Vault-13

INNOVATOR ETFS TRUST KJAN

US SML CP PWR B · ETP · CUSIP 45782C474

78 institutional holders +3 vs Q1 2023
3,514,7723.5m shares reported held*
$112.2mreported value*
8 new 16 added 24 reduced 7 sold out net bought ≈ $1.4m (+46.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.92.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 64Q4 22: 70Q1 23: 75Q2 23: 7878Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202264
Q4 202270
Q1 202375
Q2 202378

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 18 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 31 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221834
Q1 20234223
Q2 20232431

Biggest buyers

Compass Advisory Group LLC Added +142,773+142.8k
MBL Wealth, LLC New +127,451+127.5k
Allworth Financial LP New +107,532+107.5k
IFP Advisors, Inc Added +39,474+39.5k
OSAIC HOLDINGS, INC. Added +36,492+36.5k
TFB Advisors LLC New +13,833+13.8k
BCGM Wealth Management, LLC New +11,809+11.8k
Berkshire Money Management, Inc. Added +9,744+9.7k
Berger Financial Group, Inc New +7,823+7.8k
1776 Wealth LLC New +6,350+6.3k

Biggest sellers

Gradient Investments LLC Reduced -288,005-288.0k
Apollon Wealth Management, LLC Reduced -81,050-81.0k
BLAIR WILLIAM & CO/IL Sold out -20,695-20.7k
Cerity Partners LLC Reduced -14,262-14.3k
Global Strategic Investment Solutions, LLC Reduced -12,954-13.0k
Quinn Opportunity Partners LLC Sold out -10,000-10.0k
Janney Montgomery Scott LLC Reduced -8,933-8.9k
Ausdal Financial Partners, Inc. Sold out -7,352-7.4k
AVANTAX ADVISORY SERVICES, INC. Reduced -6,841-6.8k
Koshinski Asset Management, Inc. Reduced -5,360-5.4k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Berkshire Money Management, Inc. 2.93% of their portfolio DALTON, MA 634,362634.4k $20.3m $20.3m 2.93% Added +9.7k +9,744
2 Compass Advisory Group LLC 7.36% of their portfolio MELVILLE, NY 436,715436.7k $14.0m $14.0m 7.36% Added +142.8k +142,773
3 Gradient Investments LLC 0.35% of their portfolio ARDEN HILLS, MN 427,457427.5k $13.7m $13.7m 0.35% Reduced -288.0k -288,005
4 Global Strategic Investment Solutions, LLC 0.54% of their portfolio Scottsdale, AZ 135,137135.1k $4.3m $4.3m 0.54% Reduced -13.0k -12,954
5 PFS Partners, LLC 3.51% of their portfolio MINE HILL, NJ 131,017131.0k $4.2m $4.2m 3.51% Added +1.7k +1,702
6 MBL Wealth, LLC 0.58% of their portfolio CHARLOTTE, NC 127,451127.5k $4.1m $4.1m 0.58% New
7 AdvisorNet Financial, Inc 0.32% of their portfolio MINNETONKA, MN 116,942116.9k $3.7m $3.7m 0.32% Reduced -738 -738
8 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 107,532107.5k $3.4m $3.4m 0.03% New
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 102,853102.9k $3.3m $3.3m 0.01% Added +36.5k +36,492
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 98,44298.4k $3.1m $3.1m 0.01% Added +2.9k +2,867
11 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 79,59879.6k $2.3m $2.3m 0.05% Added +39.5k +39,474
12 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 66,06666.1k $2.1m $2.1m 0.02% Reduced -6.8k -6,841
13 Onyx Bridge Wealth Group LLC 0.49% of their portfolio TARRYTOWN, NY 64,09064.1k $2.0m $2.0m 0.49% Added +4.2k +4,202
14 Forvis Mazars Wealth Advisors, LLC 0.06% of their portfolio Springfield, MO 61,36461.4k $2.0m $2.0m 0.06% Reduced -907 -907
15 Denver PWM, LLC 0.80% of their portfolio DENVER, CO 60,42560.4k $1.9m $1.9m 0.80% Added +741 +741
16 Sunbelt Securities, Inc. 0.25% of their portfolio HOUSTON, TX 55,28555.3k $1.8m $1.8m 0.25% Reduced -1.6k -1,576
17 DHJJ Financial Advisors, Ltd. 0.75% of their portfolio NAPERVILLE, IL 44,90044.9k $1.4m $1.4m 0.75% Reduced -800 -800
18 CORRADO ADVISORS, LLC 0.95% of their portfolio RAMSEY, NJ 42,55842.6k $1.4m $1.4m 0.95% Reduced -157 -157
19 INDEPENDENT FINANCIAL GROUP, LLC 0.09% of their portfolio SAN DIEGO, CA 40,39940.4k $1.3m $1.3m 0.09% Unchanged
20 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 38,66238.7k $1.2m $1.2m 0.01% Unchanged
21 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 30,19830.2k $965.8k $965.8k 0.01% Reduced -2.3k -2,253
22 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 28,97529.0k $927.0k $927.0k 0.00% Reduced -8.9k -8,933
23 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,47627.5k $877.0k $877.0k 0.00% Added +737 +737
24 Capital Analysts, LLC 0.05% of their portfolio FORT WASHINGTON, PA 26,23826.2k $839.0k $839.0k 0.05% Unchanged
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 26,16826.2k $836.9k $836.9k 0.00% Added +3.6k +3,601
26 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 25,80025.8k $825.1k $825.1k 0.00% Reduced -14.3k -14,262
27 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 21,90221.9k $700.5k $700.5k 0.01% Reduced -80 -80
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,82121.8k $698.0k $698.0k 0.00% Added +249 +249
29 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 20,61520.6k $659.3k $659.3k 0.05% Reduced -2.2k -2,244
30 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 19,58919.6k $626.5k $626.5k 0.06% Reduced -8 -8
31 WEALTH ALLIANCE, LLC 0.09% of their portfolio MELLVILLE, NY 19,24319.2k $615.4k $615.4k 0.09% Unchanged
32 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 18,52218.5k $592.4k $592.4k 0.01% Unchanged
33 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 17,40017.4k $556.5k $556.5k 0.03% Reduced -81.0k -81,050
34 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 17,23117.2k $551.1k $551.1k 0.00% Unchanged
35 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 16,53616.5k $528.9k $528.9k 0.01% Reduced -900 -900
36 SageView Advisory Group, LLC 0.03% of their portfolio Newport Beach, CA 16,07816.1k $514.2k $514.2k 0.03% Added +2.4k +2,433
37 InterOcean Capital Group, LLC 0.02% of their portfolio NASHVILLE, TN 15,16915.2k $485.1k $485.1k 0.02% Unchanged
38 ACAS, LLC 0.65% of their portfolio RANCHO SANTA FE, CA 15,10715.1k $483.2k $483.2k 0.65% Reduced -661 -661
39 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.12% of their portfolio BLUE BELL, PA 13,91713.9k $445.1k $445.1k 0.12% Added +388 +388
40 TFB Advisors LLC 0.19% of their portfolio OVERLAND PARK, KS 13,83313.8k $442.4k $442.4k 0.19% New
41 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 12,44012.4k $397.9k $397.9k 0.04% Reduced -5.4k -5,360
42 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 11,95011.9k $382.2k $382.2k 0.00% Reduced -571 -571
43 BCGM Wealth Management, LLC 0.17% of their portfolio LAFAYETTE, IN 11,80911.8k $377.7k $377.7k 0.17% New
44 Collaborative Wealth Managment Inc. 0.21% of their portfolio LAKE MARY, FL 11,22411.2k $359.0k $359.0k 0.21% Unchanged
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,20411.2k $358.3k $358.3k 0.00% Reduced -3.0k -2,957
46 Alera Investment Advisors, LLC 0.07% of their portfolio DEERFIELD, IL 10,79210.8k $345.1k $345.1k 0.07% Reduced -526 -526
47 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 10,32210.3k $330.1k $330.1k 0.02% First filing
48 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 9,9509.9k $319.2k $319.2k 0.00% Added +1.1k +1,100
49 Valtinson Bruner Financial Planning LLC 0.17% of their portfolio NEW BRIGHTON, MN 9,9429.9k $318.0k $318.0k 0.17% Reduced -1.2k -1,156
50 Cypress Wealth Services, LLC 0.08% of their portfolio PALM DESERT, CA 9,7939.8k $319.8k $319.8k 0.08% Unchanged
51 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 9,6039.6k $307.1k $307.1k 0.01% First filing
52 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 9,4059.4k $300.8k $300.8k 0.00% Unchanged
53 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,0609.1k $289.8k $289.8k 0.00% Unchanged
54 Main Street Financial Solutions, LLC 0.04% of their portfolio NEWTOWN, PA 8,4808.5k $271.2k $271.2k 0.04% Unchanged
55 Truadvice, LLC 0.10% of their portfolio SARASOTA, FL 8,3008.3k $268.8k $268.8k 0.10% Unchanged
56 Diligent Investors, LLC 0.08% of their portfolio REDLANDS, CA 7,9477.9k $254.2k $254.2k 0.08% Unchanged
57 Berger Financial Group, Inc 0.03% of their portfolio PLYMOUTH, MN 7,8237.8k $250.2k $250.2k 0.03% New
58 Alaska Permanent Capital Management, LLC 0.02% of their portfolio ANCHORAGE, AK 7,2697.3k $232.5k $232.5k 0.02% Unchanged
59 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 7,0707.1k $226.1k $226.1k 0.00% Reduced -750 -750
60 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 6,7956.8k $217.0k $217.0k 0.01% Reduced -100 -100
61 Sound View Wealth Advisors Group, LLC 0.03% of their portfolio SAVANNAH, GA 6,7916.8k $217.2k $217.2k 0.03% Unchanged
62 Summit Wealth Partners, LLC 0.05% of their portfolio Orlando, FL 6,6946.7k $214.1k $214.1k 0.05% Unchanged
63 1776 Wealth LLC 0.11% of their portfolio ATLANTA, GA 6,3506.3k $203.1k $203.1k 0.11% New
64 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,5652.6k $82.0k $82.0k 0.00% Added +570 +570
65 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,5002.5k $80.0k $80.0k 0.00% Unchanged
66 Sugarloaf Wealth Management, LLC 0.02% of their portfolio DULUTH, GA 2,4002.4k $76.8k $76.8k 0.02% Unchanged
67 TFO Wealth Partners, LLC 0.01% of their portfolio MAUMEE, OH 2,1882.2k $70.0k $70.0k 0.01% Unchanged
68 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,0602.1k $65.9k $65.9k 0.00% Added +1.1k +1,089
69 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,0002.0k $64.0k $64.0k 0.00% Unchanged
70 Archer Investment Corp 0.02% of their portfolio Carmel, IN 2,0002.0k $64.0k $64.0k 0.02% Unchanged
71 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,6281.6k $52.0k $52.0k 0.00% Unchanged
72 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.00% of their portfolio FORT WAYNE, IN 1,3921.4k $44.5k $44.5k 0.00% Unchanged
73 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 734734 $23.5k $23.5k 0.00% New
74 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 572572 $18.3k $18.3k 0.00% Unchanged
75 Fiduciary Alliance LLC 0.00% of their portfolio GREENVILLE, SC 265265 $8.5k $8.5k 0.00% New
76 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 200200 $6.4k $6.4k 0.00% Unchanged
77 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 182182 $5.8k $5.8k 0.00% Unchanged
78 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged