Vault-13

INNOVATOR ETFS TRUST PJAN

US EQTY PWR BUF · ETP · CUSIP 45782C508

170 institutional holders +23 vs Q3 2023
14,075,48714.1m shares reported held*
$524.3mreported value*
26 new 48 added 57 reduced 13 sold out net bought ≈ $57.0m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $37.25.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 125Q4 22: 131Q1 23: 151Q2 23: 153Q3 23: 147Q4 23: 170170Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022125
Q4 2022131
Q1 2023151
Q2 2023153
Q3 2023147
Q4 2023170

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 55 bought or addedQ4 22: 61 cut or sold outQ4 22Q1 23: 106 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 40 bought or addedQ2 23: 84 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 84 cut or sold outQ3 23Q4 23: 74 bought or addedQ4 23: 70 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225561
Q1 202310647
Q2 20234084
Q3 20233884
Q4 20237470

Biggest buyers

ALLIANCEBERNSTEIN L.P. Added +362,810+362.8k
Janney Montgomery Scott LLC Added +334,884+334.9k
Cetera Advisor Networks LLC Added +233,178+233.2k
NewEdge Advisors, LLC Added +204,999+205.0k
Stuart Chaussee & Associates, Inc. Added +183,045+183.0k
Penserra Capital Management LLC Added +163,721+163.7k
Strategic Wealth Partners Group, LLC Added +99,177+99.2k
Bellwether Advisors, LLC Added +57,828+57.8k
EVERMAY WEALTH MANAGEMENT LLC Added +52,803+52.8k
Brookstone Capital Management Added +42,973+43.0k

Biggest sellers

GILL CAPITAL PARTNERS, LLC Reduced -107,305-107.3k
OSAIC HOLDINGS, INC. Reduced -62,928-62.9k
AE Wealth Management LLC Reduced -62,340-62.3k
Ameritas Advisory Services, LLC Reduced -47,138-47.1k
WealthPLAN Partners, LLC Reduced -45,184-45.2k
Forvis Mazars Wealth Advisors, LLC Reduced -44,137-44.1k
WealthPlan Investment Management, LLC Reduced -40,332-40.3k
Compass Advisory Group LLC Reduced -37,262-37.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -31,663-31.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -29,098-29.1k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 3,605,7003.6m $134.3m $134.3m 0.05% Added +362.8k +362,810
2 Penserra Capital Management LLC 0.57% of their portfolio ORINDA, CA 809,856809.9k $30.2m $30.2m 0.57% Added +163.7k +163,721
3 LINCOLN NATIONAL CORP 0.51% of their portfolio RADNOR, PA 784,755784.8k $29.2m $29.2m 0.51% Added +19.3k +19,331
4 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 616,070616.1k $22.9m $22.9m 0.04% Added +29.7k +29,721
5 Southland Equity Partners LLC 5.41% of their portfolio WILDWOOD, MO 464,434464.4k $17.3m $17.3m 5.41% Reduced -4.5k -4,490
6 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 402,382402.4k $15.0m $15.0m 0.05% Added +334.9k +334,884
7 Strategic Wealth Partners Group, LLC 1.48% of their portfolio DEERFIELD, IL 315,688315.7k $11.8m $11.8m 1.48% Added +99.2k +99,177
8 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 298,273298.3k $11.1m $11.1m 0.06% Added +233.2k +233,178
9 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 268,738268.7k $10.0m $10.0m 0.04% Added +3.9k +3,937
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 264,361264.4k $9.8m $9.8m 0.02% Reduced -62.9k -62,928
11 Forvis Mazars Wealth Advisors, LLC 0.27% of their portfolio Springfield, MO 257,100257.1k $9.6m $9.6m 0.27% Reduced -44.1k -44,137
12 Stuart Chaussee & Associates, Inc. 2.46% of their portfolio BEVERLY HILLS, CA 226,040226.0k $8.4m $8.4m 2.46% Added +183.0k +183,045
13 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 222,137222.1k $8.4m $8.4m 0.08% Added +205.0k +204,999
14 Bellwether Advisors, LLC 2.02% of their portfolio LINCOLN, NE 220,543220.5k $8.2m $8.2m 2.02% Added +57.8k +57,828
15 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 219,274219.3k $8.2m $8.2m 0.01% Added +27.6k +27,598
16 Evergreen Private Wealth LLC 3.86% of their portfolio GREENWOOD VILLAGE, CO 192,394192.4k $7.2m $7.2m 3.86% First filing
17 CITY HOLDING CO 1.06% of their portfolio CHARLESTON, WV 175,965176.0k $6.6m $6.6m 1.06% Reduced -4.2k -4,170
18 AA Financial Advisors, LLC 4.18% of their portfolio Columbus, OH 168,548168.5k $6.3m $6.3m 4.18% First filing
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 165,088165.1k $6.1m $6.1m 0.00% Reduced -29.1k -29,098
20 Motiv8 Investments LLC 4.91% of their portfolio PORT ST. LUCIE, FL 147,495147.5k $5.5m $5.5m 4.91% First filing
21 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 143,404143.4k $5.3m $5.3m 0.01% Added +6.9k +6,856
22 TOWNSQUARE CAPITAL LLC 0.08% of their portfolio Lehi, UT 120,994121.0k $4.5m $4.5m 0.08% Added +40.8k +40,757
23 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 112,983113.0k $4.2m $4.2m 0.02% Reduced -226 -226
24 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 102,306102.3k $3.8m $3.8m 0.02% First filing
25 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 100,245100.2k $3.7m $3.7m 0.04% Added +21.8k +21,791
26 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 100,013100.0k $3.7m $3.7m 0.03% Added +16.7k +16,742
27 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 99,82399.8k $3.7m $3.7m 0.07% Added +43.0k +42,973
28 CoreCap Advisors, LLC 0.23% of their portfolio SOUTHFIELD, MI 97,28797.3k $3.6m $3.6m 0.23% Reduced -369 -369
29 BCGM Wealth Management, LLC 1.34% of their portfolio LAFAYETTE, IN 88,13788.1k $3.3m $3.3m 1.34% Added +1.3k +1,344
30 Long Island Wealth Management, Inc. 2.33% of their portfolio MELVILLE, NY 87,56487.6k $3.3m $3.3m 2.33% First filing
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 87,04587.0k $3.2m $3.2m 0.01% Added +1.8k +1,765
32 IFP Advisors, Inc 0.14% of their portfolio TAMPA, FL 77,81177.8k $2.9m $2.9m 0.14% Reduced -906 -906
33 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.66% of their portfolio BLUE BELL, PA 73,80973.8k $2.7m $2.7m 0.66% Reduced -178 -178
34 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 70,48070.5k $2.6m $2.6m 0.01% Added +4.0k +4,040
35 Compass Advisory Group LLC 1.25% of their portfolio MELVILLE, NY 70,06570.1k $2.6m $2.6m 1.25% Reduced -37.3k -37,262
36 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 69,15269.2k $2.6m $2.6m 0.00% Added +22.2k +22,183
37 Alera Investment Advisors, LLC 0.32% of their portfolio DEERFIELD, IL 66,68366.7k $2.5m $2.5m 0.32% Reduced -2.1k -2,138
38 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 65,78565.8k $2.5m $2.5m 0.01% Reduced -62.3k -62,340
39 MTM FINANCIAL GROUP, LLC 1.71% of their portfolio BETHLEHEM, PA 62,83862.8k $2.3m $2.3m 1.71% Reduced -1.3k -1,308
40 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 62,13962.1k $2.3m $2.3m 0.04% Reduced -410 -410
41 Nikulski Financial, Inc. 0.83% of their portfolio BETTENDORF, IA 61,13561.1k $2.3m $2.3m 0.83% Reduced -1.8k -1,810
42 WealthPlan Investment Management, LLC 0.36% of their portfolio OMAHA, NE 60,04060.0k $2.2m $2.2m 0.36% Reduced -40.3k -40,332
43 EVERMAY WEALTH MANAGEMENT LLC 0.40% of their portfolio ARLINGTON, VA 57,70357.7k $2.1m $2.1m 0.40% Added +52.8k +52,803
44 Apollon Wealth Management, LLC 0.07% of their portfolio MOUNT PLEASANT, SC 56,20056.2k $2.1m $2.1m 0.07% Unchanged
45 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 55,18955.2k $2.1m $2.1m 0.04% Reduced -2.5k -2,494
46 CRA Financial Services, LLC 0.50% of their portfolio NORTHFIELD, NJ 55,03255.0k $2.0m $2.0m 0.50% Reduced -12.6k -12,610
47 WEALTH ALLIANCE, LLC 0.28% of their portfolio MELLVILLE, NY 52,98653.0k $2.0m $2.0m 0.28% Reduced -24 -24
48 Diligent Investors, LLC 0.54% of their portfolio REDLANDS, CA 52,52552.5k $2.0m $2.0m 0.54% Unchanged
49 CWM, LLC 0.01% of their portfolio OMAHA, NE 47,16847.2k $1.8m $1.8m 0.01% Added +7.3k +7,304
50 Weaver Capital Management LLC 0.70% of their portfolio SUWANEE, GA 46,30046.3k $1.7m $1.7m 0.70% First filing
51 FSA Advisors, Inc. 2.11% of their portfolio TROY, MI 45,85245.9k $1.7m $1.7m 2.11% First filing
52 CENTAURUS FINANCIAL, INC. 0.13% of their portfolio ANAHEIM, CA 45,22645.2k $1.7m $1.7m 0.13% Reduced -1.1k -1,133
53 AdvisorNet Financial, Inc 0.15% of their portfolio MINNETONKA, MN 44,93744.9k $1.7m $1.7m 0.15% Added +16.2k +16,232
54 Sugarloaf Wealth Management, LLC 0.39% of their portfolio DULUTH, GA 43,36543.4k $1.6m $1.6m 0.39% Added +1.3k +1,300
55 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 40,15440.2k $1.5m $1.5m 0.03% Added +21.1k +21,142
56 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 38,80238.8k $1.4m $1.4m 0.00% New
57 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 38,55938.6k $1.4m $1.4m 0.02% Added +21.9k +21,936
58 Orion Capital Management LLC 0.81% of their portfolio CORONADO, CA 37,04437.0k $1.4m $1.4m 0.81% Added +2.2k +2,250
59 Continuum Advisory, LLC 0.19% of their portfolio EAGLE, ID 36,76736.8k $1.4m $1.4m 0.19% Added +24.1k +24,129
60 Strategic Blueprint, LLC 0.11% of their portfolio ATLANTA, GA 36,47736.5k $1.4m $1.4m 0.11% Reduced -117 -117
61 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 35,58635.6k $1.3m $1.3m 0.05% Added +1.1k +1,148
62 AXXCESS WEALTH MANAGEMENT, LLC 0.04% of their portfolio CARLSBAD, CA 34,59034.6k $1.3m $1.3m 0.04% New
63 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 34,46634.5k $1.3m $1.3m 0.07% Reduced -47.1k -47,138
64 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 31,94531.9k $1.2m $1.2m 0.00% Added +1.5k +1,529
65 Crown Wealth Group, LLC 0.71% of their portfolio Charlotte, NC 31,63331.6k $1.2m $1.2m 0.71% New
66 Patriot Financial Group Insurance Agency, LLC 0.22% of their portfolio Westborough, MA 31,44631.4k $1.2m $1.2m 0.22% Added +1.1k +1,128
67 Lineweaver Wealth Advisors, LLC 0.30% of their portfolio VALLEY VIEW, OH 31,05031.1k $1.2m $1.2m 0.30% Reduced -5.6k -5,620
68 Chicago Partners Investment Group LLC 0.05% of their portfolio CHICAGO, IL 30,70030.7k $1.2m $1.2m 0.05% Added +12.3k +12,321
69 First City Capital Management, Inc. 0.65% of their portfolio SAVANNAH, GA 30,20030.2k $1.1m $1.1m 0.65% Added +4.8k +4,800
70 FOCUS FINANCIAL NETWORK INC /ADV 0.04% of their portfolio Minneapolis, MN 29,52929.5k $1.1m $1.1m 0.04% First filing
71 ARS Wealth Advisors Group, LLC 0.15% of their portfolio St. Petersburg, FL 27,70627.7k $1.0m $1.0m 0.15% New
72 Schulz Wealth, LTD. 0.97% of their portfolio MANSFIELD, TX 27,12027.1k $1.0m $1.0m 0.97% First filing
73 Kathmere Capital Management, LLC 0.12% of their portfolio WAYNE, PA 25,57725.6k $952.5k $952.5k 0.12% Reduced -112 -112
74 WorthPointe, LLC 0.48% of their portfolio La Jolla, CA 25,28725.3k $941.7k $941.7k 0.48% Added +3.1k +3,119
75 Soltis Investment Advisors LLC 0.11% of their portfolio ST. GEORGE, UT 25,20025.2k $938.4k $938.4k 0.11% Reduced -1.2k -1,181
76 Clay Northam Wealth Management, LLC 0.83% of their portfolio HUNTINGTON BEACH, CA 25,13525.1k $936.0k $936.0k 0.83% Unchanged
77 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 25,08125.1k $934.0k $934.0k 0.05% Reduced -1.1k -1,088
78 Keystone Wealth Services, LLC 0.31% of their portfolio PALM DESERT, CA 24,67224.7k $918.8k $918.8k 0.31% Unchanged
79 Koshinski Asset Management, Inc. 0.14% of their portfolio DECATUR, IL 24,58824.6k $915.7k $915.7k 0.14% Reduced -3.4k -3,399
80 RETIREMENT INCOME SOLUTIONS, INC 0.23% of their portfolio ANN ARBOR, MI 24,44924.4k $910.5k $910.5k 0.23% Unchanged
81 Sunbelt Securities, Inc. 0.11% of their portfolio HOUSTON, TX 23,86523.9k $888.7k $888.7k 0.11% Reduced -250 -250
82 3EDGE Asset Management, LP 0.07% of their portfolio Naples, FL 23,57123.6k $877.8k $877.8k 0.07% Reduced -19.5k -19,510
83 Belpointe Asset Management LLC 0.08% of their portfolio RENO, NV 23,11323.1k $860.7k $860.7k 0.08% Reduced -3.1k -3,064
84 Bedel Financial Consulting, Inc. 0.16% of their portfolio INDIANAPOLIS, IN 22,72022.7k $846.1k $846.1k 0.16% Reduced -229 -229
85 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 22,61422.6k $842.1k $842.1k 0.02% Reduced -17.2k -17,160
86 KFG WEALTH MANAGEMENT, LLC 0.38% of their portfolio GRANGER, IN 22,30922.3k $830.8k $830.8k 0.38% Reduced -24.0k -23,971
87 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 21,15321.2k $787.7k $787.7k 0.01% Added +3.6k +3,640
88 Valtinson Bruner Financial Planning LLC 0.40% of their portfolio NEW BRIGHTON, MN 20,93420.9k $779.6k $779.6k 0.40% Reduced -24 -24
89 Castle Rock Wealth Management, LLC 0.23% of their portfolio WALNUT CREEK, CA 20,32520.3k $750.0k $750.0k 0.23% Unchanged
90 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 20,25020.2k $754.1k $754.1k 0.04% Reduced -2.8k -2,800
91 Smith Anglin Financial, LLC 0.09% of their portfolio DALLAS, TX 20,11620.1k $749.1k $749.1k 0.09% Unchanged
92 Trek Financial, LLC 0.06% of their portfolio Scottsdale, AZ 19,68119.7k $732.9k $732.9k 0.06% Added +9.6k +9,553
93 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 19,67219.7k $732.6k $732.6k 0.01% Reduced -853 -853
94 CASTLE WEALTH MANAGEMENT LLC 0.44% of their portfolio BOYNTON BEACH, FL 19,65319.7k $731.9k $731.9k 0.44% New
95 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 18,87018.9k $702.7k $702.7k 0.01% Reduced -27.6k -27,602
96 BCS Wealth Management 0.26% of their portfolio JOHNSON CITY, TN 18,86018.9k $702.0k $702.0k 0.26% Reduced -1.8k -1,834
97 My Personal CFO, LLC 0.45% of their portfolio VANCOUVER, WA 18,46918.5k $687.8k $687.8k 0.45% Reduced -936 -936
98 WealthPLAN Partners, LLC 0.07% of their portfolio OMAHA, NE 17,77917.8k $662.1k $662.1k 0.07% Reduced -45.2k -45,184
99 InterOcean Capital Group, LLC 0.02% of their portfolio NASHVILLE, TN 17,77117.8k $661.8k $661.8k 0.02% Reduced -4.8k -4,780
100 Pinnacle Wealth Management Group, Inc. 0.51% of their portfolio PLYMOUTH, MI 16,78616.8k $625.1k $625.1k 0.51% Added +1.3k +1,303