Vault-13

INNOVATOR ETFS TRUST KJAN

US SML CP PWR B · ETP · CUSIP 45782C474

123 institutional holders +35 vs Q4 2023
8,988,0739.0m shares reported held*
$317.6mreported value*
42 new 54 added 15 reduced 6 sold out net bought ≈ $159.8m (+4.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.33.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 64Q4 22: 70Q1 23: 75Q2 23: 78Q3 23: 73Q4 23: 88Q1 24: 123123Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202264
Q4 202270
Q1 202375
Q2 202378
Q3 202373
Q4 202388
Q1 2024123

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 18 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 42 cut or sold outQ3 23Q4 23: 35 bought or addedQ4 23: 32 cut or sold outQ4 23Q1 24: 96 bought or addedQ1 24: 21 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221834
Q1 20234223
Q2 20232431
Q3 20231542
Q4 20233532
Q1 20249621

Biggest buyers

Berkshire Money Management, Inc. Added +1,206,154+1.2m
Legacy CG, LLC New +460,368+460.4k
STEPHENS INC /AR/ Added +379,103+379.1k
Cetera Investment Advisers Added +365,673+365.7k
PERSONAL CFO SOLUTIONS, LLC New +303,415+303.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +279,399+279.4k
Gradient Investments LLC Added +275,277+275.3k
PFS Partners, LLC Added +255,052+255.1k
PRINCIPAL SECURITIES, INC. Added +140,722+140.7k
AVALON CAPITAL MANAGEMENT New +96,068+96.1k

Biggest sellers

SMI Advisory Services, LLC Reduced -486,975-487.0k
Bullseye Investment Management, LLC Sold out -111,266-111.3k
Cetera Advisor Networks LLC Sold out -45,209-45.2k
Stuart Chaussee & Associates, Inc. Sold out -38,451-38.5k
AE Wealth Management LLC Reduced -26,143-26.1k
Cetera Advisors LLC Sold out -16,168-16.2k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Sold out -11,357-11.4k
Koshinski Asset Management, Inc. Reduced -9,520-9.5k
JPMORGAN CHASE & CO Reduced -7,394-7.4k
CITADEL ADVISORS LLC Reduced -7,288-7.3k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Berkshire Money Management, Inc. 7.19% of their portfolio DALTON, MA 1,684,5731.7m $59.6m $59.6m 7.19% Added +1.2m +1,206,154
2 Compass Advisory Group LLC 8.57% of their portfolio MELVILLE, NY 548,065548.1k $19.4m $19.4m 8.57% Added +36.8k +36,817
3 PFS Partners, LLC 12.46% of their portfolio MINE HILL, NJ 520,282520.3k $18.4m $18.4m 12.46% Added +255.1k +255,052
4 Legacy CG, LLC 5.91% of their portfolio PLANO, TX 460,368460.4k $16.3m $16.3m 5.91% New
5 ODonnell Financial Services, LLC 7.03% of their portfolio SAN RAFAEL, CA 433,926433.9k $15.3m $15.3m 7.03% Added +38.1k +38,069
6 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 389,950389.9k $13.8m $13.8m 0.02% Added +279.4k +279,399
7 STEPHENS INC /AR/ 0.21% of their portfolio LITTLE ROCK, AR 385,133385.1k $13.6m $13.6m 0.21% Added +379.1k +379,103
8 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 377,583377.6k $13.4m $13.4m 0.03% Added +365.7k +365,673
9 Long Island Wealth Management, Inc. 8.52% of their portfolio MELVILLE, NY 340,972341.0k $12.1m $12.1m 8.52% Added +32.1k +32,140
10 MBL Wealth, LLC 1.33% of their portfolio CHARLOTTE, NC 331,203331.2k $11.7m $11.7m 1.33% Added +63.2k +63,245
11 PERSONAL CFO SOLUTIONS, LLC 1.67% of their portfolio CHESTER, NJ 303,415303.4k $10.7m $10.7m 1.67% New
12 Gradient Investments LLC 0.23% of their portfolio ARDEN HILLS, MN 276,145276.1k $9.8m $9.8m 0.23% Added +275.3k +275,277
13 PRINCIPAL SECURITIES, INC. 0.16% of their portfolio DES MOINES, IA 142,435142.4k $5.0m $5.0m 0.16% Added +140.7k +140,722
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 124,256124.3k $4.4m $4.4m 0.01% Added +38.8k +38,814
15 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 113,675113.7k $4.0m $4.0m 0.03% Added +60.4k +60,426
16 SMI Advisory Services, LLC 1.08% of their portfolio COLUMBUS, IN 109,616109.6k $3.8m $3.8m 1.08% Reduced -487.0k -486,975
17 AdvisorNet Financial, Inc 0.36% of their portfolio MINNETONKA, MN 106,061106.1k $3.8m $3.8m 0.36% Reduced -156 -156
18 Brookstone Capital Management 0.06% of their portfolio WHEATON, IL 101,060101.1k $3.6m $3.6m 0.06% Added +60.1k +60,059
19 AVALON CAPITAL MANAGEMENT 1.39% of their portfolio Port Of Redwood City, CA 96,06896.1k $3.4m $3.4m 1.39% New
20 MGO ONE SEVEN LLC 0.15% of their portfolio Beachwood, OH 83,61983.6k $3.0m $3.0m 0.15% New
21 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 79,52279.5k $2.8m $2.8m 0.12% Added +9.1k +9,139
22 RFG Advisory, LLC 0.09% of their portfolio BIRMINGHAM, AL 77,30877.3k $2.7m $2.7m 0.09% New
23 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 71,93671.9k $2.5m $2.5m 0.00% New
24 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 69,95370.0k $2.5m $2.5m 0.01% Added +52.8k +52,788
25 Sunbelt Securities, Inc. 0.27% of their portfolio HOUSTON, TX 69,05069.0k $2.4m $2.4m 0.27% Added +13.5k +13,470
26 Marcum Wealth, LLC 0.21% of their portfolio CLEVELAND, OH 58,53558.5k $2.1m $2.1m 0.21% New
27 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 54,81354.8k $1.9m $1.9m 0.03% Added +35.5k +35,458
28 CORRADO ADVISORS, LLC 1.23% of their portfolio RAMSEY, NJ 52,70552.7k $1.9m $1.9m 1.23% Added +12.6k +12,605
29 Pallas Capital Advisors LLC 0.08% of their portfolio BRAINTREE, MA 51,14551.1k $1.8m $1.8m 0.08% New
30 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 50,70950.7k $1.8m $1.8m 0.01% Added +28.2k +28,248
31 INDEPENDENT FINANCIAL GROUP, LLC 0.08% of their portfolio SAN DIEGO, CA 48,38248.4k $1.7m $1.7m 0.08% Added +8.2k +8,167
32 Forvis Mazars Wealth Advisors, LLC 0.04% of their portfolio Springfield, MO 46,08746.1k $1.6m $1.6m 0.04% Reduced -6.5k -6,481
33 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 44,55344.6k $1.6m $1.6m 0.00% New
34 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 42,58142.6k $1.5m $1.5m 0.00% Added +25.3k +25,334
35 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.06% of their portfolio RICHMOND, VA 41,19941.2k $1.5m $1.5m 0.06% New
36 DHJJ Financial Advisors, Ltd. 0.64% of their portfolio NAPERVILLE, IL 40,90640.9k $1.4m $1.4m 0.64% Added +1.2k +1,222
37 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 38,44638.4k $1.4m $1.4m 0.00% Added +10.5k +10,498
38 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 34,90634.9k $1.2m $1.2m 0.00% New
39 Catalina Capital Group, LLC 0.52% of their portfolio Torrance, CA 34,40634.4k $1.2m $1.2m 0.52% New
40 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 32,98933.0k $1.2m $1.2m 0.00% Added +3.3k +3,307
41 Weaver Consulting Group 0.43% of their portfolio HUNTINGTON BEACH, CA 32,65732.7k $1.2m $1.2m 0.43% New
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 32,50432.5k $1.1m $1.1m 0.00% Added +727 +727
43 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 31,39431.4k $1.1m $1.1m 0.01% Added +847 +847
44 FSA Advisors, Inc. 1.16% of their portfolio TROY, MI 30,48430.5k $1.1m $1.1m 1.16% Added +17.3k +17,257
45 JT Stratford LLC 0.21% of their portfolio GAINESVILLE, GA 30,31430.3k $1.1m $1.1m 0.21% New
46 PRIVATE CLIENT SERVICES, LLC 0.65% of their portfolio LOUISVILLE, KY 27,40127.4k $969.2k $969.2k 0.65% New
47 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 26,73226.7k $946.0k $946.0k 0.04% Added +695 +695
48 WEALTH ALLIANCE, LLC 0.12% of their portfolio MELLVILLE, NY 26,66226.7k $943.0k $943.0k 0.12% Added +7.4k +7,419
49 Global Trust Asset Management, LLC 0.38% of their portfolio PALM BEACH GARDENS, FL 26,50026.5k $937.3k $937.3k 0.38% New
50 SageView Advisory Group, LLC 0.04% of their portfolio Newport Beach, CA 25,67925.7k $721.1k $721.1k 0.04% Added +9.4k +9,425
51 SECURED RETIREMENT ADVISORS, LLC 0.64% of their portfolio ST LOUIS PARK, MN 21,46521.5k $759.2k $759.2k 0.64% New
52 Trek Financial, LLC 0.06% of their portfolio Scottsdale, AZ 21,42421.4k $757.8k $757.8k 0.06% Reduced -6.4k -6,374
53 Maltin Wealth Management, Inc. 0.41% of their portfolio RIDGEWOOD, NJ 20,35920.4k $720.1k $720.1k 0.41% New
54 Strategic Blueprint, LLC 0.05% of their portfolio ATLANTA, GA 19,47719.5k $688.9k $688.9k 0.05% Added +10.5k +10,486
55 VIMA LLC 0.69% of their portfolio TROY, MI 19,42719.4k $597.0k $597.0k 0.69% New
56 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,28619.3k $682.1k $682.1k 0.00% Added +123 +123
57 Arete Wealth Advisors, LLC 0.06% of their portfolio CHICAGO, IL 19,24319.2k $680.6k $680.6k 0.06% Added +10.9k +10,875
58 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 19,23919.2k $680.5k $680.5k 0.06% Reduced -100 -100
59 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 17,09817.1k $604.8k $604.8k 0.01% New
60 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 17,09617.1k $604.7k $604.7k 0.01% New
61 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,00717.0k $601.5k $601.5k 0.00% New
62 LYNX CAPITAL GROUP LTD /ADV 0.38% of their portfolio BEACHWOOD, OH 15,89915.9k $562.3k $562.3k 0.38% Unchanged
63 Faithward Advisors, LLC 0.10% of their portfolio LANCASTER, PA 15,52315.5k $549.0k $549.0k 0.10% Added +4.8k +4,831
64 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,45915.5k $547.0k $547.0k 0.00% Added +1.7k +1,728
65 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 14,99715.0k $530.4k $530.4k 0.03% Added +5.2k +5,244
66 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 14,85014.8k $526.0k $526.0k 0.00% Added +4.9k +4,900
67 Clear Point Advisors Inc. 0.42% of their portfolio MELVILLE, NY 14,34914.3k $507.5k $507.5k 0.42% Added +5.2k +5,181
68 Koshinski Asset Management, Inc. 0.05% of their portfolio DECATUR, IL 13,68513.7k $484.0k $484.0k 0.05% Reduced -9.5k -9,520
69 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 13,61913.6k $481.7k $481.7k 0.02% New
70 Cedar Brook Financial Partners, LLC 0.09% of their portfolio CLEVELAND, OH 13,30113.3k $470.5k $470.5k 0.09% New
71 ACAS, LLC 0.45% of their portfolio RANCHO SANTA FE, CA 13,09813.1k $463.3k $463.3k 0.45% Added +883 +883
72 Sugarloaf Wealth Management, LLC 0.10% of their portfolio DULUTH, GA 13,01113.0k $460.2k $460.2k 0.10% Added +7.4k +7,436
73 WorthPointe, LLC 0.23% of their portfolio La Jolla, CA 12,94012.9k $457.7k $457.7k 0.23% New
74 CASTLE WEALTH MANAGEMENT LLC 0.23% of their portfolio BOYNTON BEACH, FL 12,65612.7k $447.6k $447.6k 0.23% Added +6.2k +6,206
75 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 11,84211.8k $418.9k $418.9k 0.01% New
76 First Commonwealth Financial Corp /PA/ 0.11% of their portfolio Indiana, PA 11,66611.7k $412.6k $412.6k 0.11% New
77 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 11,42211.4k $404.0k $404.0k 0.03% New
78 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 11,00011.0k $389.1k $389.1k 0.01% Unchanged
79 Visionary Wealth Advisors 0.03% of their portfolio O'FALLON, IL 10,82210.8k $382.8k $382.8k 0.03% New
80 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 10,57610.6k $374.1k $374.1k 0.01% Reduced -583 -583
81 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 10,52610.5k $372.3k $372.3k 0.04% New
82 First Heartland Consultants, Inc. 0.04% of their portfolio LAKE ST. LOUIS, MO 10,51010.5k $372.0k $372.0k 0.04% New
83 BCGM Wealth Management, LLC 0.13% of their portfolio LAFAYETTE, IN 10,35110.4k $366.1k $366.1k 0.13% Added +740 +740
84 Diligent Investors, LLC 0.09% of their portfolio REDLANDS, CA 9,9479.9k $351.8k $351.8k 0.09% Added +2.0k +2,000
85 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 9,8959.9k $350.0k $350.0k 0.00% New
86 Cypress Wealth Services, LLC 0.08% of their portfolio PALM DESERT, CA 9,7939.8k $346.4k $346.4k 0.08% Unchanged
87 Beacon Financial Advisory LLC 0.17% of their portfolio CLEVELAND, OH 9,6959.7k $342.9k $342.9k 0.17% New
88 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,1609.2k $324.0k $324.0k 0.00% Added +100 +100
89 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 9,1579.2k $323.9k $323.9k 0.00% Reduced -26.1k -26,143
90 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 9,1409.1k $323.3k $323.3k 0.03% New
91 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 8,8508.8k $313.0k $313.0k 0.03% New
92 TFB Advisors LLC 0.11% of their portfolio OVERLAND PARK, KS 8,7608.8k $299.5k $299.5k 0.11% Reduced -2.4k -2,405
93 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 8,7468.7k $309.3k $309.3k 0.01% Added +2.6k +2,576
94 Valtinson Bruner Financial Planning LLC 0.13% of their portfolio NEW BRIGHTON, MN 8,6548.7k $306.1k $306.1k 0.13% Reduced -1.3k -1,288
95 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,5007.5k $265.3k $265.3k 0.00% Added +2.5k +2,500
96 Main Street Financial Solutions, LLC 0.03% of their portfolio NEWTOWN, PA 7,4807.5k $264.6k $264.6k 0.03% Unchanged
97 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 7,4697.5k $264.2k $264.2k 0.02% New
98 Summit Wealth Partners, LLC 0.06% of their portfolio Orlando, FL 7,3737.4k $260.8k $260.8k 0.06% Reduced -239 -239
99 Global Strategic Investment Solutions, LLC 0.03% of their portfolio Scottsdale, AZ 7,3367.3k $259.5k $259.5k 0.03% New
100 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,3217.3k $258.9k $258.9k 0.00% Reduced -7.3k -7,288