Vault-13

INNOVATOR ETFS TRUST PJAN

US EQTY PWR BUF · ETP · CUSIP 45782C508

131 institutional holders +6 vs Q3 2022
11,886,55711.9m shares reported held*
$371.7mreported value*
18 new 37 added 48 reduced 13 sold out net bought ≈ $39.0m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.27.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 125Q4 22: 131131Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022125
Q4 2022131

Biggest buyers

ALLIANCEBERNSTEIN L.P. Added +2,516,702+2.5m
LINCOLN NATIONAL CORP Added +343,442+343.4k
Compass Advisory Group LLC Added +190,622+190.6k
ENVESTNET ASSET MANAGEMENT INC Added +152,529+152.5k
Forvis Mazars Wealth Advisors, LLC Added +148,449+148.4k
IFP Advisors, Inc Added +89,691+89.7k
Raymond James Financial Services Advisors, Inc. Added +74,616+74.6k
Penserra Capital Management LLC Added +67,539+67.5k
Brookstone Capital Management Added +55,551+55.6k
Stuart Chaussee & Associates, Inc. New +40,500+40.5k

Biggest sellers

Bouchey Financial Group, Ltd. Sold out -777,621-777.6k
Janney Montgomery Scott LLC Reduced -774,718-774.7k
OSAIC HOLDINGS, INC. Reduced -266,017-266.0k
STEPHENS INC /AR/ Sold out -216,388-216.4k
OLD MISSION CAPITAL LLC Sold out -172,078-172.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -134,539-134.5k
Range Financial Group LLC Sold out -74,707-74.7k
Strategic Blueprint, LLC Reduced -70,681-70.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -48,348-48.3k
InterOcean Capital Group, LLC Reduced -46,076-46.1k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 3,283,5783.3m $103.5m $103.5m 0.05% Added +2.5m +2,516,702
2 LINCOLN NATIONAL CORP 0.41% of their portfolio RADNOR, PA 580,203580.2k $18.3m $18.3m 0.41% Added +343.4k +343,442
3 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 495,239495.2k $15.6m $15.6m 0.04% Reduced -134.5k -134,539
4 Southland Equity Partners LLC 5.84% of their portfolio WILDWOOD, MO 480,857480.9k $15.2m $15.2m 5.84% Reduced -5.3k -5,331
5 Penserra Capital Management LLC 0.32% of their portfolio ORINDA, CA 457,435457.4k $14.4m $14.4m 0.32% Added +67.5k +67,539
6 Forvis Mazars Wealth Advisors, LLC 0.38% of their portfolio Springfield, MO 341,097341.1k $10.7m $10.7m 0.38% Added +148.4k +148,449
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 308,622308.6k $9.7m $9.7m 0.01% Added +152.5k +152,529
8 IFP Advisors, Inc 0.21% of their portfolio TAMPA, FL 308,475308.5k $7.8m $7.8m 0.21% Added +89.7k +89,691
9 Compass Advisory Group LLC 5.34% of their portfolio MELVILLE, NY 287,689287.7k $9.3m $9.3m 5.34% Added +190.6k +190,622
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 279,969280.0k $8.8m $8.8m 0.02% Reduced -266.0k -266,017
11 CITY HOLDING CO 1.62% of their portfolio CHARLESTON, WV 274,905274.9k $8.7m $8.7m 1.62% Reduced -2.2k -2,200
12 Brookstone Capital Management 0.14% of their portfolio WHEATON, IL 209,800209.8k $6.7m $6.7m 0.14% Added +55.6k +55,551
13 PERSONAL CFO SOLUTIONS, LLC 1.30% of their portfolio CHESTER, NJ 194,893194.9k $6.1m $6.1m 1.30% Reduced -10.7k -10,662
14 GILL CAPITAL PARTNERS, LLC 2.65% of their portfolio DENVER, CO 178,551178.6k $5.6m $5.6m 2.65% Reduced -4.3k -4,295
15 Bellwether Advisors, LLC 1.54% of their portfolio LINCOLN, NE 167,838167.8k $5.3m $5.3m 1.54% Added +6.0k +6,036
16 InterOcean Capital Group, LLC 0.19% of their portfolio NASHVILLE, TN 165,718165.7k $5.2m $5.2m 0.19% Reduced -46.1k -46,076
17 WealthPLAN Partners, LLC 0.37% of their portfolio OMAHA, NE 161,580161.6k $5.3m $5.3m 0.37% First filing
18 WealthPlan Investment Management, LLC 0.37% of their portfolio OMAHA, NE 161,580161.6k $5.3m $5.3m 0.37% Added +922 +922
19 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 125,963126.0k $4.0m $4.0m 0.01% Reduced -1.8k -1,835
20 Ameritas Advisory Services, LLC 0.18% of their portfolio Lincoln, NE 125,077125.1k $3.9m $3.9m 0.18% Reduced -937 -937
21 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 122,070122.1k $3.8m $3.8m 0.03% Added +3.5k +3,452
22 CoreCap Advisors, LLC 0.24% of their portfolio SOUTHFIELD, MI 107,798107.8k $3.4m $3.4m 0.24% Added +26.3k +26,313
23 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 104,976105.0k $3.3m $3.3m 0.02% Reduced -23.3k -23,348
24 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 102,836102.8k $3.2m $3.2m 0.01% Added +74.6k +74,616
25 BCGM Wealth Management, LLC 1.57% of their portfolio LAFAYETTE, IN 102,258102.3k $3.2m $3.2m 1.57% Added +4.3k +4,300
26 MBL Wealth, LLC 0.57% of their portfolio CHARLOTTE, NC 95,06195.1k $3.0m $3.0m 0.57% Added +4.5k +4,513
27 CORRADO ADVISORS, LLC 2.00% of their portfolio RAMSEY, NJ 90,75690.8k $2.9m $2.9m 2.00% Reduced -906 -906
28 Nikulski Financial, Inc. 1.03% of their portfolio BETTENDORF, IA 68,61568.6k $2.2m $2.2m 1.03% Reduced -240 -240
29 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 65,63665.6k $2.1m $2.1m 0.06% Unchanged
30 Lineweaver Wealth Advisors, LLC 0.63% of their portfolio VALLEY VIEW, OH 65,42365.4k $2.1m $2.1m 0.63% Added +2.2k +2,197
31 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 0.73% of their portfolio BERMUDA RUN, NC 65,11565.1k $2.1m $2.1m 0.73% Added +6.4k +6,360
32 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 63,89663.9k $2.0m $2.0m 0.02% Added +20.0k +19,967
33 Alera Investment Advisors, LLC 0.47% of their portfolio DEERFIELD, IL 63,64963.6k $2.0m $2.0m 0.47% Reduced -2.3k -2,325
34 Elmwood Wealth Management, Inc. 1.00% of their portfolio BERKELEY, CA 63,35563.4k $2.0m $2.0m 1.00% Added +236 +236
35 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 60,82160.8k $1.9m $1.9m 0.02% Added +686 +686
36 Diligent Investors, LLC 0.62% of their portfolio REDLANDS, CA 60,55560.6k $1.9m $1.9m 0.62% Reduced -480 -480
37 HBK Sorce Advisory LLC 0.00% of their portfolio ERIE, PA 60,00060.0k $64.0k $64.0k 0.00% Added +35.0k +35,000
38 MTM FINANCIAL GROUP, LLC 1.63% of their portfolio BETHLEHEM, PA 59,23259.2k $1.9m $1.9m 1.63% Reduced -282 -282
39 CRA Financial Services, LLC 0.60% of their portfolio NORTHFIELD, NJ 58,08058.1k $1.8m $1.8m 0.60% Added +20.1k +20,150
40 Apollon Wealth Management, LLC 0.13% of their portfolio MOUNT PLEASANT, SC 57,20057.2k $1.8m $1.8m 0.13% Reduced -1.0k -1,000
41 Stratos Wealth Advisors, LLC 0.14% of their portfolio BEACHWOOD, OH 52,88452.9k $1.7m $1.7m 0.14% Reduced -4.5k -4,522
42 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 52,27452.3k $1.6m $1.6m 0.01% Reduced -774.7k -774,718
43 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 52,01052.0k $1.6m $1.6m 0.03% Reduced -20.6k -20,556
44 Koshinski Asset Management, Inc. 0.15% of their portfolio DECATUR, IL 50,92450.9k $1.6m $1.6m 0.15% Reduced -500 -500
45 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 44,93344.9k $1.4m $1.4m 0.01% Added +6.4k +6,407
46 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 42,59342.6k $1.3m $1.3m 0.04% Added +35.0k +34,998
47 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 42,16742.2k $1.3m $1.3m 0.06% Reduced -1.3k -1,305
48 Stuart Chaussee & Associates, Inc. 0.47% of their portfolio BEVERLY HILLS, CA 40,50040.5k $1.3m $1.3m 0.47% New
49 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 39,80939.8k $1.3m $1.3m 0.02% Reduced -17.7k -17,690
50 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 37,79637.8k $1.2m $1.2m 0.02% Reduced -7.4k -7,433
51 Sugarloaf Wealth Management, LLC 0.29% of their portfolio DULUTH, GA 36,67036.7k $1.2m $1.2m 0.29% Added +23.8k +23,800
52 Orion Capital Management LLC 0.81% of their portfolio CORONADO, CA 35,17435.2k $1.1m $1.1m 0.81% Reduced -229 -229
53 Sunbelt Securities, Inc. 0.21% of their portfolio HOUSTON, TX 33,34233.3k $1.1m $1.1m 0.21% Unchanged
54 AdvisorNet Financial, Inc 0.10% of their portfolio MINNETONKA, MN 32,87832.9k $1.0m $1.0m 0.10% Added +4.2k +4,217
55 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 32,78932.8k $1.0m $1.0m 0.00% Added +1.2k +1,228
56 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 32,36532.4k $1.0m $1.0m 0.01% New
57 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 32,12432.1k $1.0m $1.0m 0.01% Reduced -505 -505
58 Chicago Partners Investment Group LLC 0.07% of their portfolio CHICAGO, IL 32,07332.1k $1.1m $1.1m 0.07% Added +3.2k +3,182
59 Soltis Investment Advisors LLC 0.13% of their portfolio ST. GEORGE, UT 31,97132.0k $1.0m $1.0m 0.13% Reduced -960 -960
60 WEALTH ALLIANCE, LLC 0.17% of their portfolio MELLVILLE, NY 31,24631.2k $984.6k $984.6k 0.17% Added +1.8k +1,849
61 WPWealth LLP 0.49% of their portfolio FORT WORTH, TX 29,49029.5k $929.2k $929.2k 0.49% First filing
62 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 28,70028.7k $904.3k $904.3k 0.03% Reduced -1.3k -1,335
63 Cypress Wealth Services, LLC 0.29% of their portfolio PALM DESERT, CA 28,67728.7k $903.6k $903.6k 0.29% Unchanged
64 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 28,51228.5k $898.4k $898.4k 0.05% Reduced -2.2k -2,179
65 Pillar Wealth Advisors, LLC 0.86% of their portfolio WESTTOWN, PA 28,23328.2k $889.6k $889.6k 0.86% Reduced -8.7k -8,717
66 Focus Financial Network, Inc. 0.07% of their portfolio MINNEAPOLIS, MN 27,58027.6k $869.0k $869.0k 0.07% Added +2.6k +2,586
67 Kathmere Capital Management, LLC 0.15% of their portfolio WAYNE, PA 26,13726.1k $823.6k $823.6k 0.15% Reduced -816 -816
68 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 26,01126.0k $819.6k $819.6k 0.01% Added +7.6k +7,561
69 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 25,73325.7k $810.8k $810.8k 0.02% Reduced -6.3k -6,264
70 First City Capital Management, Inc. 0.48% of their portfolio SAVANNAH, GA 25,40025.4k $800.4k $800.4k 0.48% New
71 Patriot Financial Group Insurance Agency, LLC 0.18% of their portfolio Westborough, MA 25,29225.3k $797.0k $797.0k 0.18% Reduced -300 -300
72 Bedel Financial Consulting, Inc. 0.19% of their portfolio INDIANAPOLIS, IN 23,83823.8k $751.1k $751.1k 0.19% Reduced -130 -130
73 Clay Northam Wealth Management, LLC 0.84% of their portfolio HUNTINGTON BEACH, CA 23,08523.1k $727.4k $727.4k 0.84% Reduced -700 -700
74 Cambridge Advisors Inc. 0.19% of their portfolio OMAHA, NE 22,71222.7k $715.7k $715.7k 0.19% Reduced -465 -465
75 Better Money Decisions, LLC 0.59% of their portfolio Santa Fe, NM 21,68221.7k $683.2k $683.2k 0.59% Unchanged
76 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 21,28021.3k $670.5k $670.5k 0.06% Unchanged
77 Ausdal Financial Partners, Inc. 0.10% of their portfolio Davenport, IA 21,02721.0k $662.6k $662.6k 0.10% New
78 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 21,00021.0k $661.7k $661.7k 0.00% Unchanged
79 Valtinson Bruner Financial Planning LLC 0.39% of their portfolio NEW BRIGHTON, MN 20,95821.0k $673.0k $673.0k 0.39% New
80 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,37720.4k $642.1k $642.1k 0.00% New
81 Castle Rock Wealth Management, LLC 0.30% of their portfolio WALNUT CREEK, CA 20,32520.3k $667.5k $667.5k 0.30% New
82 Accuvest Global Advisors 0.21% of their portfolio PROVO, UT 19,85819.9k $626.0k $626.0k 0.21% Added +9.9k +9,929
83 WorthPointe, LLC 0.45% of their portfolio La Jolla, CA 19,76119.8k $622.7k $622.7k 0.45% New
84 DHJJ Financial Advisors, Ltd. 0.34% of their portfolio NAPERVILLE, IL 19,04719.0k $600.2k $600.2k 0.34% Reduced -2.0k -2,029
85 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 18,40218.4k $579.8k $579.8k 0.01% Reduced -5.8k -5,821
86 Parkside Investments, LLC 0.11% of their portfolio DEERFIELD, IL 18,00018.0k $567.2k $567.2k 0.11% Unchanged
87 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 17,71917.7k $558.3k $558.3k 0.06% Unchanged
88 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 17,51517.5k $551.9k $551.9k 0.02% Added +4.2k +4,169
89 Sterling Financial Planning, Inc. 0.33% of their portfolio SPARTA, NJ 17,41517.4k $548.7k $548.7k 0.33% Reduced -82 -82
90 Trek Financial, LLC 0.05% of their portfolio Scottsdale, AZ 17,41117.4k $548.6k $548.6k 0.05% Added +1.8k +1,818
91 BCS Wealth Management 0.22% of their portfolio JOHNSON CITY, TN 16,75116.8k $528.0k $528.0k 0.22% Reduced -670 -670
92 RETIREMENT INCOME SOLUTIONS, INC 0.17% of their portfolio ANN ARBOR, MI 16,60516.6k $523.2k $523.2k 0.17% Unchanged
93 Cardinal Point Capital Management ULC 0.17% of their portfolio TORONTO, A6 15,94015.9k $502.3k $502.3k 0.17% First filing
94 Main Street Financial Solutions, LLC 0.08% of their portfolio NEWTOWN, PA 15,50015.5k $488.0k $488.0k 0.08% Unchanged
95 KFG WEALTH MANAGEMENT, LLC 0.49% of their portfolio GRANGER, IN 15,32915.3k $483.0k $483.0k 0.49% First filing
96 Strategic Blueprint, LLC 0.06% of their portfolio ATLANTA, GA 15,24015.2k $480.2k $480.2k 0.06% Reduced -70.7k -70,681
97 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 14,81314.8k $466.8k $466.8k 0.02% New
98 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,64714.6k $461.5k $461.5k 0.00% Reduced -2.4k -2,391
99 Alaska Permanent Capital Management, LLC 0.05% of their portfolio ANCHORAGE, AK 14,04714.0k $442.6k $442.6k 0.05% Unchanged
100 SOUTHERN CAPITAL ADVISORS, LLC 0.30% of their portfolio Jackson, TN 12,18112.2k $383.8k $383.8k 0.30% Reduced -114 -114