Vault-13

INNOVATOR ETFS TRUST EJAN

EMRGNG MKT JAN · ETP · CUSIP 45782C516

57 institutional holders -5 vs Q2 2023
6,592,3676.6m shares reported held*
$179.3mreported value*
6 new 11 added 25 reduced 11 sold out net bought ≈ $118.6m (+4.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.20.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 52Q4 22: 44Q1 23: 58Q2 23: 62Q3 23: 5757Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202252
Q4 202244
Q1 202358
Q2 202362
Q3 202357

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 11 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 36 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 19 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 36 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221135
Q1 20233612
Q2 20231927
Q3 20231736

Biggest buyers

3EDGE Asset Management, LP New +5,004,067+5.0m
DFPG INVESTMENTS, LLC New +31,495+31.5k
MBL Wealth, LLC Added +15,978+16.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +12,631+12.6k
Cetera Advisor Networks LLC Added +11,469+11.5k
DHJJ Financial Advisors, Ltd. New +6,200+6.2k
CWM, LLC Added +4,967+5.0k
ENVESTNET ASSET MANAGEMENT INC Added +1,996+2.0k
Strategic Blueprint, LLC Added +1,478+1.5k
CITADEL ADVISORS LLC Added +1,313+1.3k

Biggest sellers

Gradient Investments LLC Reduced -464,502-464.5k
Global Strategic Investment Solutions, LLC Reduced -94,372-94.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -36,288-36.3k
Stratos Wealth Advisors, LLC Sold out -22,832-22.8k
IFP Advisors, Inc Reduced -22,282-22.3k
JANE STREET GROUP, LLC Sold out -19,325-19.3k
Compass Advisory Group LLC Reduced -12,736-12.7k
Arlington Capital Management, Inc. Sold out -12,704-12.7k
SageView Advisory Group, LLC Sold out -12,531-12.5k
Janney Montgomery Scott LLC Reduced -8,052-8.1k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 3EDGE Asset Management, LP 10.41% of their portfolio Naples, FL 5,004,0675.0m $135.9m $135.9m 10.41% New
2 LINCOLN NATIONAL CORP 0.16% of their portfolio RADNOR, PA 297,246297.2k $8.1m $8.1m 0.16% Reduced -123 -123
3 MBL Wealth, LLC 0.51% of their portfolio CHARLOTTE, NC 132,415132.4k $3.6m $3.6m 0.51% Added +16.0k +15,978
4 Valtinson Bruner Financial Planning LLC 1.37% of their portfolio NEW BRIGHTON, MN 91,24891.2k $2.5m $2.5m 1.37% Reduced -1.3k -1,290
5 CORRADO ADVISORS, LLC 1.52% of their portfolio RAMSEY, NJ 80,82580.8k $2.2m $2.2m 1.52% Reduced -720 -720
6 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 75,31175.3k $2.1m $2.1m 0.02% Reduced -5.4k -5,377
7 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 74,83374.8k $2.1m $2.1m 0.00% Reduced -959 -959
8 Compass Advisory Group LLC 0.62% of their portfolio MELVILLE, NY 42,99443.0k $1.2m $1.2m 0.62% Reduced -12.7k -12,736
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 41,05441.1k $1.1m $1.1m 0.00% Added +545 +545
10 Forvis Mazars Wealth Advisors, LLC 0.03% of their portfolio Springfield, MO 40,03340.0k $1.1m $1.1m 0.03% Reduced -2.9k -2,857
11 My Personal CFO, LLC 0.75% of their portfolio VANCOUVER, WA 33,89033.9k $927.9k $927.9k 0.75% Unchanged
12 Marathon Mission, Inc. 0.84% of their portfolio ALBANY, NY 32,93532.9k $885.3k $885.3k 0.84% Reduced -815 -815
13 DFPG INVESTMENTS, LLC 0.08% of their portfolio SANDY, UT 31,49531.5k $859.0k $859.0k 0.08% New
14 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 30,56030.6k $836.8k $836.8k 0.00% Unchanged
15 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 29,50229.5k $807.8k $807.8k 0.01% Added +11.5k +11,469
16 AdvisorNet Financial, Inc 0.07% of their portfolio MINNETONKA, MN 29,21229.2k $799.9k $799.9k 0.07% Unchanged
17 Pillar Wealth Advisors, LLC 0.68% of their portfolio WESTTOWN, PA 28,60328.6k $783.2k $783.2k 0.68% Reduced -3.0k -3,050
18 Cypress Wealth Services, LLC 0.21% of their portfolio PALM DESERT, CA 28,19028.2k $771.9k $771.9k 0.21% Unchanged
19 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 28,18528.2k $772.0k $772.0k 0.00% Reduced -8.1k -8,052
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 26,71626.7k $731.5k $731.5k 0.00% Added +2.0k +1,996
21 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 25,63225.6k $701.8k $701.8k 0.01% Reduced -1.3k -1,318
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,74724.7k $677.6k $677.6k 0.00% Added +1.3k +1,313
23 Sunbelt Securities, Inc. 0.09% of their portfolio HOUSTON, TX 24,59724.6k $673.5k $673.5k 0.09% Added +360 +360
24 WEALTH ALLIANCE, LLC 0.11% of their portfolio MELLVILLE, NY 24,46524.5k $669.9k $669.9k 0.11% Unchanged
25 CWM, LLC 0.00% of their portfolio OMAHA, NE 23,24523.2k $636.0k $636.0k 0.00% Added +5.0k +4,967
26 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 22,47622.5k $615.4k $615.4k 0.03% Reduced -22.3k -22,282
27 Diligent Investors, LLC 0.17% of their portfolio REDLANDS, CA 20,73220.7k $567.7k $567.7k 0.17% Unchanged
28 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,06820.1k $549.0k $549.0k 0.00% Reduced -337 -337
29 Strategic Blueprint, LLC 0.05% of their portfolio ATLANTA, GA 18,14218.1k $496.8k $496.8k 0.05% Added +1.5k +1,478
30 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 17,55617.6k $480.7k $480.7k 0.01% Reduced -479 -479
31 GILL CAPITAL PARTNERS, LLC 0.20% of their portfolio DENVER, CO 16,85616.9k $461.5k $461.5k 0.20% Reduced -5.9k -5,876
32 Global Strategic Investment Solutions, LLC 0.06% of their portfolio Scottsdale, AZ 16,18716.2k $443.2k $443.2k 0.06% Reduced -94.4k -94,372
33 Koshinski Asset Management, Inc. 0.05% of their portfolio DECATUR, IL 15,40515.4k $421.8k $421.8k 0.05% Reduced -1.7k -1,748
34 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,21015.2k $416.5k $416.5k 0.00% Reduced -333 -333
35 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 14,85714.9k $406.8k $406.8k 0.02% Added +56 +56
36 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,56414.6k $399.0k $399.0k 0.00% Reduced -4.2k -4,188
37 Tradition Wealth Management, LLC 0.05% of their portfolio EDINA, MN 14,15314.2k $388.0k $388.0k 0.05% Reduced -4 -4
38 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 12,63112.6k $345.9k $345.9k 0.00% New
39 Weaver Consulting Group 0.15% of their portfolio HUNTINGTON BEACH, CA 12,08312.1k $330.8k $330.8k 0.15% Reduced -100 -100
40 Alera Investment Advisors, LLC 0.05% of their portfolio DEERFIELD, IL 10,92310.9k $299.1k $299.1k 0.05% Added +710 +710
41 BCGM Wealth Management, LLC 0.13% of their portfolio LAFAYETTE, IN 10,30310.3k $282.1k $282.1k 0.13% Reduced -550 -550
42 ROVIN CAPITAL /UT/ /ADV 0.10% of their portfolio MESA, AZ 8,0168.0k $219.0k $219.0k 0.10% Added +523 +523
43 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 7,4117.4k $202.9k $202.9k 0.01% Unchanged
44 DHJJ Financial Advisors, Ltd. 0.09% of their portfolio NAPERVILLE, IL 6,2006.2k $169.8k $169.8k 0.09% New
45 Realta Investment Advisors 0.02% of their portfolio WILMINGTON, DE 3,5503.5k $100.7k $100.7k 0.02% Unchanged
46 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 3,3003.3k $90.0k $90.0k 0.00% Unchanged
47 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,1102.1k $57.8k $57.8k 0.01% Unchanged
48 TFO Wealth Partners, LLC 0.01% of their portfolio MAUMEE, OH 2,0832.1k $59.1k $59.1k 0.01% Unchanged
49 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,6571.7k $45.4k $45.4k 0.00% Reduced -412 -412
50 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,4001.4k $39.3k $39.3k 0.00% Reduced -1.2k -1,200
51 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,1521.2k $31.5k $31.5k 0.00% New
52 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 500500 $13.7k $13.7k 0.00% Reduced -464.5k -464,502
53 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 490490 $13.4k $13.4k 0.00% Unchanged
54 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 300300 $8.2k $8.2k 0.00% Unchanged
55 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 5050 $1.4k $1.4k 0.00% Unchanged
56 FMR LLC 0.00% of their portfolio BOSTON, MA 22 $55 $55 0.00% New
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged