Vault-13

INNOVATOR ETFS TRUST EJAN

EMRGNG MKT JAN · ETP · CUSIP 45782C516

87 institutional holders +30 vs Q3 2023
12,087,06912.1m shares reported held*
$346.3mreported value*
29 new 18 added 19 reduced 6 sold out net bought ≈ $160.7m (+5.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.65.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 52Q4 22: 44Q1 23: 58Q2 23: 62Q3 23: 57Q4 23: 8787Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202252
Q4 202244
Q1 202358
Q2 202362
Q3 202357
Q4 202387

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 11 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 36 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 19 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 36 cut or sold outQ3 23Q4 23: 47 bought or addedQ4 23: 25 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221135
Q1 20233612
Q2 20231927
Q3 20231736
Q4 20234725

Biggest buyers

3EDGE Asset Management, LP Added +1,376,393+1.4m
TOWNSQUARE CAPITAL LLC New +983,736+983.7k
ALTFEST L J & CO INC New +451,107+451.1k
HighTower Advisors, LLC Added +397,675+397.7k
Cambridge Investment Research Advisors, Inc. Added +342,114+342.1k
Cerity Partners LLC New +286,062+286.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +255,343+255.3k
Portside Wealth Group, LLC New +247,538+247.5k
Orion Portfolio Solutions, LLC New +213,596+213.6k
Orion Porfolio Solutions, LLC New +213,596+213.6k

Biggest sellers

Valtinson Bruner Financial Planning LLC Sold out -91,248-91.2k
CITADEL ADVISORS LLC Sold out -24,747-24.7k
Global Strategic Investment Solutions, LLC Sold out -16,187-16.2k
AVANTAX ADVISORY SERVICES, INC. Reduced -12,306-12.3k
OneDigital Investment Advisors LLC Reduced -8,278-8.3k
Compass Advisory Group LLC Reduced -7,934-7.9k
Kingsview Wealth Management, LLC Sold out -7,411-7.4k
Cetera Advisor Networks LLC Reduced -6,193-6.2k
Forvis Mazars Wealth Advisors, LLC Reduced -5,637-5.6k
U.S. Capital Wealth Advisors, LLC Reduced -5,546-5.5k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 3EDGE Asset Management, LP 14.21% of their portfolio Naples, FL 6,380,4606.4m $182.9m $182.9m 14.21% Added +1.4m +1,376,393
2 TOWNSQUARE CAPITAL LLC 0.48% of their portfolio Lehi, UT 983,736983.7k $28.2m $28.2m 0.48% New
3 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 472,508472.5k $13.6m $13.6m 0.02% Added +397.7k +397,675
4 ALTFEST L J & CO INC 1.88% of their portfolio NEW YORK, NY 451,107451.1k $12.9m $12.9m 1.88% New
5 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 356,678356.7k $10.2m $10.2m 0.04% Added +342.1k +342,114
6 LINCOLN NATIONAL CORP 0.15% of their portfolio RADNOR, PA 296,417296.4k $8.5m $8.5m 0.15% Reduced -829 -829
7 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 286,062286.1k $8.2m $8.2m 0.03% New
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 275,411275.4k $7.9m $7.9m 0.01% Added +255.3k +255,343
9 Portside Wealth Group, LLC 1.32% of their portfolio Provo, UT 247,538247.5k $7.1m $7.1m 1.32% New
10 Orion Porfolio Solutions, LLC 0.07% of their portfolio OMAHA, NE 213,596213.6k $6.0m $6.0m 0.07% New
11 Orion Portfolio Solutions, LLC 0.07% of their portfolio Omaha, NE 213,596213.6k $6.0m $6.0m 0.07% New
12 EisnerAmper Wealth Management Corporate Benefits, LLC 1.71% of their portfolio ISELIN, NJ 163,361163.4k $4.7m $4.7m 1.71% New
13 Alliance Wealth Advisors, LLC /UT 1.42% of their portfolio Centerville, UT 147,981148.0k $4.2m $4.2m 1.42% New
14 MBL Wealth, LLC 0.50% of their portfolio CHARLOTTE, NC 139,645139.6k $4.0m $4.0m 0.50% Added +7.2k +7,230
15 Arete Wealth Advisors, LLC 0.26% of their portfolio CHICAGO, IL 120,209120.2k $3.4m $3.4m 0.26% New
16 BAKER TILLY WEALTH MANAGEMENT, LLC 0.45% of their portfolio MADISON, WI 95,52095.5k $2.7m $2.7m 0.45% New
17 Long Island Wealth Management, Inc. 1.71% of their portfolio MELVILLE, NY 83,73583.7k $2.4m $2.4m 1.71% First filing
18 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 79,21479.2k $2.3m $2.3m 0.02% Added +3.9k +3,903
19 CORRADO ADVISORS, LLC 1.82% of their portfolio RAMSEY, NJ 77,71477.7k $2.2m $2.2m 1.82% Reduced -3.1k -3,111
20 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 70,56870.6k $2.0m $2.0m 0.01% Added +57.9k +57,937
21 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 69,31869.3k $2.0m $2.0m 0.06% New
22 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 54,61654.6k $1.6m $1.6m 0.00% New
23 Strategic Blueprint, LLC 0.12% of their portfolio ATLANTA, GA 50,51250.5k $1.4m $1.4m 0.12% Added +32.4k +32,370
24 Financial Network Wealth Advisors LLC 1.50% of their portfolio MURRAY, UT 49,10749.1k $1.4m $1.4m 1.50% First filing
25 DFPG INVESTMENTS, LLC 0.08% of their portfolio SANDY, UT 38,31438.3k $1.1m $1.1m 0.08% Added +6.8k +6,819
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 38,03938.0k $1.1m $1.1m 0.00% Reduced -3.0k -3,015
27 Compass Advisory Group LLC 0.48% of their portfolio MELVILLE, NY 35,06035.1k $1.0m $1.0m 0.48% Reduced -7.9k -7,934
28 Forvis Mazars Wealth Advisors, LLC 0.03% of their portfolio Springfield, MO 34,39634.4k $986.1k $986.1k 0.03% Reduced -5.6k -5,637
29 MATHER GROUP, LLC. 0.02% of their portfolio CHICAGO, IL 34,37034.4k $985.4k $985.4k 0.02% New
30 My Personal CFO, LLC 0.63% of their portfolio VANCOUVER, WA 33,89033.9k $971.6k $971.6k 0.63% Unchanged
31 FirstPurpose Wealth LLC 0.36% of their portfolio OREM, UT 32,78332.8k $939.9k $939.9k 0.36% New
32 Marathon Mission, Inc. 0.78% of their portfolio ALBANY, NY 32,62332.6k $935.3k $935.3k 0.78% Reduced -312 -312
33 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 30,56030.6k $876.2k $876.2k 0.00% Unchanged
34 AdvisorNet Financial, Inc 0.08% of their portfolio MINNETONKA, MN 29,70829.7k $851.7k $851.7k 0.08% Added +496 +496
35 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 28,86228.9k $827.5k $827.5k 0.00% New
36 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 28,50628.5k $799.6k $799.6k 0.00% New
37 Cypress Wealth Services, LLC 0.20% of their portfolio PALM DESERT, CA 28,19028.2k $808.2k $808.2k 0.20% Unchanged
38 CWM, LLC 0.00% of their portfolio OMAHA, NE 26,89426.9k $771.0k $771.0k 0.00% Added +3.6k +3,649
39 Pillar Wealth Advisors, LLC 0.58% of their portfolio WESTTOWN, PA 26,33726.3k $755.1k $755.1k 0.58% Reduced -2.3k -2,266
40 WEALTH ALLIANCE, LLC 0.10% of their portfolio MELLVILLE, NY 24,46524.5k $701.4k $701.4k 0.10% Unchanged
41 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 24,41524.4k $700.0k $700.0k 0.03% Added +1.9k +1,939
42 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 24,11024.1k $691.0k $691.0k 0.00% Reduced -4.1k -4,075
43 NORDEN GROUP LLC 0.12% of their portfolio PROVO, UT 23,97024.0k $687.2k $687.2k 0.12% New
44 GILL CAPITAL PARTNERS, LLC 0.29% of their portfolio DENVER, CO 23,95524.0k $686.8k $686.8k 0.29% Added +7.1k +7,099
45 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 23,30923.3k $668.3k $668.3k 0.00% Reduced -6.2k -6,193
46 Sunbelt Securities, Inc. 0.08% of their portfolio HOUSTON, TX 23,27323.3k $667.2k $667.2k 0.08% Reduced -1.3k -1,324
47 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 22,85422.9k $655.2k $655.2k 0.00% Reduced -3.9k -3,862
48 Koshinski Asset Management, Inc. 0.10% of their portfolio DECATUR, IL 22,23222.2k $637.4k $637.4k 0.10% Added +6.8k +6,827
49 Diligent Investors, LLC 0.16% of their portfolio REDLANDS, CA 20,73220.7k $594.4k $594.4k 0.16% Unchanged
50 Trek Financial, LLC 0.04% of their portfolio Scottsdale, AZ 17,48517.5k $501.3k $501.3k 0.04% New
51 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,37016.4k $469.3k $469.3k 0.00% Added +1.2k +1,160
52 WealthPLAN Partners, LLC 0.05% of their portfolio OMAHA, NE 16,34416.3k $468.6k $468.6k 0.05% New
53 Matrix Trust Co 0.11% of their portfolio DENVER, CO 15,81915.8k $454.0k $454.0k 0.11% New
54 REGIMEN WEALTH, LLC 0.17% of their portfolio ATLANTA, GA 15,21915.2k $436.3k $436.3k 0.17% New
55 Mowery & Schoenfeld Wealth Management, LLC 0.87% of their portfolio LINCOLNSHIRE, IL 15,08815.1k $432.6k $432.6k 0.87% First filing
56 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 13,40613.4k $384.0k $384.0k 0.04% Reduced -747 -747
57 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 13,32613.3k $382.1k $382.1k 0.00% Reduced -12.3k -12,306
58 WPWealth LLP 0.12% of their portfolio FORT WORTH, TX 13,31513.3k $381.7k $381.7k 0.12% New
59 Continuum Advisory, LLC 0.05% of their portfolio EAGLE, ID 12,40112.4k $355.5k $355.5k 0.05% New
60 Clear Point Advisors Inc. 0.28% of their portfolio MELVILLE, NY 10,94810.9k $313.9k $313.9k 0.28% First filing
61 Weaver Consulting Group 0.12% of their portfolio HUNTINGTON BEACH, CA 10,25110.3k $293.9k $293.9k 0.12% Reduced -1.8k -1,832
62 BCGM Wealth Management, LLC 0.12% of their portfolio LAFAYETTE, IN 10,21510.2k $292.9k $292.9k 0.12% Reduced -88 -88
63 Alera Investment Advisors, LLC 0.04% of their portfolio DEERFIELD, IL 9,7559.8k $279.7k $279.7k 0.04% Reduced -1.2k -1,168
64 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 9,3119.3k $266.9k $266.9k 0.01% Reduced -5.5k -5,546
65 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 9,2789.3k $266.0k $266.0k 0.00% Reduced -8.3k -8,278
66 ROVIN CAPITAL /UT/ /ADV 0.10% of their portfolio MESA, AZ 8,0608.1k $231.0k $231.0k 0.10% Added +44 +44
67 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,8607.9k $225.0k $225.0k 0.00% New
68 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 7,4897.5k $209.2k $209.2k 0.01% New
69 Summit Wealth Partners, LLC 0.05% of their portfolio Orlando, FL 7,1377.1k $204.6k $204.6k 0.05% New
70 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 7,0507.0k $202.1k $202.1k 0.01% New
71 DHJJ Financial Advisors, Ltd. 0.08% of their portfolio NAPERVILLE, IL 6,0006.0k $172.0k $172.0k 0.08% Reduced -200 -200
72 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 3,3003.3k $95.0k $95.0k 0.00% Unchanged
73 Fortitude Family Office, LLC 0.06% of their portfolio SCOTTSDALE, AZ 2,6272.6k $75.3k $75.3k 0.06% First filing
74 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,1102.1k $60.5k $60.5k 0.01% Unchanged
75 TFO Wealth Partners, LLC 0.01% of their portfolio MAUMEE, OH 2,0832.1k $59.7k $59.7k 0.01% Unchanged
76 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,4001.4k $40.2k $40.2k 0.00% Unchanged
77 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,1521.2k $33.0k $33.0k 0.00% Unchanged
78 Archer Investment Corp 0.01% of their portfolio Carmel, IN 828828 $23.7k $23.7k 0.01% New
79 FMR LLC 0.00% of their portfolio BOSTON, MA 736736 $21.1k $21.1k 0.00% Added +734 +734
80 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 500500 $14.3k $14.3k 0.00% Unchanged
81 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 490490 $14.0k $14.0k 0.00% Unchanged
82 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 300300 $8.6k $8.6k 0.00% Unchanged
83 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 287287 $8.2k $8.2k 0.00% First filing
84 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 100100 $2.9k $2.9k 0.00% Added +50 +50
85 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6868 $1.9k $1.9k 0.00% New
86 Caitlin John, LLC 0.00% of their portfolio BRIGHTON, MI 1313 $373 $373 0.00% First filing
87 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged