Vault-13

INNOVATOR ETFS TRUST BMAR

US EQTY BUFR MAR · ETP · CUSIP 45782C391

70 institutional holders +3 vs Q3 2023
1,303,1281.3m shares reported held*
$51.6mreported value*
7 new 7 added 32 reduced 6 sold out net sold ≈ $4.4m (-109.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.63.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 51Q4 22: 49Q1 23: 67Q2 23: 71Q3 23: 67Q4 23: 7070Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202251
Q4 202249
Q1 202367
Q2 202371
Q3 202367
Q4 202370

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 9 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 35 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 14 bought or addedQ4 23: 38 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022927
Q1 20234321
Q2 20232035
Q3 20231931
Q4 20231438

Biggest buyers

Penserra Capital Management LLC Added +22,515+22.5k
LPL Financial LLC New +9,090+9.1k
ROYAL BANK OF CANADA Added +5,719+5.7k
Continuum Advisory, LLC New +5,508+5.5k
Kestra Advisory Services, LLC New +5,440+5.4k
SILVER OAK SECURITIES, INCORPORATED Added +3,692+3.7k
TOWNSQUARE CAPITAL LLC Added +3,589+3.6k
UBS Group AG New +2,863+2.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +2,649+2.6k
Castleview Partners, LLC New +1,722+1.7k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -36,063-36.1k
CITADEL ADVISORS LLC Reduced -20,284-20.3k
OLD MISSION CAPITAL LLC Reduced -16,663-16.7k
JPMORGAN CHASE & CO Sold out -14,710-14.7k
Krilogy Financial LLC Sold out -11,190-11.2k
M Holdings Securities, Inc. Sold out -11,010-11.0k
First Commonwealth Financial Corp /PA/ Reduced -7,953-8.0k
Sigma Planning Corp Sold out -7,221-7.2k
Janney Montgomery Scott LLC Reduced -6,875-6.9k
Lido Advisors, LLC Sold out -5,602-5.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (0.9%, 2026-09-02)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Penserra Capital Management LLC 0.11% of their portfolio ORINDA, CA 152,926152.9k $6.1m $6.1m 0.11% Added +22.5k +22,515
2 Valtinson Bruner Financial Planning LLC 1.76% of their portfolio NEW BRIGHTON, MN 86,44886.4k $3.4m $3.4m 1.76% Reduced -3.4k -3,409
3 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 73,00673.0k $2.9m $2.9m 0.01% Reduced -36.1k -36,063
4 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 53,35553.4k $2.1m $2.1m 0.00% Added +215 +215
5 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 50,87150.9k $2.0m $2.0m 0.00% Unchanged
6 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 46,78946.8k $1.9m $1.9m 0.01% Reduced -6.9k -6,875
7 Fragasso Financial Advisors Inc 0.16% of their portfolio SEWICKLEY, PA 45,07345.1k $1.8m $1.8m 0.16% Unchanged
8 Main Street Financial Solutions, LLC 0.23% of their portfolio NEWTOWN, PA 44,83244.8k $1.8m $1.8m 0.23% Reduced -3.5k -3,500
9 WPWealth LLP 0.54% of their portfolio FORT WORTH, TX 44,01244.0k $1.7m $1.7m 0.54% Unchanged
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 40,47240.5k $1.6m $1.6m 0.01% Reduced -2.5k -2,505
11 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.34% of their portfolio BLUE BELL, PA 36,00936.0k $1.4m $1.4m 0.34% Reduced -1.0k -1,046
12 My Personal CFO, LLC 0.91% of their portfolio VANCOUVER, WA 35,20035.2k $1.4m $1.4m 0.91% Unchanged
13 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 32,31432.3k $1.3m $1.3m 0.02% Added +3.6k +3,589
14 BECK CAPITAL MANAGEMENT, LLC 0.41% of their portfolio AUSTIN, TX 30,19830.2k $1.2m $1.2m 0.41% Reduced -1.4k -1,373
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 26,50026.5k $1.0m $1.0m 0.00% Reduced -1.7k -1,700
16 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 25,19825.2k $1.0m $1.0m 0.03% Reduced -258 -258
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 24,47424.5k $969.4k $969.4k 0.00% Reduced -143 -143
18 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 24,05224.1k $968.7k $968.7k 0.00% Reduced -1.6k -1,620
19 INTEGRAL INVESTMENT ADVISORS, INC. 0.60% of their portfolio TURLOCK, CA 23,60023.6k $934.8k $934.8k 0.60% Unchanged
20 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 23,18123.2k $918.2k $918.2k 0.03% Reduced -16.7k -16,663
21 Strategic Blueprint, LLC 0.07% of their portfolio ATLANTA, GA 20,07320.1k $795.1k $795.1k 0.07% Reduced -600 -600
22 DHJJ Financial Advisors, Ltd. 0.34% of their portfolio NAPERVILLE, IL 18,19318.2k $720.6k $720.6k 0.34% Reduced -1.6k -1,630
23 First Commonwealth Financial Corp /PA/ 0.19% of their portfolio Indiana, PA 15,17215.2k $601.0k $601.0k 0.19% Reduced -8.0k -7,953
24 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 15,00215.0k $594.2k $594.2k 0.04% Added +675 +675
25 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 14,62514.6k $579.3k $579.3k 0.02% Unchanged
26 Lantz Financial LLC 0.21% of their portfolio NAPERVILLE, IL 14,43014.4k $571.6k $571.6k 0.21% Reduced -199 -199
27 Bellwether Advisors, LLC 0.14% of their portfolio LINCOLN, NE 14,19614.2k $562.3k $562.3k 0.14% Reduced -895 -895
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,42913.4k $531.9k $531.9k 0.00% Added +2.6k +2,649
29 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 13,04513.0k $516.7k $516.7k 0.01% Reduced -1.9k -1,854
30 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 12,65512.7k $501.3k $501.3k 0.00% Reduced -1.3k -1,330
31 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 12,31012.3k $487.6k $487.6k 0.01% Reduced -2.9k -2,855
32 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 11,83911.8k $468.9k $468.9k 0.01% Reduced -3.6k -3,595
33 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 11,55811.6k $457.8k $457.8k 0.05% Reduced -1.1k -1,101
34 Retirement Planning Group, LLC 0.04% of their portfolio LEAWOOD, KS 11,48011.5k $454.7k $454.7k 0.04% Reduced -1.8k -1,778
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,42511.4k $453.0k $453.0k 0.00% Reduced -85 -85
36 Orion Capital Management LLC 0.25% of their portfolio CORONADO, CA 10,76010.8k $426.2k $426.2k 0.25% Reduced -1.0k -1,000
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,9399.9k $394.0k $394.0k 0.00% Added +5.7k +5,719
38 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 9,0909.1k $360.1k $360.1k 0.00% New
39 Weaver Consulting Group 0.15% of their portfolio HUNTINGTON BEACH, CA 9,0529.1k $358.5k $358.5k 0.15% Unchanged
40 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 8,9549.0k $355.0k $355.0k 0.01% Unchanged
41 BROWN WEALTH MANAGEMENT, LLC 0.16% of their portfolio NAPERVILLE, IL 8,8788.9k $351.7k $351.7k 0.16% Unchanged
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,8278.8k $349.6k $349.6k 0.00% Unchanged
43 Pinnacle Wealth Management Group, Inc. 0.29% of their portfolio PLYMOUTH, MI 8,8008.8k $348.6k $348.6k 0.29% Unchanged
44 Vantage Financial Partners, LLC 0.10% of their portfolio ELM GROVE, WI 8,6838.7k $343.9k $343.9k 0.10% Reduced -619 -619
45 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 8,4018.4k $332.8k $332.8k 0.04% Added +3.7k +3,692
46 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 7,2077.2k $285.5k $285.5k 0.01% Unchanged
47 FSA Advisors, Inc. 0.35% of their portfolio TROY, MI 7,1267.1k $282.3k $282.3k 0.35% First filing
48 Beacon Financial Advisory LLC 0.13% of their portfolio CLEVELAND, OH 6,8866.9k $272.8k $272.8k 0.13% Unchanged
49 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,1796.2k $244.8k $244.8k 0.00% Reduced -20.3k -20,284
50 Clear Point Advisors Inc. 0.20% of their portfolio MELVILLE, NY 5,7745.8k $228.7k $228.7k 0.20% First filing
51 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 5,7005.7k $225.8k $225.8k 0.00% Unchanged
52 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 5,6025.6k $221.9k $221.9k 0.01% Reduced -65 -65
53 Continuum Advisory, LLC 0.03% of their portfolio EAGLE, ID 5,5085.5k $218.2k $218.2k 0.03% New
54 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,4405.4k $215.5k $215.5k 0.00% New
55 Integrity Financial Corp /WA 0.15% of their portfolio JACKSON, WY 5,1835.2k $205.3k $205.3k 0.15% Reduced -734 -734
56 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 5,0005.0k $198.1k $198.1k 0.02% Unchanged
57 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,8183.8k $151.2k $151.2k 0.01% Unchanged
58 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 3,8143.8k $151.1k $151.1k 0.01% Reduced -169 -169
59 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,8632.9k $113.4k $113.4k 0.00% New
60 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,4482.4k $97.0k $97.0k 0.00% Reduced -1.9k -1,940
61 Castleview Partners, LLC 0.05% of their portfolio DALLAS, TX 1,7221.7k $68.2k $68.2k 0.05% New
62 Cape Investment Advisory, Inc. 0.02% of their portfolio MCDONOUGH, GA 1,1001.1k $43.6k $43.6k 0.02% Unchanged
63 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 950950 $37.6k $37.6k 0.00% Unchanged
64 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 500500 $19.8k $19.8k 0.00% Unchanged
65 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 443443 $17.5k $17.5k 0.00% Reduced -233 -233
66 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 299299 $11.8k $11.8k 0.00% Unchanged
67 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 176176 $7.0k $7.0k 0.00% New
68 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5555 $2.2k $2.2k 0.00% New
69 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 99 $356 $356 0.00% Unchanged
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged