Vault-13

INNOVATOR ETFS TRUST BFEB

US EQTY BUFR FEB · ETP · CUSIP 45782C433

86 institutional holders +10 vs Q4 2023
4,382,6144.4m shares reported held*
$172.1mreported value*
17 new 39 added 14 reduced 8 sold out net bought ≈ $108.8m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.28.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 52Q4 22: 50Q1 23: 79Q2 23: 76Q3 23: 74Q4 23: 76Q1 24: 8686Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202252
Q4 202250
Q1 202379
Q2 202376
Q3 202374
Q4 202376
Q1 202486

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 8 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 14 bought or addedQ4 23: 37 cut or sold outQ4 23Q1 24: 56 bought or addedQ1 24: 22 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022828
Q1 20235221
Q2 20232141
Q3 20231731
Q4 20231437
Q1 20245622

Biggest buyers

Gradient Investments LLC Added +1,945,870+1.9m
Brookstone Capital Management Added +227,546+227.5k
Cetera Investment Advisers Added +77,034+77.0k
Raymond James Financial Services Advisors, Inc. Added +74,469+74.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +71,557+71.6k
Penserra Capital Management LLC Added +61,854+61.9k
ENVESTNET ASSET MANAGEMENT INC Added +48,449+48.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +37,491+37.5k
MACROVIEW INVESTMENT MANAGEMENT LLC New +31,821+31.8k
OSAIC HOLDINGS, INC. Added +31,815+31.8k

Biggest sellers

Cetera Advisors LLC Sold out -48,949-48.9k
Valtinson Bruner Financial Planning LLC Reduced -24,696-24.7k
Cetera Advisor Networks LLC Sold out -23,600-23.6k
GOLDMAN SACHS GROUP INC Sold out -21,257-21.3k
Janney Montgomery Scott LLC Reduced -20,239-20.2k
JANE STREET GROUP, LLC Sold out -15,658-15.7k
CITADEL ADVISORS LLC Sold out -9,162-9.2k
ROYAL BANK OF CANADA Reduced -7,645-7.6k
MML INVESTORS SERVICES, LLC Reduced -4,915-4.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -4,557-4.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (2.0%, 2026-10-02)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Gradient Investments LLC 1.77% of their portfolio ARDEN HILLS, MN 1,946,3041.9m $76.5m $76.5m 1.77% Added +1.9m +1,945,870
2 Brookstone Capital Management 0.17% of their portfolio WHEATON, IL 242,513242.5k $9.5m $9.5m 0.17% Added +227.5k +227,546
3 Penserra Capital Management LLC 0.11% of their portfolio ORINDA, CA 228,444228.4k $9.0m $9.0m 0.11% Added +61.9k +61,854
4 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 128,389128.4k $5.0m $5.0m 0.01% Added +31.8k +31,815
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 125,273125.3k $4.9m $4.9m 0.01% Added +71.6k +71,557
6 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 96,60896.6k $3.8m $3.8m 0.01% Added +77.0k +77,034
7 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 95,07495.1k $3.7m $3.7m 0.01% Added +11.6k +11,565
8 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 85,88985.9k $3.4m $3.4m 0.01% Added +74.5k +74,469
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 78,26778.3k $3.1m $3.1m 0.00% Added +48.4k +48,449
10 My Personal CFO, LLC 1.70% of their portfolio VANCOUVER, WA 75,12575.1k $3.0m $3.0m 1.70% Added +6.6k +6,625
11 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 73,97974.0k $2.9m $2.9m 0.01% Added +2.0k +2,027
12 Bellwether Advisors, LLC 0.59% of their portfolio LINCOLN, NE 68,24168.2k $2.7m $2.7m 0.59% Added +26.9k +26,856
13 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 67,51467.5k $2.7m $2.7m 0.01% Added +21.6k +21,575
14 Fragasso Financial Advisors Inc 0.22% of their portfolio SEWICKLEY, PA 66,53266.5k $2.6m $2.6m 0.22% Added +183 +183
15 Valtinson Bruner Financial Planning LLC 1.01% of their portfolio NEW BRIGHTON, MN 60,09160.1k $2.4m $2.4m 1.01% Reduced -24.7k -24,696
16 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 42,02142.0k $1.7m $1.7m 0.00% Reduced -20.2k -20,239
17 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.32% of their portfolio BLUE BELL, PA 38,08638.1k $1.5m $1.5m 0.32% Added +456 +456
18 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 37,49137.5k $1.5m $1.5m 0.00% New
19 DHJJ Financial Advisors, Ltd. 0.64% of their portfolio NAPERVILLE, IL 36,95337.0k $1.5m $1.5m 0.64% Added +324 +324
20 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 36,15036.1k $1.4m $1.4m 0.02% Added +3.7k +3,685
21 CoreCap Advisors, LLC 0.07% of their portfolio SOUTHFIELD, MI 33,82233.8k $1.3m $1.3m 0.07% Added +19.3k +19,290
22 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 33,08333.1k $1.3m $1.3m 0.01% Added +8.7k +8,663
23 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 32,43032.4k $1.3m $1.3m 0.02% Added +14.1k +14,105
24 MACROVIEW INVESTMENT MANAGEMENT LLC 1.39% of their portfolio BETHESDA, MD 31,82131.8k $1.2m $1.2m 1.39% New
25 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 29,72829.7k $1.2m $1.2m 0.03% Reduced -2.9k -2,949
26 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 28,58828.6k $1.1m $1.1m 0.00% Added +10.2k +10,213
27 BCS Wealth Management 0.35% of their portfolio JOHNSON CITY, TN 27,59627.6k $1.1m $1.1m 0.35% Added +13.3k +13,324
28 FSA Advisors, Inc. 1.13% of their portfolio TROY, MI 26,88726.9k $1.1m $1.1m 1.13% Reduced -409 -409
29 Berkshire Money Management, Inc. 0.13% of their portfolio DALTON, MA 26,72026.7k $1.0m $1.0m 0.13% Unchanged
30 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 25,44725.4k $999.6k $999.6k 0.01% New
31 INTEGRAL INVESTMENT ADVISORS, INC. 0.39% of their portfolio TURLOCK, CA 23,96224.0k $941.0k $941.0k 0.39% Reduced -513 -513
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 23,66023.7k $929.0k $929.0k 0.00% Reduced -4.9k -4,915
33 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 19,66519.7k $772.4k $772.4k 0.02% Added +3.9k +3,870
34 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 18,76918.8k $737.2k $737.2k 0.00% Added +12.7k +12,723
35 Financial Network Wealth Advisors LLC 0.68% of their portfolio MURRAY, UT 17,34217.3k $681.2k $681.2k 0.68% New
36 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 16,60616.6k $652.3k $652.3k 0.02% Added +10.8k +10,787
37 PCA Investment Advisory Services Inc. 0.36% of their portfolio CINCINNATI, OH 16,23616.2k $637.8k $637.8k 0.36% Added +6.6k +6,644
38 First Commonwealth Financial Corp /PA/ 0.17% of their portfolio Indiana, PA 15,90915.9k $624.9k $624.9k 0.17% New
39 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 14,26214.3k $560.2k $560.2k 0.02% Added +2.9k +2,924
40 Lantz Financial LLC 0.18% of their portfolio NAPERVILLE, IL 13,91913.9k $546.7k $546.7k 0.18% Added +3.7k +3,743
41 Visionary Wealth Advisors 0.04% of their portfolio O'FALLON, IL 13,48913.5k $529.8k $529.8k 0.04% Reduced -903 -903
42 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 13,32813.3k $523.5k $523.5k 0.06% Added +1.4k +1,415
43 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 13,06513.1k $513.2k $513.2k 0.01% Added +9.9k +9,901
44 Strategic Blueprint, LLC 0.04% of their portfolio ATLANTA, GA 12,79312.8k $502.5k $502.5k 0.04% Added +4.0k +4,034
45 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 12,73912.7k $500.4k $500.4k 0.01% New
46 Outlook Wealth Advisors, LLC 0.15% of their portfolio SHENANDOAH, TX 12,30812.3k $483.5k $483.5k 0.15% Added +2.3k +2,336
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,49611.5k $451.6k $451.6k 0.00% Reduced -4.6k -4,557
48 BCGM Wealth Management, LLC 0.14% of their portfolio LAFAYETTE, IN 10,00010.0k $392.8k $392.8k 0.14% Unchanged
49 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 9,98910.0k $392.4k $392.4k 0.01% Reduced -466 -466
50 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 9,7509.8k $383.0k $383.0k 0.01% New
51 CRA Financial Services, LLC 0.08% of their portfolio NORTHFIELD, NJ 9,4489.4k $371.1k $371.1k 0.08% New
52 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 9,1169.1k $358.1k $358.1k 0.02% New
53 Vantage Financial Partners, LLC 0.10% of their portfolio ELM GROVE, WI 9,0579.1k $355.8k $355.8k 0.10% Added +3.3k +3,259
54 Trek Financial, LLC 0.03% of their portfolio Scottsdale, AZ 9,0129.0k $354.0k $354.0k 0.03% New
55 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 8,2798.3k $319.9k $319.9k 0.01% Unchanged
56 PFG Advisors 0.02% of their portfolio Phoenix, AZ 7,9257.9k $311.3k $311.3k 0.02% New
57 Focus Financial Network, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 7,7867.8k $298.6k $298.6k 0.01% First filing
58 CENTRAL VALLEY ADVISORS, LLC 0.15% of their portfolio SACRAMENTO, CA 7,3417.3k $288.4k $288.4k 0.15% Reduced -937 -937
59 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 7,1147.1k $279.4k $279.4k 0.02% Added +1.6k +1,560
60 Orion Capital Management LLC 0.14% of their portfolio CORONADO, CA 6,7006.7k $263.2k $263.2k 0.14% Reduced -500 -500
61 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,5726.6k $258.1k $258.1k 0.00% New
62 Global Trust Asset Management, LLC 0.10% of their portfolio PALM BEACH GARDENS, FL 6,4506.5k $253.4k $253.4k 0.10% Added +4.0k +3,950
63 John W. Brooker & Co., CPAs 0.14% of their portfolio OAKLAND, CA 6,4006.4k $251.4k $251.4k 0.14% New
64 Bluesphere Advisors LLC 0.13% of their portfolio EAST NORRITON, PA 6,2006.2k $243.5k $243.5k 0.13% Unchanged
65 Evolution Wealth Advisors, LLC 0.04% of their portfolio AVENTURA, FL 5,5805.6k $219.2k $219.2k 0.04% Unchanged
66 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 5,4585.5k $214.4k $214.4k 0.02% New
67 Diligent Investors, LLC 0.05% of their portfolio REDLANDS, CA 5,3755.4k $211.1k $211.1k 0.05% New
68 Castellan Group 0.10% of their portfolio LOUISVILLE, KY 5,2205.2k $205.0k $205.0k 0.10% New
69 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 4,0704.1k $159.9k $159.9k 0.01% Unchanged
70 Archer Investment Corp 0.05% of their portfolio Carmel, IN 4,0004.0k $157.1k $157.1k 0.05% Unchanged
71 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 2,2502.2k $88.4k $88.4k 0.01% Added +1.0k +1,000
72 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,0652.1k $81.1k $81.1k 0.00% Unchanged
73 Sugarloaf Wealth Management, LLC 0.02% of their portfolio DULUTH, GA 1,9702.0k $77.4k $77.4k 0.02% Added +203 +203
74 Clear Point Advisors Inc. 0.06% of their portfolio MELVILLE, NY 1,9251.9k $75.6k $75.6k 0.06% Unchanged
75 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,8251.8k $71.7k $71.7k 0.01% Unchanged
76 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,8001.8k $71.0k $71.0k 0.00% Added +350 +350
77 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,7441.7k $68.5k $68.5k 0.00% Reduced -3 -3
78 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,7381.7k $68.3k $68.3k 0.00% Added +1.4k +1,376
79 Integrity Financial Corp /WA 0.04% of their portfolio JACKSON, WY 1,5951.6k $62.7k $62.7k 0.04% Unchanged
80 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,3801.4k $54.0k $54.0k 0.00% Reduced -7.6k -7,645
81 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1,0101.0k $39.7k $39.7k 0.00% Unchanged
82 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 665665 $26.1k $26.1k 0.00% New
83 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 620620 $24.4k $24.4k 0.00% Unchanged
84 JDM Financial Group LLC 0.01% of their portfolio AUSTIN, TX 450450 $17.7k $17.7k 0.01% Unchanged
85 UBS Group AG 0.00% of their portfolio ZURICH, V8 121121 $4.8k $4.8k 0.00% Reduced -624 -624
86 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged