added +26.3k +26,303
14 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 44,62544.6k $1.3m $1.3m 0.00% Added +28.3k +28,255
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 43,62943.6k $1.3m $1.3m 0.00% Added +5.6k +5,590
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 41,52041.5k $1.2m $1.2m 0.00% Reduced -233.9k -233,891
17 3EDGE Asset Management, LP 0.09% of their portfolio Naples, FL 39,27139.3k $1.1m $1.1m 0.09% Reduced -6.3m -6,341,189
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 33,34633.3k $965.0k $965.0k 0.00% New
19 Compass Advisory Group LLC 0.40% of their portfolio MELVILLE, NY 31,64031.6k $915.7k $915.7k 0.40% Reduced -3.4k -3,420
20 Strategic Blueprint, LLC 0.06% of their portfolio ATLANTA, GA 31,41031.4k $909.0k $909.0k 0.06% Reduced -19.1k -19,102
21 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 30,56030.6k $884.4k $884.4k 0.00% Unchanged
22 AdvisorNet Financial, Inc 0.08% of their portfolio MINNETONKA, MN 29,70829.7k $859.8k $859.8k 0.08% Unchanged
23 CWM, LLC 0.00% of their portfolio OMAHA, NE 28,79528.8k $833.0k $833.0k 0.00% Added +1.9k +1,901
24 MATHER GROUP, LLC. 0.01% of their portfolio CHICAGO, IL 28,63228.6k $820.9k $820.9k 0.01% Reduced -5.7k -5,738
25 Cypress Wealth Services, LLC 0.19% of their portfolio PALM DESERT, CA 28,19028.2k $815.8k $815.8k 0.19% Unchanged
26 My Personal CFO, LLC 0.47% of their portfolio VANCOUVER, WA 28,19028.2k $815.8k $815.8k 0.47% Reduced -5.7k -5,700
27 Sunbelt Securities, Inc. 0.09% of their portfolio HOUSTON, TX 28,05628.1k $811.9k $811.9k 0.09% Added +4.8k +4,783
28 Forvis Mazars Wealth Advisors, LLC 0.02% of their portfolio Springfield, MO 26,50226.5k $767.0k $767.0k 0.02% Reduced -7.9k -7,894
29 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 26,39826.4k $764.0k $764.0k 0.03% Added +2.0k +1,983
30 GILL CAPITAL PARTNERS, LLC 0.31% of their portfolio DENVER, CO 26,27026.3k $761.8k $761.8k 0.31% Added +2.3k +2,315
31 Pillar Wealth Advisors, LLC 0.51% of their portfolio WESTTOWN, PA 23,55623.6k $681.7k $681.7k 0.51% Reduced -2.8k -2,781
32 Trek Financial, LLC 0.05% of their portfolio Scottsdale, AZ 23,53123.5k $681.0k $681.0k 0.05% Added +6.0k +6,046
33 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 23,09323.1k $668.0k $668.0k 0.00% Reduced -1.0k -1,017
34 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,76419.8k $572.0k $572.0k 0.00% Reduced -336.9k -336,914
35 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 19,14019.1k $553.9k $553.9k 0.00% Added +5.8k +5,814
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 18,78318.8k $543.6k $543.6k 0.00% Reduced -51.8k -51,785
37 Arete Wealth Advisors, LLC 0.05% of their portfolio CHICAGO, IL 18,69618.7k $541.1k $541.1k 0.05% Reduced -101.5k -101,513
38 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,10317.1k $495.0k $495.0k 0.00% Reduced -11.8k -11,759
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,72814.7k $426.2k $426.2k 0.00% New
40 Consolidated Portfolio Review Corp 0.11% of their portfolio WOODBURY, NY 14,26914.3k $412.9k $412.9k 0.11% New
41 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 14,26914.3k $412.9k $412.9k 0.02% New
42 WPWealth LLP 0.11% of their portfolio FORT WORTH, TX 14,06714.1k $407.1k $407.1k 0.11% Added +752 +752
43 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 13,27113.3k $384.1k $384.1k 0.04% Reduced -135 -135
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,51412.5k $362.2k $362.2k 0.00% Reduced -10.3k -10,340
45 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 11,81411.8k $341.9k $341.9k 0.01% New
46 Clear Point Advisors Inc. 0.26% of their portfolio MELVILLE, NY 10,93610.9k $316.5k $316.5k 0.26% Reduced -12 -12
47 PRIVATE CLIENT SERVICES, LLC 0.21% of their portfolio LOUISVILLE, KY 10,81110.8k $312.9k $312.9k 0.21% New
48 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 10,42010.4k $301.6k $301.6k 0.02% New
49 Weaver Consulting Group 0.11% of their portfolio HUNTINGTON BEACH, CA 10,25110.3k $296.7k $296.7k 0.11% Unchanged
50 WEALTH ALLIANCE, LLC 0.04% of their portfolio MELLVILLE, NY 9,4659.5k $273.9k $273.9k 0.04% Reduced -15.0k -15,000
51 Alera Investment Advisors, LLC 0.03% of their portfolio DEERFIELD, IL 8,8488.8k $256.1k $256.1k 0.03% Reduced -907 -907
52 ROVIN CAPITAL /UT/ /ADV 0.10% of their portfolio MESA, AZ 8,7968.8k $255.0k $255.0k 0.10% Added +736 +736
53 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 8,0728.1k $233.6k $233.6k 0.00% Reduced -975.7k -975,664
54 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 8,0568.1k $233.1k $233.1k 0.00% Reduced -1.2k -1,222
55 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,6707.7k $222.0k $222.0k 0.00% Reduced -190 -190
56 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 7,6647.7k $221.8k $221.8k 0.01% Reduced -1.6k -1,647
57 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,3627.4k $213.1k $213.1k 0.00% New
58 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 7,0507.0k $204.0k $204.0k 0.01% Unchanged
59 DHJJ Financial Advisors, Ltd. 0.08% of their portfolio NAPERVILLE, IL 5,9956.0k $173.5k $173.5k 0.08% Reduced -5 -5
60 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 5,5375.5k $160.2k $160.2k 0.01% New
61 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 3,3003.3k $96.0k $96.0k 0.00% Unchanged
62 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,1102.1k $61.1k $61.1k 0.01% Unchanged
63 TFO Wealth Partners, LLC 0.01% of their portfolio MAUMEE, OH 2,0832.1k $60.3k $60.3k 0.01% Unchanged
64 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,4001.4k $40.7k $40.7k 0.00% Unchanged
65 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,1521.2k $33.3k $33.3k 0.00% Unchanged
66 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,1281.1k $32.6k $32.6k 0.00% New
67 VIMA LLC 0.04% of their portfolio TROY, MI 1,0891.1k $30.7k $30.7k 0.04% New
68 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 490490 $14.2k $14.2k 0.00% Unchanged
69 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 350350 $11.0k $11.0k 0.00% New
70 Archer Investment Corp 0.00% of their portfolio Carmel, IN 326326 $9.4k $9.4k 0.00% Reduced -502 -502
71 Global Trust Asset Management, LLC 0.00% of their portfolio PALM BEACH GARDENS, FL 100100 $2.9k $2.9k 0.00% New
72 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 100100 $2.9k $2.9k 0.00% Unchanged
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged