Vault-13

INNOVATOR ETFS TRUST KJAN

US SML CP PWR B · ETP · CUSIP 45782C474

119 institutional holders -6 vs Q2 2024
8,468,4898.5m shares reported held*
$313.9mreported value*
8 new 29 added 52 reduced 14 sold out net sold ≈ $5.6m (-150.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $37.06.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 64Q4 22: 70Q1 23: 75Q2 23: 78Q3 23: 73Q4 23: 88Q1 24: 123Q2 24: 125Q3 24: 119119Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202264
Q4 202270
Q1 202375
Q2 202378
Q3 202373
Q4 202388
Q1 2024123
Q2 2024125
Q3 2024119

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 18 bought or addedQ4 22: 34 cut or sold outQ1 23: 42 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 31 cut or sold outQ3 23: 15 bought or addedQ3 23: 42 cut or sold outQ3 23Q4 23: 35 bought or addedQ4 23: 32 cut or sold outQ1 24: 96 bought or addedQ1 24: 21 cut or sold outQ1 24Q2 24: 51 bought or addedQ2 24: 55 cut or sold outQ3 24: 37 bought or addedQ3 24: 66 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221834
Q1 20234223
Q2 20232431
Q3 20231542
Q4 20233532
Q1 20249621
Q2 20245155
Q3 20243766

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +112,377+112.4k
Berkshire Money Management, Inc. Added +101,700+101.7k
Capital Investment Advisory Services, LLC Added +27,854+27.9k
Cetera Investment Advisers Added +26,133+26.1k
OLD MISSION CAPITAL LLC New +20,523+20.5k
Crown Wealth Group, LLC New +17,799+17.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +16,194+16.2k
OneDigital Investment Advisors LLC Added +14,902+14.9k
LPL Financial LLC Added +14,342+14.3k
Compass Advisory Group LLC Added +14,198+14.2k

Biggest sellers

Catalina Capital Group, LLC Sold out -79,195-79.2k
SMI Advisory Services, LLC Sold out -56,988-57.0k
RFG Advisory, LLC Reduced -54,505-54.5k
Kestra Advisory Services, LLC Reduced -52,965-53.0k
CORRADO ADVISORS, LLC Sold out -51,377-51.4k
IFP Advisors, Inc Reduced -39,101-39.1k
Raymond James Financial Services Advisors, Inc. Reduced -31,054-31.1k
OSAIC HOLDINGS, INC. Reduced -27,964-28.0k
SECURED RETIREMENT ADVISORS, LLC Sold out -19,034-19.0k
Legacy CG, LLC Sold out -14,317-14.3k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Berkshire Money Management, Inc. 7.85% of their portfolio DALTON, MA 1,849,7821.8m $68.6m $68.6m 7.85% Added +101.7k +101,700
2 Compass Advisory Group LLC 8.13% of their portfolio MELVILLE, NY 564,153564.2k $20.9m $20.9m 8.13% Added +14.2k +14,198
3 PFS Partners, LLC 11.14% of their portfolio MINE HILL, NJ 521,820521.8k $19.3m $19.3m 11.14% Reduced -4.8k -4,758
4 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 494,526494.5k $18.3m $18.3m 0.03% Added +112.4k +112,377
5 ODonnell Financial Services, LLC 6.35% of their portfolio SAN RAFAEL, CA 421,257421.3k $15.6m $15.6m 6.35% Reduced -10.3k -10,327
6 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 417,285417.3k $15.5m $15.5m 0.03% Added +26.1k +26,133
7 STEPHENS INC /AR/ 0.20% of their portfolio LITTLE ROCK, AR 386,852386.9k $14.3m $14.3m 0.20% Reduced -3.9k -3,865
8 Long Island Wealth Management, Inc. 8.55% of their portfolio MELVILLE, NY 351,212351.2k $13.0m $13.0m 8.55% Added +4.4k +4,439
9 MBL Wealth, LLC 1.35% of their portfolio CHARLOTTE, NC 337,280337.3k $12.5m $12.5m 1.35% Reduced -10.0k -10,040
10 Gradient Investments LLC 0.22% of their portfolio ARDEN HILLS, MN 289,019289.0k $10.7m $10.7m 0.22% Added +2.3k +2,331
11 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.22% of their portfolio RICHMOND, VA 158,814158.8k $5.9m $5.9m 0.22% Reduced -4.7k -4,736
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 157,906157.9k $5.9m $5.9m 0.01% Reduced -28.0k -27,964
13 PRINCIPAL SECURITIES, INC. 0.12% of their portfolio DES MOINES, IA 139,160139.2k $5.2m $5.2m 0.12% Reduced -2.8k -2,810
14 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 119,131119.1k $4.4m $4.4m 0.03% Added +2.0k +2,042
15 AdvisorNet Financial, Inc 0.29% of their portfolio MINNETONKA, MN 103,988104.0k $3.9m $3.9m 0.29% Reduced -1.3k -1,271
16 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 94,04194.0k $3.5m $3.5m 0.02% Reduced -53.0k -52,965
17 AVALON CAPITAL MANAGEMENT 1.02% of their portfolio Port Of Redwood City, CA 91,08091.1k $3.4m $3.4m 1.02% Added +1.2k +1,154
18 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 85,29485.3k $3.2m $3.2m 0.05% Reduced -11.3k -11,327
19 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 77,27477.3k $2.9m $2.9m 0.00% Reduced -852 -852
20 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 70,69470.7k $2.6m $2.6m 0.01% Added +651 +651
21 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 67,42367.4k $2.5m $2.5m 0.00% Reduced -31.1k -31,054
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 65,63265.6k $2.4m $2.4m 0.00% Added +14.3k +14,342
23 MGO ONE SEVEN LLC 0.11% of their portfolio Beachwood, OH 65,53965.5k $2.4m $2.4m 0.11% Reduced -6.3k -6,300
24 Pallas Capital Advisors LLC 0.10% of their portfolio BRAINTREE, MA 64,80064.8k $2.4m $2.4m 0.10% Added +11.4k +11,413
25 Sunbelt Securities, Inc. 0.23% of their portfolio HOUSTON, TX 64,41264.4k $2.4m $2.4m 0.23% Reduced -1.4k -1,438
26 Marcum Wealth, LLC 0.19% of their portfolio CLEVELAND, OH 56,36756.4k $2.1m $2.1m 0.19% Reduced -486 -486
27 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 48,29348.3k $1.8m $1.8m 0.07% Reduced -89 -89
28 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 44,74444.7k $1.7m $1.7m 0.00% Reduced -1.3k -1,255
29 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 44,55344.6k $1.7m $1.7m 0.00% Unchanged
30 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 43,86843.9k $1.6m $1.6m 0.02% Added +14.9k +14,902
31 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 39,89739.9k $1.5m $1.5m 0.00% Reduced -2.7k -2,731
32 DHJJ Financial Advisors, Ltd. 0.58% of their portfolio NAPERVILLE, IL 39,74239.7k $1.5m $1.5m 0.58% Reduced -394 -394
33 JT Stratford LLC 0.23% of their portfolio GAINESVILLE, GA 35,52735.5k $1.3m $1.3m 0.23% Added +387 +387
34 Forvis Mazars Wealth Advisors, LLC 0.03% of their portfolio Springfield, MO 34,33434.3k $1.3m $1.3m 0.03% Reduced -4.2k -4,204
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 33,10033.1k $1.2m $1.2m 0.00% Unchanged
36 Weaver Consulting Group 0.39% of their portfolio HUNTINGTON BEACH, CA 32,78732.8k $1.2m $1.2m 0.39% Added +1.2k +1,186
37 Capital Investment Advisory Services, LLC 0.11% of their portfolio RALEIGH, NC 31,21531.2k $1.2m $1.2m 0.11% Added +27.9k +27,854
38 FSA Advisors, Inc. 1.11% of their portfolio TROY, MI 29,91729.9k $1.1m $1.1m 1.11% Reduced -537 -537
39 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 29,42729.4k $1.1m $1.1m 0.00% Reduced -3.2k -3,180
40 Maltin Wealth Management, Inc. 0.53% of their portfolio RIDGEWOOD, NJ 29,34729.3k $1.1m $1.1m 0.53% Added +447 +447
41 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 29,33129.3k $1.1m $1.1m 0.04% Reduced -39.1k -39,101
42 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 28,18228.2k $1.0m $1.0m 0.01% Reduced -10 -10
43 HBW ADVISORY SERVICES LLC 0.15% of their portfolio SIMI VALLEY, CA 27,53127.5k $1.0m $1.0m 0.15% Reduced -47 -47
44 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 26,73226.7k $991.0k $991.0k 0.04% Unchanged
45 WEALTH ALLIANCE, LLC 0.12% of their portfolio MELLVILLE, NY 26,66226.7k $988.4k $988.4k 0.12% Unchanged
46 Global Trust Asset Management, LLC 0.34% of their portfolio PALM BEACH GARDENS, FL 24,50024.5k $908.2k $908.2k 0.34% Reduced -2.0k -2,000
47 Strategic Blueprint, LLC 0.05% of their portfolio ATLANTA, GA 22,47322.5k $833.1k $833.1k 0.05% Added +1.4k +1,355
48 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,86420.9k $773.4k $773.4k 0.00% Added +3.8k +3,839
49 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 20,52320.5k $760.8k $760.8k 0.02% New
50 Arete Wealth Advisors, LLC 0.06% of their portfolio CHICAGO, IL 19,24319.2k $712.0k $712.0k 0.06% Unchanged
51 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 19,07519.1k $665.9k $665.9k 0.01% Unchanged
52 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 18,92018.9k $701.4k $701.4k 0.05% Reduced -144 -144
53 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,37518.4k $681.2k $681.2k 0.00% Added +134 +134
54 Trek Financial, LLC 0.05% of their portfolio Scottsdale, AZ 18,28218.3k $677.7k $677.7k 0.05% Reduced -3.0k -2,966
55 Crown Wealth Group, LLC 0.29% of their portfolio Charlotte, NC 17,79917.8k $659.8k $659.8k 0.29% New
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 17,09817.1k $633.8k $633.8k 0.00% Added +1.8k +1,812
57 WOLVERINE TRADING, LLC 0.02% of their portfolio CHICAGO, IL 16,95217.0k $627.2k $627.2k 0.02% Added +5.0k +4,959
58 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,46416.5k $610.3k $610.3k 0.00% Reduced -794 -794
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,19416.2k $600.3k $600.3k 0.00% New
60 Faithward Advisors, LLC 0.10% of their portfolio LANCASTER, PA 15,65415.7k $580.3k $580.3k 0.10% Added +42 +42
61 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 15,37015.4k $569.8k $569.8k 0.02% Reduced -54.5k -54,505
62 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,25015.2k $565.0k $565.0k 0.00% Reduced -3.0k -3,045
63 LYNX CAPITAL GROUP LTD /ADV 0.36% of their portfolio BEACHWOOD, OH 15,12115.1k $560.5k $560.5k 0.36% Unchanged
64 Clear Point Advisors Inc. 0.41% of their portfolio MELVILLE, NY 14,34914.3k $531.9k $531.9k 0.41% Unchanged
65 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 13,25013.2k $491.2k $491.2k 0.04% Unchanged
66 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 13,17913.2k $488.5k $488.5k 0.03% Added +1.9k +1,887
67 WorthPointe, LLC 0.20% of their portfolio La Jolla, CA 13,09513.1k $485.4k $485.4k 0.20% Added +89 +89
68 Sugarloaf Wealth Management, LLC 0.09% of their portfolio DULUTH, GA 13,01113.0k $482.3k $482.3k 0.09% Unchanged
69 ACAS, LLC 0.35% of their portfolio RANCHO SANTA FE, CA 11,44811.4k $424.4k $424.4k 0.35% Reduced -500 -500
70 First Commonwealth Financial Corp /PA/ 0.10% of their portfolio Indiana, PA 11,44511.4k $424.3k $424.3k 0.10% Reduced -130 -130
71 Beacon Financial Advisory LLC 0.14% of their portfolio CLEVELAND, OH 10,82010.8k $401.1k $401.1k 0.14% Reduced -175 -175
72 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 10,80610.8k $400.6k $400.6k 0.02% Reduced -16 -16
73 First Heartland Consultants, Inc. 0.04% of their portfolio LAKE ST. LOUIS, MO 10,80210.8k $400.0k $400.0k 0.04% Added +292 +292
74 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 10,56010.6k $391.5k $391.5k 0.01% New
75 Tradition Wealth Management, LLC 0.03% of their portfolio EDINA, MN 10,52610.5k $390.2k $390.2k 0.03% Unchanged
76 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 10,00010.0k $370.7k $370.7k 0.01% Reduced -1.0k -1,000
77 BCGM Wealth Management, LLC 0.11% of their portfolio LAFAYETTE, IN 9,4619.5k $350.7k $350.7k 0.11% Unchanged
78 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,1609.2k $339.6k $339.6k 0.00% Unchanged
79 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 8,8508.8k $328.1k $328.1k 0.03% Unchanged
80 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 8,7348.7k $323.8k $323.8k 0.02% Reduced -300 -300
81 Diligent Investors, LLC 0.07% of their portfolio REDLANDS, CA 8,6568.7k $320.9k $320.9k 0.07% Reduced -1.2k -1,159
82 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 8,5848.6k $318.2k $318.2k 0.00% New
83 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 8,4328.4k $312.6k $312.6k 0.00% Reduced -425 -425
84 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 8,3468.3k $309.4k $309.4k 0.00% Unchanged
85 Valtinson Bruner Financial Planning LLC 0.11% of their portfolio NEW BRIGHTON, MN 8,2548.3k $306.0k $306.0k 0.11% Reduced -1.8k -1,831
86 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 7,9217.9k $293.6k $293.6k 0.01% Reduced -5.3k -5,314
87 TFB Advisors LLC 0.09% of their portfolio OVERLAND PARK, KS 7,7677.8k $287.9k $287.9k 0.09% Reduced -993 -993
88 Main Street Financial Solutions, LLC 0.03% of their portfolio NEWTOWN, PA 7,4807.5k $277.3k $277.3k 0.03% Unchanged
89 Stratos Wealth Advisors, LLC 0.01% of their portfolio BEACHWOOD, OH 7,4697.5k $276.9k $276.9k 0.01% Unchanged
90 UBS Group AG 0.00% of their portfolio ZURICH, V8 7,1857.2k $266.3k $266.3k 0.00% Added +7.0k +6,967
91 Berger Financial Group, Inc 0.02% of their portfolio PLYMOUTH, MN 7,0327.0k $260.7k $260.7k 0.02% Reduced -144 -144
92 BCS Wealth Management 0.11% of their portfolio JOHNSON CITY, TN 7,0077.0k $260.0k $260.0k 0.11% Unchanged
93 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 6,7456.7k $250.0k $250.0k 0.01% Reduced -100 -100
94 Collaborative Wealth Managment Inc. 0.11% of their portfolio LAKE MARY, FL 6,5956.6k $244.5k $244.5k 0.11% Unchanged
95 Cypress Wealth Services, LLC 0.05% of their portfolio PALM DESERT, CA 6,5116.5k $241.4k $241.4k 0.05% Reduced -1.7k -1,678
96 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 6,0726.1k $225.1k $225.1k 0.01% Reduced -1.1k -1,109
97 1776 Wealth LLC 0.10% of their portfolio ATLANTA, GA 5,9556.0k $220.8k $220.8k 0.10% Reduced -1.7k -1,653
98 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 5,7195.7k $212.0k $212.0k 0.01% Reduced -4.1k -4,090
99 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 5,6695.7k $210.2k $210.2k 0.00% New
100 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,2005.2k $193.0k $193.0k 0.00% Added +3.2k +3,200