Vault-13

INNOVATOR ETFS TRUST NJAN

GRWT100 PWR BF · ETP · CUSIP 45782C466

65 institutional holders +10 vs Q3 2023
1,484,8941.5m shares reported held*
$62.3mreported value*
12 new 16 added 16 reduced 7 sold out net bought ≈ $19.1m (+458.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.97.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 48Q4 22: 47Q1 23: 62Q2 23: 55Q3 23: 55Q4 23: 6565Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202248
Q4 202247
Q1 202362
Q2 202355
Q3 202355
Q4 202365

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 15 bought or addedQ4 22: 31 cut or sold outQ4 22Q1 23: 41 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 27 cut or sold outQ3 23Q4 23: 28 bought or addedQ4 23: 23 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221531
Q1 20234115
Q2 20231336
Q3 20231427
Q4 20232823

Biggest buyers

NewEdge Advisors, LLC Added +259,916+259.9k
MAI Capital Management New +83,527+83.5k
Crown Wealth Group, LLC New +30,300+30.3k
AE Wealth Management LLC New +27,422+27.4k
Advus Financial Partners, LLC New +27,101+27.1k
LPL Financial LLC New +19,489+19.5k
Kestra Advisory Services, LLC Added +19,235+19.2k
TRUIST FINANCIAL CORP Added +17,002+17.0k
PFG Advisors New +13,393+13.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +12,239+12.2k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -31,230-31.2k
Snowden Capital Advisors LLC Sold out -14,672-14.7k
OLD MISSION CAPITAL LLC Sold out -13,987-14.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -9,923-9.9k
RETIREMENT GUYS FORMULA LLC Reduced -8,593-8.6k
Brookstone Capital Management Sold out -8,466-8.5k
AVANTAX ADVISORY SERVICES, INC. Sold out -8,334-8.3k
Leading Edge Financial Planning LLC Sold out -7,328-7.3k
DHJJ Financial Advisors, Ltd. Reduced -6,380-6.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -5,383-5.4k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NewEdge Advisors, LLC 0.18% of their portfolio NEW ORLEANS, LA 441,197441.2k $18.7m $18.7m 0.18% Added +259.9k +259,916
2 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 113,992114.0k $4.8m $4.8m 0.01% Reduced -31.2k -31,230
3 MAI Capital Management 0.05% of their portfolio INDEPENDENCE, OH 83,52783.5k $3.5m $3.5m 0.05% New
4 RETIREMENT GUYS FORMULA LLC 1.27% of their portfolio MAUMEE, OH 56,93256.9k $2.4m $2.4m 1.27% Reduced -8.6k -8,593
5 Diligent Investors, LLC 0.51% of their portfolio REDLANDS, CA 44,45044.5k $1.9m $1.9m 0.51% Reduced -1.0k -1,000
6 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 43,70043.7k $1.8m $1.8m 0.00% Added +12.2k +12,239
7 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 39,82039.8k $1.7m $1.7m 0.01% Added +19.2k +19,235
8 My Personal CFO, LLC 1.06% of their portfolio VANCOUVER, WA 39,00039.0k $1.6m $1.6m 1.06% Unchanged
9 DHJJ Financial Advisors, Ltd. 0.64% of their portfolio NAPERVILLE, IL 33,05533.1k $1.4m $1.4m 0.64% Reduced -6.4k -6,380
10 Crown Wealth Group, LLC 0.76% of their portfolio Charlotte, NC 30,30030.3k $1.3m $1.3m 0.76% New
11 Sunbelt Securities, Inc. 0.15% of their portfolio HOUSTON, TX 27,99028.0k $1.2m $1.2m 0.15% Reduced -2.0k -1,975
12 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 27,42227.4k $1.2m $1.2m 0.01% New
13 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 27,32627.3k $1.1m $1.1m 0.00% Added +17.0k +17,002
14 Advus Financial Partners, LLC 0.39% of their portfolio WINTER PARK, FL 27,10127.1k $1.1m $1.1m 0.39% New
15 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 21,46721.5k $895.0k $895.0k 0.01% Reduced -1.6k -1,640
16 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,20221.2k $884.0k $884.0k 0.00% Added +11.6k +11,631
17 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 20,33020.3k $847.6k $847.6k 0.00% Added +6.9k +6,900
18 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 19,72119.7k $822.2k $822.2k 0.00% Reduced -3.9k -3,864
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 19,48919.5k $812.5k $812.5k 0.00% New
20 Sugarloaf Wealth Management, LLC 0.18% of their portfolio DULUTH, GA 17,72817.7k $739.1k $739.1k 0.18% Added +2.8k +2,750
21 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 17,50317.5k $729.7k $729.7k 0.05% Added +252 +252
22 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 15,92615.9k $664.0k $664.0k 0.00% Reduced -1.8k -1,816
23 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 14,49614.5k $604.3k $604.3k 0.01% Unchanged
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,09814.1k $587.7k $587.7k 0.00% Added +8.7k +8,687
25 PFG Advisors 0.05% of their portfolio Phoenix, AZ 13,39313.4k $558.4k $558.4k 0.05% New
26 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 13,24113.2k $552.0k $552.0k 0.04% Reduced -520 -520
27 M Holdings Securities, Inc. 0.06% of their portfolio PORTLAND, OR 12,59412.6k $525.0k $525.0k 0.06% Unchanged
28 Berkshire Money Management, Inc. 0.07% of their portfolio DALTON, MA 12,05512.1k $502.6k $502.6k 0.07% Unchanged
29 Strategic Blueprint, LLC 0.04% of their portfolio ATLANTA, GA 11,67011.7k $486.5k $486.5k 0.04% Reduced -94 -94
30 FSA Advisors, Inc. 0.58% of their portfolio TROY, MI 11,32911.3k $472.3k $472.3k 0.58% First filing
31 CASTLE WEALTH MANAGEMENT LLC 0.28% of their portfolio BOYNTON BEACH, FL 11,09211.1k $462.4k $462.4k 0.28% New
32 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 11,06011.1k $461.1k $461.1k 0.04% Added +4.6k +4,597
33 ODonnell Financial Services, LLC 0.21% of their portfolio SAN RAFAEL, CA 9,9219.9k $413.6k $413.6k 0.21% New
34 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 9,4599.5k $394.3k $394.3k 0.02% Added +464 +464
35 Collaborative Wealth Managment Inc. 0.21% of their portfolio LAKE MARY, FL 9,1699.2k $382.3k $382.3k 0.21% Unchanged
36 Arlington Capital Management, Inc. 0.34% of their portfolio ARLINGTON HEIGHTS, IL 8,9428.9k $372.8k $372.8k 0.34% Added +152 +152
37 Faithward Advisors, LLC 0.08% of their portfolio LANCASTER, PA 8,4708.5k $361.8k $361.8k 0.08% New
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,4698.5k $353.0k $353.0k 0.00% Added +2.2k +2,160
39 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,3648.4k $348.7k $348.7k 0.00% Added +2.7k +2,662
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 7,9197.9k $330.1k $330.1k 0.00% Reduced -9.9k -9,923
41 CRA Financial Services, LLC 0.08% of their portfolio NORTHFIELD, NJ 7,7257.7k $322.1k $322.1k 0.08% Reduced -1.1k -1,100
42 Long Island Wealth Management, Inc. 0.22% of their portfolio MELVILLE, NY 7,4347.4k $310.0k $310.0k 0.22% First filing
43 FOCUS FINANCIAL NETWORK INC /ADV 0.01% of their portfolio Minneapolis, MN 7,4057.4k $308.7k $308.7k 0.01% First filing
44 Clear Point Advisors Inc. 0.26% of their portfolio MELVILLE, NY 6,9406.9k $289.3k $289.3k 0.26% First filing
45 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,6016.6k $275.2k $275.2k 0.00% Unchanged
46 Main Street Financial Solutions, LLC 0.03% of their portfolio NEWTOWN, PA 6,3006.3k $262.6k $262.6k 0.03% Unchanged
47 World Investment Advisors 0.04% of their portfolio LINCROFT, NJ 6,2776.3k $297.2k $297.2k 0.04% Added +24 +24
48 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 5,9135.9k $246.5k $246.5k 0.02% New
49 Keystone Wealth Services, LLC 0.08% of their portfolio PALM DESERT, CA 5,8435.8k $243.6k $243.6k 0.08% Unchanged
50 Comprehensive Financial Consultants Institutional, Inc. 0.11% of their portfolio Bloomington, IN 5,4905.5k $228.9k $228.9k 0.11% Reduced -25 -25
51 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 5,1165.1k $213.3k $213.3k 0.00% Reduced -245 -245
52 Compass Advisory Group LLC 0.10% of their portfolio MELVILLE, NY 5,0755.1k $211.6k $211.6k 0.10% Unchanged
53 Pillar Wealth Advisors, LLC 0.16% of their portfolio WESTTOWN, PA 5,0625.1k $211.0k $211.0k 0.16% Unchanged
54 Optimist Retirement Group LLC 0.14% of their portfolio BELLEVUE, WA 5,0125.0k $208.9k $208.9k 0.14% First filing
55 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,0333.0k $126.4k $126.4k 0.01% Reduced -127 -127
56 Global Trust Asset Management, LLC 0.05% of their portfolio PALM BEACH GARDENS, FL 2,9002.9k $120.9k $120.9k 0.05% Unchanged
57 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,5392.5k $105.9k $105.9k 0.00% First filing
58 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.02% of their portfolio BLUE BELL, PA 1,8341.8k $76.5k $76.5k 0.02% Unchanged
59 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,5371.5k $64.0k $64.0k 0.00% New
60 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 637637 $26.6k $26.6k 0.00% Reduced -80 -80
61 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 440440 $18.3k $18.3k 0.00% Added +220 +220
62 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 433433 $18.1k $18.1k 0.00% Unchanged
63 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 300300 $12.5k $12.5k 0.00% Unchanged
64 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 129129 $5.0k $5.0k 0.00% New
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged