Vault-13

INNOVATOR ETFS TRUST BFEB

US EQTY BUFR FEB · ETP · CUSIP 45782C433

76 institutional holders +2 vs Q3 2023
1,604,2191.6m shares reported held*
$58.8mreported value*
8 new 6 added 27 reduced 10 sold out net sold ≈ $14.8m (-403.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.64.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 52Q4 22: 50Q1 23: 79Q2 23: 76Q3 23: 74Q4 23: 7676Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202252
Q4 202250
Q1 202379
Q2 202376
Q3 202374
Q4 202376

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 8 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 14 bought or addedQ4 23: 37 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022828
Q1 20235221
Q2 20232141
Q3 20231731
Q4 20231437

Biggest buyers

Penserra Capital Management LLC Added +25,122+25.1k
GOLDMAN SACHS GROUP INC New +21,257+21.3k
JANE STREET GROUP, LLC New +15,658+15.7k
OLD MISSION CAPITAL LLC Added +8,257+8.3k
LPL Financial LLC New +6,046+6.0k
RFG Advisory, LLC New +5,819+5.8k
Evolution Wealth Advisors, LLC New +5,580+5.6k
NATIONS FINANCIAL GROUP INC, /IA/ /ADV New +5,554+5.6k
ROYAL BANK OF CANADA Added +4,607+4.6k
Advisory Services Network, LLC New +3,164+3.2k

Biggest sellers

Accuvest Global Advisors Sold out -181,207-181.2k
Mariner, LLC Sold out -122,253-122.3k
OSAIC HOLDINGS, INC. Reduced -68,087-68.1k
Mutual Advisors, LLC Sold out -48,873-48.9k
Janney Montgomery Scott LLC Reduced -17,405-17.4k
KFG WEALTH MANAGEMENT, LLC Sold out -10,075-10.1k
Sigma Planning Corp Sold out -8,075-8.1k
SILVER OAK SECURITIES, INCORPORATED Sold out -7,047-7.0k
Chicago Partners Investment Group LLC Reduced -6,869-6.9k
Beacon Pointe Advisors, LLC Reduced -5,881-5.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (2.0%, 2026-10-02)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Penserra Capital Management LLC 0.11% of their portfolio ORINDA, CA 166,590166.6k $6.1m $6.1m 0.11% Added +25.1k +25,122
2 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 96,57496.6k $3.5m $3.5m 0.01% Reduced -68.1k -68,087
3 Valtinson Bruner Financial Planning LLC 1.60% of their portfolio NEW BRIGHTON, MN 84,78784.8k $3.1m $3.1m 1.60% Reduced -794 -794
4 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 83,50983.5k $3.1m $3.1m 0.01% Reduced -660 -660
5 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 71,95272.0k $2.6m $2.6m 0.01% Unchanged
6 My Personal CFO, LLC 1.63% of their portfolio VANCOUVER, WA 68,50068.5k $2.5m $2.5m 1.63% Unchanged
7 Fragasso Financial Advisors Inc 0.22% of their portfolio SEWICKLEY, PA 66,34966.3k $2.4m $2.4m 0.22% Unchanged
8 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 62,26062.3k $2.3m $2.3m 0.01% Reduced -17.4k -17,405
9 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 53,71653.7k $2.0m $2.0m 0.00% Reduced -771 -771
10 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 48,94948.9k $1.8m $1.8m 0.02% Reduced -4.3k -4,258
11 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 45,93945.9k $1.7m $1.7m 0.01% Reduced -3.2k -3,163
12 Bellwether Advisors, LLC 0.37% of their portfolio LINCOLN, NE 41,38541.4k $1.5m $1.5m 0.37% Unchanged
13 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.33% of their portfolio BLUE BELL, PA 37,63037.6k $1.4m $1.4m 0.33% Reduced -158 -158
14 DHJJ Financial Advisors, Ltd. 0.63% of their portfolio NAPERVILLE, IL 36,62936.6k $1.3m $1.3m 0.63% Reduced -444 -444
15 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 32,67732.7k $1.2m $1.2m 0.03% Added +8.3k +8,257
16 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 32,46532.5k $1.2m $1.2m 0.02% Added +680 +680
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 29,81829.8k $1.1m $1.1m 0.00% Reduced -732 -732
18 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 28,57528.6k $1.0m $1.0m 0.00% Reduced -352 -352
19 FSA Advisors, Inc. 1.24% of their portfolio TROY, MI 27,29627.3k $999.9k $999.9k 1.24% First filing
20 Berkshire Money Management, Inc. 0.13% of their portfolio DALTON, MA 26,72026.7k $978.8k $978.8k 0.13% Unchanged
21 INTEGRAL INVESTMENT ADVISORS, INC. 0.57% of their portfolio TURLOCK, CA 24,47524.5k $896.5k $896.5k 0.57% Unchanged
22 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 24,42024.4k $894.5k $894.5k 0.01% Reduced -5.9k -5,881
23 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 23,60023.6k $864.5k $864.5k 0.00% Unchanged
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 21,25721.3k $778.6k $778.6k 0.00% New
25 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 19,57419.6k $717.0k $717.0k 0.01% Unchanged
26 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 18,37518.4k $673.1k $673.1k 0.00% Reduced -3.6k -3,625
27 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 18,32518.3k $671.2k $671.2k 0.01% Added +2.2k +2,178
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,05316.1k $588.0k $588.0k 0.00% Reduced -452 -452
29 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 15,79515.8k $578.6k $578.6k 0.02% Unchanged
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,65815.7k $573.6k $573.6k 0.00% New
31 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 14,96715.0k $548.2k $548.2k 0.01% Reduced -1.6k -1,587
32 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 14,53214.5k $532.3k $532.3k 0.03% Added +741 +741
33 Visionary Wealth Advisors 0.04% of their portfolio O'FALLON, IL 14,39214.4k $527.2k $527.2k 0.04% Reduced -1.0k -1,044
34 BCS Wealth Management 0.19% of their portfolio JOHNSON CITY, TN 14,27214.3k $523.0k $523.0k 0.19% Reduced -4.7k -4,691
35 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 11,91311.9k $436.4k $436.4k 0.05% Reduced -746 -746
36 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,42011.4k $418.3k $418.3k 0.00% Unchanged
37 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 11,33811.3k $415.3k $415.3k 0.02% First filing
38 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 10,45510.5k $383.0k $383.0k 0.01% Reduced -700 -700
39 Lantz Financial LLC 0.13% of their portfolio NAPERVILLE, IL 10,17610.2k $372.7k $372.7k 0.13% Reduced -18 -18
40 BCGM Wealth Management, LLC 0.15% of their portfolio LAFAYETTE, IN 10,00010.0k $366.3k $366.3k 0.15% Unchanged
41 Outlook Wealth Advisors, LLC 0.13% of their portfolio SHENANDOAH, TX 9,97210.0k $365.3k $365.3k 0.13% Unchanged
42 PCA Investment Advisory Services Inc. 0.23% of their portfolio CINCINNATI, OH 9,5929.6k $351.4k $351.4k 0.23% Unchanged
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,1629.2k $335.6k $335.6k 0.00% Reduced -1.6k -1,589
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,0259.0k $331.0k $331.0k 0.00% Added +4.6k +4,607
45 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 8,7598.8k $320.8k $320.8k 0.03% Unchanged
46 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 8,2798.3k $309.7k $309.7k 0.01% Reduced -6.9k -6,869
47 CENTRAL VALLEY ADVISORS, LLC 0.18% of their portfolio SACRAMENTO, CA 8,2788.3k $303.2k $303.2k 0.18% First filing
48 Orion Capital Management LLC 0.15% of their portfolio CORONADO, CA 7,2007.2k $263.7k $263.7k 0.15% Unchanged
49 Bluesphere Advisors LLC 0.14% of their portfolio EAST NORRITON, PA 6,2006.2k $227.1k $227.1k 0.14% Unchanged
50 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 6,0466.0k $221.5k $221.5k 0.00% New
51 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 5,8195.8k $213.2k $213.2k 0.01% New
52 Vantage Financial Partners, LLC 0.06% of their portfolio ELM GROVE, WI 5,7985.8k $212.4k $212.4k 0.06% Reduced -309 -309
53 Evolution Wealth Advisors, LLC 0.04% of their portfolio AVENTURA, FL 5,5805.6k $204.4k $204.4k 0.04% New
54 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 5,5545.6k $203.4k $203.4k 0.02% New
55 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 4,0704.1k $149.1k $149.1k 0.01% Reduced -180 -180
56 Archer Investment Corp 0.05% of their portfolio Carmel, IN 4,0004.0k $146.5k $146.5k 0.05% Unchanged
57 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 3,1643.2k $115.9k $115.9k 0.00% New
58 AlphaCore Capital LLC 0.02% of their portfolio LA JOLLA, CA 3,0003.0k $109.9k $109.9k 0.02% Unchanged
59 Global Trust Asset Management, LLC 0.04% of their portfolio PALM BEACH GARDENS, FL 2,5002.5k $91.6k $91.6k 0.04% Unchanged
60 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,0652.1k $76.8k $76.8k 0.00% Unchanged
61 Clear Point Advisors Inc. 0.06% of their portfolio MELVILLE, NY 1,9251.9k $70.5k $70.5k 0.06% First filing
62 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,8251.8k $66.8k $66.8k 0.01% Reduced -250 -250
63 Sugarloaf Wealth Management, LLC 0.02% of their portfolio DULUTH, GA 1,7671.8k $64.7k $64.7k 0.02% Unchanged
64 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,7471.7k $64.0k $64.0k 0.00% Unchanged
65 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 1,6001.6k $58.6k $58.6k 0.01% Unchanged
66 Integrity Financial Corp /WA 0.04% of their portfolio JACKSON, WY 1,5951.6k $58.4k $58.4k 0.04% Unchanged
67 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,4501.4k $53.0k $53.0k 0.00% Unchanged
68 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,2501.2k $45.8k $45.8k 0.00% Unchanged
69 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1,0101.0k $37.0k $37.0k 0.00% First filing
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 745745 $27.3k $27.3k 0.00% Reduced -228 -228
71 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 620620 $22.7k $22.7k 0.00% Reduced -255 -255
72 JDM Financial Group LLC 0.01% of their portfolio AUSTIN, TX 450450 $16.5k $16.5k 0.01% Unchanged
73 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 434434 $15.9k $15.9k 0.00% Unchanged
74 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 362362 $13.3k $13.3k 0.00% Unchanged
75 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5959 $2.2k $2.2k 0.00% New
76 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged