Vault-13

INNOVATOR ETFS TRUST KJAN

US SML CP PWR B · ETP · CUSIP 45782C474

88 institutional holders +15 vs Q3 2023
4,457,1214.5m shares reported held*
$152.7mreported value*
18 new 17 added 25 reduced 7 sold out net bought ≈ $54.7m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.26.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 64Q4 22: 70Q1 23: 75Q2 23: 78Q3 23: 73Q4 23: 8888Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202264
Q4 202270
Q1 202375
Q2 202378
Q3 202373
Q4 202388

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 18 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 42 cut or sold outQ3 23Q4 23: 35 bought or addedQ4 23: 32 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221834
Q1 20234223
Q2 20232431
Q3 20231542
Q4 20233532

Biggest buyers

SMI Advisory Services, LLC New +596,591+596.6k
ODonnell Financial Services, LLC New +395,857+395.9k
Compass Advisory Group LLC Added +352,748+352.7k
PFS Partners, LLC New +265,230+265.2k
Bullseye Investment Management, LLC New +111,266+111.3k
Brookstone Capital Management New +41,001+41.0k
Stuart Chaussee & Associates, Inc. New +38,451+38.5k
IFP Advisors, Inc Added +30,506+30.5k
LPL Financial LLC New +29,682+29.7k
Trek Financial, LLC New +27,798+27.8k

Biggest sellers

Berkshire Money Management, Inc. Reduced -157,072-157.1k
Global Strategic Investment Solutions, LLC Sold out -86,799-86.8k
OSAIC HOLDINGS, INC. Reduced -62,244-62.2k
AVANTAX ADVISORY SERVICES, INC. Reduced -38,522-38.5k
OLD MISSION CAPITAL LLC Sold out -38,360-38.4k
Denver PWM, LLC Sold out -20,619-20.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -15,054-15.1k
AdvisorNet Financial, Inc Reduced -9,950-9.9k
Cetera Advisor Networks LLC Reduced -8,090-8.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -7,951-8.0k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SMI Advisory Services, LLC 5.09% of their portfolio COLUMBUS, IN 596,591596.6k $20.1m $20.1m 5.09% New
2 Compass Advisory Group LLC 8.41% of their portfolio MELVILLE, NY 511,248511.2k $17.5m $17.5m 8.41% Added +352.7k +352,748
3 Berkshire Money Management, Inc. 2.18% of their portfolio DALTON, MA 478,419478.4k $16.4m $16.4m 2.18% Reduced -157.1k -157,072
4 ODonnell Financial Services, LLC 6.81% of their portfolio SAN RAFAEL, CA 395,857395.9k $13.6m $13.6m 6.81% New
5 Long Island Wealth Management, Inc. 7.56% of their portfolio MELVILLE, NY 308,832308.8k $10.6m $10.6m 7.56% First filing
6 MBL Wealth, LLC 1.15% of their portfolio CHARLOTTE, NC 267,958268.0k $9.2m $9.2m 1.15% Added +10.2k +10,200
7 PFS Partners, LLC 6.22% of their portfolio MINE HILL, NJ 265,230265.2k $9.1m $9.1m 6.22% New
8 Bullseye Investment Management, LLC 2.42% of their portfolio CINCINNATI, OH 111,266111.3k $3.8m $3.8m 2.42% New
9 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 110,551110.6k $3.8m $3.8m 0.01% Added +20.8k +20,812
10 AdvisorNet Financial, Inc 0.34% of their portfolio MINNETONKA, MN 106,217106.2k $3.6m $3.6m 0.34% Reduced -9.9k -9,950
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 85,44285.4k $2.9m $2.9m 0.01% Reduced -62.2k -62,244
12 IFP Advisors, Inc 0.11% of their portfolio TAMPA, FL 70,38370.4k $2.4m $2.4m 0.11% Added +30.5k +30,506
13 Sunbelt Securities, Inc. 0.24% of their portfolio HOUSTON, TX 55,58055.6k $1.9m $1.9m 0.24% Reduced -1.5k -1,475
14 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 53,24953.2k $1.8m $1.8m 0.01% Added +25.3k +25,256
15 Forvis Mazars Wealth Advisors, LLC 0.05% of their portfolio Springfield, MO 52,56852.6k $1.8m $1.8m 0.05% Reduced -5.6k -5,583
16 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 45,20945.2k $1.6m $1.6m 0.01% Reduced -8.1k -8,090
17 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 41,00141.0k $1.4m $1.4m 0.03% New
18 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 40,21540.2k $1.4m $1.4m 0.07% Unchanged
19 CORRADO ADVISORS, LLC 1.13% of their portfolio RAMSEY, NJ 40,10040.1k $1.4m $1.4m 1.13% Reduced -2.0k -2,021
20 DHJJ Financial Advisors, Ltd. 0.64% of their portfolio NAPERVILLE, IL 39,68439.7k $1.4m $1.4m 0.64% Reduced -2.3k -2,265
21 Stuart Chaussee & Associates, Inc. 0.39% of their portfolio BEVERLY HILLS, CA 38,45138.5k $1.3m $1.3m 0.39% New
22 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 35,30035.3k $1.2m $1.2m 0.01% Added +26.7k +26,670
23 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 31,77731.8k $1.1m $1.1m 0.00% Added +1.4k +1,450
24 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 30,54730.5k $1.0m $1.0m 0.01% Reduced -38.5k -38,522
25 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 29,68229.7k $1.0m $1.0m 0.00% New
26 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,94827.9k $959.0k $959.0k 0.00% Reduced -346 -346
27 Trek Financial, LLC 0.08% of their portfolio Scottsdale, AZ 27,79827.8k $953.7k $953.7k 0.08% New
28 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 26,03726.0k $893.0k $893.0k 0.04% Unchanged
29 Koshinski Asset Management, Inc. 0.12% of their portfolio DECATUR, IL 23,20523.2k $796.2k $796.2k 0.12% Added +10.9k +10,865
30 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 22,46122.5k $771.0k $771.0k 0.00% Reduced -2.9k -2,934
31 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 19,35519.4k $664.1k $664.1k 0.01% Added +2.8k +2,819
32 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 19,33919.3k $663.5k $663.5k 0.06% Reduced -150 -150
33 WEALTH ALLIANCE, LLC 0.09% of their portfolio MELLVILLE, NY 19,24319.2k $660.2k $660.2k 0.09% Unchanged
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,16319.2k $657.5k $657.5k 0.00% Reduced -8.0k -7,951
35 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 17,24717.2k $591.7k $591.7k 0.00% Unchanged
36 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,16517.2k $589.0k $589.0k 0.00% Added +1.3k +1,276
37 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 16,25416.3k $553.8k $553.8k 0.02% Added +3.0k +3,037
38 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 16,16816.2k $554.7k $554.7k 0.01% Reduced -170 -170
39 LYNX CAPITAL GROUP LTD /ADV 0.41% of their portfolio BEACHWOOD, OH 15,89915.9k $545.5k $545.5k 0.41% First filing
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,60914.6k $501.2k $501.2k 0.00% New
41 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,73113.7k $471.0k $471.0k 0.00% New
42 FSA Advisors, Inc. 0.56% of their portfolio TROY, MI 13,22713.2k $453.8k $453.8k 0.56% First filing
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,60212.6k $432.4k $432.4k 0.00% New
44 ACAS, LLC 0.48% of their portfolio RANCHO SANTA FE, CA 12,21512.2k $419.1k $419.1k 0.48% Reduced -1.8k -1,763
45 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 11,91011.9k $408.6k $408.6k 0.00% Added +41 +41
46 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.09% of their portfolio BLUE BELL, PA 11,35711.4k $389.7k $389.7k 0.09% Reduced -1.5k -1,462
47 Collaborative Wealth Managment Inc. 0.21% of their portfolio LAKE MARY, FL 11,22411.2k $385.1k $385.1k 0.21% Unchanged
48 TFB Advisors LLC 0.20% of their portfolio OVERLAND PARK, KS 11,16511.2k $383.1k $383.1k 0.20% Reduced -1.3k -1,345
49 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 11,15911.2k $382.9k $382.9k 0.01% Reduced -6.3k -6,333
50 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 11,00011.0k $377.4k $377.4k 0.01% Unchanged
51 Faithward Advisors, LLC 0.08% of their portfolio LANCASTER, PA 10,69210.7k $358.7k $358.7k 0.08% New
52 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 9,9509.9k $348.2k $348.2k 0.00% Unchanged
53 Valtinson Bruner Financial Planning LLC 0.18% of their portfolio NEW BRIGHTON, MN 9,9429.9k $341.1k $341.1k 0.18% Unchanged
54 Cypress Wealth Services, LLC 0.08% of their portfolio PALM DESERT, CA 9,7939.8k $336.0k $336.0k 0.08% Unchanged
55 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 9,7539.8k $334.6k $334.6k 0.02% Reduced -569 -569
56 BCGM Wealth Management, LLC 0.13% of their portfolio LAFAYETTE, IN 9,6119.6k $329.8k $329.8k 0.13% Added +288 +288
57 Clear Point Advisors Inc. 0.43% of their portfolio MELVILLE, NY 9,1689.2k $492.3k $492.3k 0.43% First filing
58 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,0609.1k $310.8k $310.8k 0.00% Unchanged
59 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 8,9919.0k $308.5k $308.5k 0.03% New
60 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 8,3688.4k $287.1k $287.1k 0.02% New
61 Alera Investment Advisors, LLC 0.04% of their portfolio DEERFIELD, IL 8,2378.2k $282.6k $282.6k 0.04% Reduced -1.7k -1,727
62 Diligent Investors, LLC 0.07% of their portfolio REDLANDS, CA 7,9477.9k $272.7k $272.7k 0.07% Unchanged
63 Summit Wealth Partners, LLC 0.06% of their portfolio Orlando, FL 7,6127.6k $261.2k $261.2k 0.06% Added +918 +918
64 Main Street Financial Solutions, LLC 0.03% of their portfolio NEWTOWN, PA 7,4807.5k $256.6k $256.6k 0.03% Unchanged
65 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 6,6956.7k $230.0k $230.0k 0.01% Unchanged
66 CASTLE WEALTH MANAGEMENT LLC 0.13% of their portfolio BOYNTON BEACH, FL 6,4506.5k $221.3k $221.3k 0.13% New
67 1776 Wealth LLC 0.11% of their portfolio ATLANTA, GA 6,3506.3k $217.9k $217.9k 0.11% New
68 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 6,1706.2k $211.7k $211.7k 0.01% Reduced -1.8k -1,800
69 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 6,0306.0k $206.9k $206.9k 0.00% Reduced -600 -600
70 Berger Financial Group, Inc 0.02% of their portfolio PLYMOUTH, MN 6,0166.0k $206.4k $206.4k 0.02% Reduced -1.8k -1,807
71 Sugarloaf Wealth Management, LLC 0.05% of their portfolio DULUTH, GA 5,5755.6k $191.3k $191.3k 0.05% Added +3.2k +3,175
72 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,0005.0k $171.6k $171.6k 0.00% Added +2.5k +2,500
73 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,7022.7k $92.7k $92.7k 0.00% Reduced -238 -238
74 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,3362.3k $80.1k $80.1k 0.01% New
75 TFO Wealth Partners, LLC 0.02% of their portfolio MAUMEE, OH 2,1882.2k $75.1k $75.1k 0.02% Unchanged
76 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,0002.0k $69.0k $69.0k 0.00% Unchanged
77 Archer Investment Corp 0.02% of their portfolio Carmel, IN 2,0002.0k $68.6k $68.6k 0.02% Unchanged
78 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,7131.7k $58.8k $58.8k 0.00% First filing
79 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,6281.6k $56.0k $56.0k 0.00% Unchanged
80 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,2001.2k $41.2k $41.2k 0.00% Unchanged
81 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,1231.1k $38.5k $38.5k 0.00% Added +86 +86
82 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 868868 $29.8k $29.8k 0.00% Unchanged
83 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 572572 $19.6k $19.6k 0.00% Unchanged
84 UBS Group AG 0.00% of their portfolio ZURICH, V8 513513 $17.6k $17.6k 0.00% Reduced -1.4k -1,427
85 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 200200 $6.9k $6.9k 0.00% Unchanged
86 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 182182 $6.2k $6.2k 0.00% Unchanged
87 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 168168 $5.0k $5.0k 0.00% New
88 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged