Vault-13

INNOVATOR ETFS TRUST KJAN

US SML CP PWR B · ETP · CUSIP 45782C474

123 institutional holders +4 vs Q3 2024
5,749,6635.7m shares reported held*
$214.8mreported value*
3 new 20 added 58 reduced 11 sold out net sold ≈ $114.5m (-3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $37.35.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 64Q4 22: 70Q1 23: 75Q2 23: 78Q3 23: 73Q4 23: 88Q1 24: 123Q2 24: 125Q3 24: 119Q4 24: 123123Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202264
Q4 202270
Q1 202375
Q2 202378
Q3 202373
Q4 202388
Q1 2024123
Q2 2024125
Q3 2024119
Q4 2024123

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 42 bought or addedQ1 23: 23 cut or sold outQ2 23: 24 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 42 cut or sold outQ4 23: 35 bought or addedQ4 23: 32 cut or sold outQ4 23Q1 24: 96 bought or addedQ1 24: 21 cut or sold outQ2 24: 51 bought or addedQ2 24: 55 cut or sold outQ2 24Q3 24: 37 bought or addedQ3 24: 66 cut or sold outQ4 24: 23 bought or addedQ4 24: 69 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20234223
Q2 20232431
Q3 20231542
Q4 20233532
Q1 20249621
Q2 20245155
Q3 20243766
Q4 20242369

Biggest buyers

Kestra Advisory Services, LLC Added +49,196+49.2k
Bullseye Investment Management, LLC New +33,180+33.2k
OLD MISSION CAPITAL LLC Added +31,562+31.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +14,200+14.2k
JANE STREET GROUP, LLC Added +11,790+11.8k
First City Capital Management, Inc. New +11,670+11.7k
HighTower Advisors, LLC Added +6,587+6.6k
IFP Advisors, Inc Added +6,103+6.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +5,267+5.3k
ACAS, LLC Added +3,995+4.0k

Biggest sellers

Berkshire Money Management, Inc. Reduced -1,479,582-1.5m
ODonnell Financial Services, LLC Sold out -421,257-421.3k
Cetera Investment Advisers Reduced -298,843-298.8k
Gradient Investments LLC Sold out -289,019-289.0k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Sold out -158,814-158.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -118,651-118.7k
Allworth Financial LP Reduced -113,334-113.3k
Compass Advisory Group LLC Reduced -75,229-75.2k
Long Island Wealth Management, Inc. Reduced -60,545-60.5k
PRINCIPAL SECURITIES, INC. Reduced -36,641-36.6k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PFS Partners, LLC 10.56% of their portfolio MINE HILL, NJ 519,302519.3k $19.4m $19.4m 10.56% Reduced -2.5k -2,518
2 Compass Advisory Group LLC 6.54% of their portfolio MELVILLE, NY 488,924488.9k $18.3m $18.3m 6.54% Reduced -75.2k -75,229
3 STEPHENS INC /AR/ 0.20% of their portfolio LITTLE ROCK, AR 384,152384.2k $14.3m $14.3m 0.20% Reduced -2.7k -2,700
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 375,875375.9k $14.0m $14.0m 0.02% Reduced -118.7k -118,651
5 Berkshire Money Management, Inc. 1.50% of their portfolio DALTON, MA 370,200370.2k $13.8m $13.8m 1.50% Reduced -1.5m -1,479,582
6 MBL Wealth, LLC 1.24% of their portfolio CHARLOTTE, NC 331,088331.1k $12.4m $12.4m 1.24% Reduced -6.2k -6,192
7 Long Island Wealth Management, Inc. 6.80% of their portfolio MELVILLE, NY 290,667290.7k $10.9m $10.9m 6.80% Reduced -60.5k -60,545
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 155,161155.2k $5.8m $5.8m 0.01% Reduced -2.7k -2,745
9 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 143,237143.2k $5.3m $5.3m 0.03% Added +49.2k +49,196
10 CARY STREET PARTNERS FINANCIAL LLC 0.15% of their portfolio RICHMOND, VA 126,049126.0k $4.7m $4.7m 0.15% First filing
11 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 118,442118.4k $4.4m $4.4m 0.01% Reduced -298.8k -298,843
12 AdvisorNet Financial, Inc 0.32% of their portfolio MINNETONKA, MN 102,946102.9k $3.8m $3.8m 0.32% Reduced -1.0k -1,042
13 PRINCIPAL SECURITIES, INC. 0.09% of their portfolio DES MOINES, IA 102,519102.5k $3.8m $3.8m 0.09% Reduced -36.6k -36,641
14 AVALON CAPITAL MANAGEMENT 1.08% of their portfolio Port Of Redwood City, CA 89,79789.8k $3.4m $3.4m 1.08% Reduced -1.3k -1,283
15 INVESTMENT MANAGEMENT CORP /VA/ /ADV 2.85% of their portfolio ROANOKE, VA 85,26485.3k $3.2m $3.2m 2.85% First filing
16 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 83,86183.9k $3.1m $3.1m 0.00% Added +6.6k +6,587
17 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 72,30472.3k $2.7m $2.7m 0.04% Reduced -13.0k -12,990
18 AssuredPartners Investment Advisors, LLC 0.52% of their portfolio Tampa, FL 71,86271.9k $2.7m $2.7m 0.52% First filing
19 Sunbelt Securities, Inc. 0.22% of their portfolio HOUSTON, TX 68,30168.3k $2.6m $2.6m 0.22% Added +3.9k +3,889
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 65,21165.2k $2.4m $2.4m 0.00% Reduced -421 -421
21 MGO ONE SEVEN LLC 0.09% of their portfolio Beachwood, OH 65,16465.2k $2.4m $2.4m 0.09% Reduced -375 -375
22 Pallas Capital Advisors LLC 0.10% of their portfolio BRAINTREE, MA 64,94364.9k $2.4m $2.4m 0.10% Added +143 +143
23 Marcum Wealth, LLC 0.18% of their portfolio CLEVELAND, OH 56,63156.6k $2.1m $2.1m 0.18% Added +264 +264
24 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 55,15855.2k $2.1m $2.1m 0.01% Reduced -15.5k -15,536
25 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 52,08552.1k $1.9m $1.9m 0.05% Added +31.6k +31,562
26 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 46,70646.7k $1.7m $1.7m 0.06% Reduced -1.6k -1,587
27 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 44,55344.6k $1.7m $1.7m 0.00% Unchanged
28 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 39,45739.5k $1.5m $1.5m 0.02% Reduced -4.4k -4,411
29 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 38,86838.9k $1.5m $1.5m 0.00% First filing
30 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 38,36738.4k $1.4m $1.4m 0.00% Added +5.3k +5,267
31 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 37,17337.2k $1.4m $1.4m 0.00% Reduced -2.7k -2,724
32 RED CRANE WEALTH MANAGEMENT, LLC 1.29% of their portfolio SAN FRANCISCO, CA 36,35536.4k $1.4m $1.4m 1.29% First filing
33 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 35,43435.4k $1.3m $1.3m 0.04% Added +6.1k +6,103
34 DHJJ Financial Advisors, Ltd. 0.50% of their portfolio NAPERVILLE, IL 34,66934.7k $1.3m $1.3m 0.50% Reduced -5.1k -5,073
35 JT Stratford LLC 0.21% of their portfolio GAINESVILLE, GA 33,54733.5k $1.3m $1.3m 0.21% Reduced -2.0k -1,980
36 Bullseye Investment Management, LLC 0.82% of their portfolio CINCINNATI, OH 33,18033.2k $1.2m $1.2m 0.82% New
37 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 31,34931.3k $1.2m $1.2m 0.00% Added +1.9k +1,922
38 Weaver Consulting Group 0.35% of their portfolio HUNTINGTON BEACH, CA 30,47430.5k $1.1m $1.1m 0.35% Reduced -2.3k -2,313
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 30,39430.4k $1.1m $1.1m 0.00% Added +14.2k +14,200
40 Capital Investment Advisory Services, LLC 0.11% of their portfolio RALEIGH, NC 29,96130.0k $1.1m $1.1m 0.11% Reduced -1.3k -1,254
41 FSA Advisors, Inc. 1.36% of their portfolio TROY, MI 29,91729.9k $1.1m $1.1m 1.36% Unchanged
42 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 28,74228.7k $1.1m $1.1m 0.01% Added +560 +560
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 28,25428.3k $1.1m $1.1m 0.00% Added +11.8k +11,790
44 HBW ADVISORY SERVICES LLC 0.11% of their portfolio SIMI VALLEY, CA 27,48627.5k $1.0m $1.0m 0.11% Reduced -45 -45
45 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 26,73226.7k $998.0k $998.0k 0.04% Unchanged
46 Forvis Mazars Wealth Advisors, LLC 0.02% of their portfolio Springfield, MO 26,69326.7k $997.0k $997.0k 0.02% Reduced -7.6k -7,641
47 WEALTH ALLIANCE, LLC 0.12% of their portfolio MELLVILLE, NY 26,66226.7k $995.8k $995.8k 0.12% Unchanged
48 Miller Financial Services LLC 0.80% of their portfolio MARSHALL, MI 25,45525.5k $950.7k $950.7k 0.80% First filing
49 Global Trust Asset Management, LLC 0.34% of their portfolio PALM BEACH GARDENS, FL 24,24024.2k $905.4k $905.4k 0.34% Reduced -260 -260
50 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 24,04424.0k $898.0k $898.0k 0.00% Reduced -20.7k -20,700
51 Maltin Wealth Management, Inc. 0.42% of their portfolio RIDGEWOOD, NJ 22,74722.7k $849.6k $849.6k 0.42% Reduced -6.6k -6,600
52 Strategic Blueprint, LLC 0.05% of their portfolio ATLANTA, GA 21,88121.9k $817.3k $817.3k 0.05% Reduced -592 -592
53 Arete Wealth Advisors, LLC 0.05% of their portfolio CHICAGO, IL 19,24319.2k $722.0k $722.0k 0.05% Unchanged
54 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 18,96319.0k $708.3k $708.3k 0.01% Reduced -112 -112
55 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 18,92018.9k $706.7k $706.7k 0.05% Unchanged
56 Crown Wealth Group, LLC 0.27% of their portfolio Charlotte, NC 17,79917.8k $664.8k $664.8k 0.27% Unchanged
57 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 17,40717.4k $650.2k $650.2k 0.00% Added +309 +309
58 Faithward Advisors, LLC 0.10% of their portfolio LANCASTER, PA 15,65415.7k $584.7k $584.7k 0.10% Unchanged
59 ACAS, LLC 0.44% of their portfolio RANCHO SANTA FE, CA 15,44315.4k $591.9k $591.9k 0.44% Added +4.0k +3,995
60 Trek Financial, LLC 0.04% of their portfolio Scottsdale, AZ 14,34914.3k $535.9k $535.9k 0.04% Reduced -3.9k -3,933
61 Clear Point Advisors Inc. 0.46% of their portfolio MELVILLE, NY 14,24914.2k $532.2k $532.2k 0.46% Reduced -100 -100
62 LYNX CAPITAL GROUP LTD /ADV 0.30% of their portfolio BEACHWOOD, OH 14,12114.1k $527.4k $527.4k 0.30% Reduced -1.0k -1,000
63 Wood Tarver Financial Group, LLC 0.17% of their portfolio BOISE, ID 13,57313.6k $506.0k $506.0k 0.17% First filing
64 WorthPointe, LLC 0.20% of their portfolio La Jolla, CA 13,16513.2k $491.7k $491.7k 0.20% Added +70 +70
65 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 13,06513.1k $480.7k $480.7k 0.03% Reduced -114 -114
66 Sugarloaf Wealth Management, LLC 0.09% of their portfolio DULUTH, GA 12,76112.8k $476.6k $476.6k 0.09% Reduced -250 -250
67 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 12,73512.7k $475.7k $475.7k 0.04% Reduced -515 -515
68 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,99212.0k $448.0k $448.0k 0.00% Reduced -3.3k -3,258
69 First City Capital Management, Inc. 0.23% of their portfolio SAVANNAH, GA 11,67011.7k $435.9k $435.9k 0.23% New
70 First Commonwealth Financial Corp /PA/ 0.10% of their portfolio Indiana, PA 11,15611.2k $416.7k $416.7k 0.10% Reduced -289 -289
71 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 10,93810.9k $408.5k $408.5k 0.01% Added +378 +378
72 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 10,80610.8k $403.6k $403.6k 0.02% Unchanged
73 Tradition Wealth Management, LLC 0.03% of their portfolio EDINA, MN 10,52610.5k $393.1k $393.1k 0.03% Unchanged
74 First Heartland Consultants, Inc. 0.04% of their portfolio LAKE ST. LOUIS, MO 10,07110.1k $376.2k $376.2k 0.04% Reduced -731 -731
75 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 10,00010.0k $373.5k $373.5k 0.01% Unchanged
76 BCGM Wealth Management, LLC 0.11% of their portfolio LAFAYETTE, IN 9,4619.5k $353.4k $353.4k 0.11% Unchanged
77 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,1609.2k $342.1k $342.1k 0.00% Unchanged
78 Riggs Capital Management LLC 0.33% of their portfolio AMERICAN FORK, UT 8,9218.9k $333.2k $333.2k 0.33% First filing
79 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 8,6508.7k $323.1k $323.1k 0.03% Reduced -200 -200
80 Diligent Investors, LLC 0.07% of their portfolio REDLANDS, CA 8,4158.4k $314.3k $314.3k 0.07% Reduced -241 -241
81 Valtinson Bruner Financial Planning LLC 0.11% of their portfolio NEW BRIGHTON, MN 8,2548.3k $308.3k $308.3k 0.11% Unchanged
82 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 8,0418.0k $300.3k $300.3k 0.00% Reduced -543 -543
83 Beacon Financial Advisory LLC 0.09% of their portfolio CLEVELAND, OH 7,5177.5k $280.8k $280.8k 0.09% Reduced -3.3k -3,303
84 Vantage Point Financial LLC 0.15% of their portfolio LISLE, IL 7,5117.5k $280.5k $280.5k 0.15% First filing
85 TFB Advisors LLC 0.08% of their portfolio OVERLAND PARK, KS 7,5047.5k $280.3k $280.3k 0.08% Reduced -263 -263
86 Main Street Financial Solutions, LLC 0.03% of their portfolio NEWTOWN, PA 7,4807.5k $279.4k $279.4k 0.03% Unchanged
87 Stratos Wealth Advisors, LLC 0.01% of their portfolio BEACHWOOD, OH 7,4697.5k $279.0k $279.0k 0.01% Unchanged
88 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,2897.3k $272.2k $272.2k 0.00% Reduced -13.6k -13,575
89 WINNACLE WEALTH LLC 0.26% of their portfolio WACO, TX 7,0757.1k $262.7k $262.7k 0.26% First filing
90 Berger Financial Group, Inc 0.02% of their portfolio PLYMOUTH, MN 6,6676.7k $249.0k $249.0k 0.02% Reduced -365 -365
91 Collaborative Wealth Managment Inc. 0.11% of their portfolio LAKE MARY, FL 6,5956.6k $246.3k $246.3k 0.11% Unchanged
92 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 6,5476.5k $244.5k $244.5k 0.01% Reduced -1.4k -1,374
93 Cypress Wealth Services, LLC 0.05% of their portfolio PALM DESERT, CA 6,5116.5k $243.2k $243.2k 0.05% Unchanged
94 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 6,3456.3k $237.0k $237.0k 0.01% Reduced -400 -400
95 Helium Advisors LLC 0.19% of their portfolio VANCOUVER, WA 6,3146.3k $235.8k $235.8k 0.19% First filing
96 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 6,1386.1k $229.3k $229.3k 0.01% Reduced -2.6k -2,596
97 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 6,1276.1k $228.8k $228.8k 0.01% Added +55 +55
98 1776 Wealth LLC 0.10% of their portfolio ATLANTA, GA 5,9556.0k $222.4k $222.4k 0.10% Unchanged
99 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 5,8635.9k $219.0k $219.0k 0.01% Added +144 +144
100 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,7975.8k $221.0k $221.0k 0.00% Reduced -113.3k -113,334