Vault-13

INNOVATOR ETFS TRUST BFEB

US EQTY BUFR FEB · ETP · CUSIP 45782C433

74 institutional holders -2 vs Q2 2023
1,962,2932.0m shares reported held*
$65.4mreported value*
4 new 13 added 25 reduced 6 sold out net sold ≈ $20.7m (-621.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.31.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 52Q4 22: 50Q1 23: 79Q2 23: 76Q3 23: 7474Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202252
Q4 202250
Q1 202379
Q2 202376
Q3 202374

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 8 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 31 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022828
Q1 20235221
Q2 20232141
Q3 20231731

Biggest buyers

OSAIC HOLDINGS, INC. Added +60,372+60.4k
Penserra Capital Management LLC Added +42,903+42.9k
TOWNSQUARE CAPITAL LLC New +16,147+16.1k
OLD MISSION CAPITAL LLC Added +13,655+13.7k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +12,281+12.3k
Snowden Capital Advisors LLC Added +6,090+6.1k
Mariner, LLC Added +4,719+4.7k
ROYAL BANK OF CANADA New +4,418+4.4k
JPMORGAN CHASE & CO New +3,008+3.0k
Mutual Advisors, LLC Added +2,184+2.2k

Biggest sellers

Gradient Investments LLC Reduced -410,561-410.6k
Brookstone Capital Management Reduced -158,067-158.1k
Steward Financial Group LLC Reduced -49,860-49.9k
Sigma Planning Corp Reduced -36,355-36.4k
Janney Montgomery Scott LLC Reduced -26,951-27.0k
Cetera Advisors LLC Reduced -16,364-16.4k
Krilogy Financial LLC Sold out -14,060-14.1k
Accuvest Global Advisors Reduced -13,338-13.3k
CreativeOne Wealth, LLC Sold out -12,180-12.2k
CITADEL ADVISORS LLC Reduced -11,062-11.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (2.0%, 2026-10-02)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Accuvest Global Advisors 3.31% of their portfolio PROVO, UT 181,207181.2k $6.0m $6.0m 3.31% Reduced -13.3k -13,338
2 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 164,661164.7k $5.5m $5.5m 0.01% Added +60.4k +60,372
3 Penserra Capital Management LLC 0.10% of their portfolio ORINDA, CA 141,468141.5k $4.7m $4.7m 0.10% Added +42.9k +42,903
4 Mariner, LLC 0.01% of their portfolio Overland Park, KS 122,253122.3k $4.1m $4.1m 0.01% Added +4.7k +4,719
5 Valtinson Bruner Financial Planning LLC 1.56% of their portfolio NEW BRIGHTON, MN 85,58185.6k $2.9m $2.9m 1.56% Reduced -600 -600
6 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 84,16984.2k $2.8m $2.8m 0.01% Added +741 +741
7 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 79,66579.7k $2.7m $2.7m 0.01% Reduced -27.0k -26,951
8 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 71,95272.0k $2.4m $2.4m 0.01% Unchanged
9 My Personal CFO, LLC 1.84% of their portfolio VANCOUVER, WA 68,50068.5k $2.3m $2.3m 1.84% Unchanged
10 Fragasso Financial Advisors Inc 0.23% of their portfolio SEWICKLEY, PA 66,34966.3k $2.2m $2.2m 0.23% Unchanged
11 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 54,48754.5k $1.8m $1.8m 0.00% Reduced -4.7k -4,736
12 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 53,20753.2k $1.8m $1.8m 0.03% Reduced -16.4k -16,364
13 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 49,10249.1k $1.6m $1.6m 0.01% Added +14 +14
14 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 48,87348.9k $1.6m $1.6m 0.06% Added +2.2k +2,184
15 Bellwether Advisors, LLC 0.38% of their portfolio LINCOLN, NE 41,38541.4k $1.4m $1.4m 0.38% Unchanged
16 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.34% of their portfolio BLUE BELL, PA 37,78837.8k $1.3m $1.3m 0.34% Added +12.3k +12,281
17 DHJJ Financial Advisors, Ltd. 0.63% of their portfolio NAPERVILLE, IL 37,07337.1k $1.2m $1.2m 0.63% Reduced -1.9k -1,879
18 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 31,78531.8k $1.1m $1.1m 0.02% Reduced -680 -680
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 30,55030.6k $1.0m $1.0m 0.00% Reduced -686 -686
20 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 30,30130.3k $1.0m $1.0m 0.01% Reduced -872 -872
21 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 28,92728.9k $964.0k $964.0k 0.01% Added +94 +94
22 Berkshire Money Management, Inc. 0.13% of their portfolio DALTON, MA 26,72026.7k $890.2k $890.2k 0.13% Unchanged
23 INTEGRAL INVESTMENT ADVISORS, INC. 0.57% of their portfolio TURLOCK, CA 24,47524.5k $815.4k $815.4k 0.57% Unchanged
24 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 24,42024.4k $813.6k $813.6k 0.03% Added +13.7k +13,655
25 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 23,60023.6k $786.2k $786.2k 0.00% Reduced -137 -137
26 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 22,00022.0k $732.9k $732.9k 0.00% Unchanged
27 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 19,57419.6k $652.1k $652.1k 0.01% Reduced -262 -262
28 BCS Wealth Management 0.26% of their portfolio JOHNSON CITY, TN 18,96319.0k $632.0k $632.0k 0.26% Reduced -3.6k -3,572
29 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 16,55416.6k $550.9k $550.9k 0.01% Reduced -158.1k -158,067
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,50516.5k $549.9k $549.9k 0.00% Added +639 +639
31 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 16,14716.1k $537.9k $537.9k 0.01% New
32 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 15,79515.8k $526.2k $526.2k 0.02% Added +6.1k +6,090
33 Visionary Wealth Advisors 0.04% of their portfolio O'FALLON, IL 15,43615.4k $514.2k $514.2k 0.04% Reduced -300 -300
34 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 15,14815.1k $498.7k $498.7k 0.03% Unchanged
35 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 13,79113.8k $459.4k $459.4k 0.03% Added +851 +851
36 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 12,65912.7k $421.7k $421.7k 0.05% Reduced -133 -133
37 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,42011.4k $380.5k $380.5k 0.00% Unchanged
38 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 11,15511.2k $371.6k $371.6k 0.01% Unchanged
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,75110.8k $358.2k $358.2k 0.00% Reduced -11.1k -11,062
40 Lantz Financial LLC 0.14% of their portfolio NAPERVILLE, IL 10,19410.2k $339.6k $339.6k 0.14% Unchanged
41 KFG WEALTH MANAGEMENT, LLC 0.18% of their portfolio GRANGER, IN 10,07510.1k $335.6k $335.6k 0.18% Unchanged
42 BCGM Wealth Management, LLC 0.15% of their portfolio LAFAYETTE, IN 10,00010.0k $333.1k $333.1k 0.15% Unchanged
43 Outlook Wealth Advisors, LLC 0.13% of their portfolio SHENANDOAH, TX 9,97210.0k $332.2k $332.2k 0.13% Unchanged
44 PCA Investment Advisory Services Inc. 0.23% of their portfolio CINCINNATI, OH 9,5929.6k $319.6k $319.6k 0.23% Reduced -120 -120
45 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 8,7598.8k $291.8k $291.8k 0.03% Reduced -11 -11
46 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 8,0758.1k $269.0k $269.0k 0.01% Reduced -36.4k -36,355
47 Orion Capital Management LLC 0.16% of their portfolio CORONADO, CA 7,2007.2k $239.9k $239.9k 0.16% Unchanged
48 SILVER OAK SECURITIES, INCORPORATED 0.05% of their portfolio JACKSON, TN 7,0477.0k $234.8k $234.8k 0.05% Reduced -2.1k -2,090
49 Bluesphere Advisors LLC 0.15% of their portfolio EAST NORRITON, PA 6,2006.2k $206.6k $206.6k 0.15% Unchanged
50 Vantage Financial Partners, LLC 0.08% of their portfolio ELM GROVE, WI 6,1076.1k $203.5k $203.5k 0.08% Reduced -3.0k -3,002
51 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,4184.4k $147.0k $147.0k 0.00% New
52 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 4,2504.2k $141.6k $141.6k 0.01% Unchanged
53 Steward Financial Group LLC 0.04% of their portfolio COLLEYVILLE, TX 4,1544.2k $138.0k $138.0k 0.04% Reduced -49.9k -49,860
54 Archer Investment Corp 0.05% of their portfolio Carmel, IN 4,0004.0k $133.3k $133.3k 0.05% Reduced -1.5k -1,500
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,0083.0k $100.2k $100.2k 0.00% New
56 AlphaCore Capital LLC 0.02% of their portfolio LA JOLLA, CA 3,0003.0k $99.9k $99.9k 0.02% Unchanged
57 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,5002.5k $83.3k $83.3k 0.00% Unchanged
58 Global Trust Asset Management, LLC 0.04% of their portfolio PALM BEACH GARDENS, FL 2,5002.5k $83.3k $83.3k 0.04% Unchanged
59 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 2,0752.1k $69.1k $69.1k 0.01% Unchanged
60 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,0652.1k $68.8k $68.8k 0.00% Unchanged
61 Sugarloaf Wealth Management, LLC 0.01% of their portfolio DULUTH, GA 1,7671.8k $58.9k $58.9k 0.01% Unchanged
62 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,7471.7k $58.2k $58.2k 0.00% Added +671 +671
63 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 1,6001.6k $53.3k $53.3k 0.01% Unchanged
64 Integrity Financial Corp /WA 0.04% of their portfolio JACKSON, WY 1,5951.6k $53.1k $53.1k 0.04% Unchanged
65 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,4501.4k $48.0k $48.0k 0.00% Unchanged
66 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,2501.2k $41.6k $41.6k 0.00% Unchanged
67 UBS Group AG 0.00% of their portfolio ZURICH, V8 973973 $32.4k $32.4k 0.00% Reduced -94 -94
68 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 875875 $29.2k $29.2k 0.00% Unchanged
69 JDM Financial Group LLC 0.01% of their portfolio AUSTIN, TX 450450 $15.0k $15.0k 0.01% Unchanged
70 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 434434 $14.5k $14.5k 0.00% Reduced -410.6k -410,561
71 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 362362 $12.1k $12.1k 0.00% Unchanged
72 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 200200 $6.7k $6.7k 0.00% Unchanged
73 FMR LLC 0.00% of their portfolio BOSTON, MA 33 $100 $100 0.00% New
74 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged