Vault-13

INNOVATOR ETFS TRUST IAPR

INTRNL DEV APRL · ETP · CUSIP 45782C367

86 institutional holders +14 vs Q3 2023
8,413,0908.4m shares reported held*
$216.0mreported value*
14 new 11 added 32 reduced 6 sold out net bought ≈ $36.0m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.68.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 29Q4 22: 35Q1 23: 46Q2 23: 74Q3 23: 72Q4 23: 8686Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202229
Q4 202235
Q1 202346
Q2 202374
Q3 202372
Q4 202386

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 15 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 55 bought or addedQ2 23: 12 cut or sold outQ2 23Q3 23: 29 bought or addedQ3 23: 34 cut or sold outQ3 23Q4 23: 25 bought or addedQ4 23: 38 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221516
Q1 20233111
Q2 20235512
Q3 20232934
Q4 20232538

Biggest buyers

SMI Advisory Services, LLC New +2,200,083+2.2m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +134,857+134.9k
OLD MISSION CAPITAL LLC New +43,725+43.7k
LPL Financial LLC Added +15,926+15.9k
SageView Advisory Group, LLC Added +15,684+15.7k
Bullseye Investment Management, LLC Added +14,642+14.6k
Cambridge Investment Research Advisors, Inc. New +13,632+13.6k
Beacon Financial Advisory LLC New +10,885+10.9k
IFP Advisors, Inc Added +10,817+10.8k
NewEdge Advisors, LLC New +10,748+10.7k

Biggest sellers

Accuvest Global Advisors Sold out -568,732-568.7k
OSAIC HOLDINGS, INC. Reduced -184,997-185.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -58,047-58.0k
Composition Wealth, LLC Reduced -52,199-52.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -42,620-42.6k
WPWealth LLP Reduced -38,527-38.5k
AVANTAX ADVISORY SERVICES, INC. Reduced -37,875-37.9k
Sigma Planning Corp Sold out -17,543-17.5k
LINCOLN NATIONAL CORP Reduced -15,825-15.8k
Brookstone Capital Management Reduced -14,219-14.2k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SMI Advisory Services, LLC 14.21% of their portfolio COLUMBUS, IN 2,200,0832.2m $56.2m $56.2m 14.21% New
2 Composition Wealth, LLC 1.21% of their portfolio LOS ANGELES, CA 1,713,1001.7m $44.1m $44.1m 1.21% Reduced -52.2k -52,199
3 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 958,782958.8k $24.7m $24.7m 0.05% Reduced -58.0k -58,047
4 HFG Wealth Management, LLC 3.99% of their portfolio The Woodlands, TX 631,820631.8k $16.3m $16.3m 3.99% First filing
5 PERSONAL CFO SOLUTIONS, LLC 1.84% of their portfolio CHESTER, NJ 412,922412.9k $10.6m $10.6m 1.84% Reduced -5.1k -5,144
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 153,057153.1k $3.9m $3.9m 0.01% Added +134.9k +134,857
7 Strategic Blueprint, LLC 0.32% of their portfolio ATLANTA, GA 150,493150.5k $3.9m $3.9m 0.32% Added +1.9k +1,924
8 CORRADO ADVISORS, LLC 3.16% of their portfolio RAMSEY, NJ 149,972150.0k $3.9m $3.9m 3.16% Reduced -3.7k -3,719
9 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 132,650132.7k $3.4m $3.4m 0.05% Reduced -10.4k -10,360
10 SageView Advisory Group, LLC 0.13% of their portfolio Newport Beach, CA 116,197116.2k $3.0m $3.0m 0.13% Added +15.7k +15,684
11 Forvis Mazars Wealth Advisors, LLC 0.08% of their portfolio Springfield, MO 108,853108.9k $2.8m $2.8m 0.08% Reduced -12.1k -12,132
12 Tradition Wealth Management, LLC 0.29% of their portfolio EDINA, MN 106,074106.1k $2.7m $2.7m 0.29% Reduced -3.6k -3,640
13 ODonnell Financial Services, LLC 1.34% of their portfolio SAN RAFAEL, CA 103,784103.8k $2.7m $2.7m 1.34% Reduced -525 -525
14 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 93,44293.4k $2.4m $2.4m 0.01% Reduced -3.5k -3,486
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 91,64191.6k $2.4m $2.4m 0.00% Reduced -185.0k -184,997
16 Global Strategic Investment Solutions, LLC 0.25% of their portfolio Scottsdale, AZ 78,28978.3k $2.0m $2.0m 0.25% Reduced -7.2k -7,228
17 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 57,37857.4k $1.5m $1.5m 0.03% Reduced -15.8k -15,825
18 WPWealth LLP 0.44% of their portfolio FORT WORTH, TX 55,77155.8k $1.4m $1.4m 0.44% Reduced -38.5k -38,527
19 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 50,38250.4k $1.3m $1.3m 0.03% Reduced -14.2k -14,219
20 CWM, LLC 0.01% of their portfolio OMAHA, NE 49,02749.0k $1.3m $1.3m 0.01% Added +7.0k +6,972
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 48,62748.6k $1.3m $1.3m 0.00% Reduced -42.6k -42,620
22 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 46,47546.5k $1.2m $1.2m 0.02% Reduced -602 -602
23 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 43,72543.7k $1.1m $1.1m 0.03% New
24 Cardinal Point Capital Management ULC 0.27% of their portfolio TORONTO, A6 43,29043.3k $1.1m $1.1m 0.27% Unchanged
25 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 41,78741.8k $1.1m $1.1m 0.05% Added +10.8k +10,817
26 Berger Financial Group, Inc 0.09% of their portfolio PLYMOUTH, MN 34,72834.7k $893.6k $893.6k 0.09% Reduced -4.0k -4,038
27 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 30,89030.9k $794.8k $794.8k 0.05% Reduced -2.0k -1,967
28 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,67730.7k $789.0k $789.0k 0.00% Reduced -2.5k -2,514
29 Bullseye Investment Management, LLC 0.45% of their portfolio CINCINNATI, OH 27,51827.5k $708.0k $708.0k 0.45% Added +14.6k +14,642
30 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 25,77425.8k $663.2k $663.2k 0.00% Reduced -9.1k -9,122
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 25,66925.7k $660.5k $660.5k 0.00% Added +15.9k +15,926
32 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 25,05525.1k $644.7k $644.7k 0.01% Reduced -37.9k -37,875
33 Fragasso Financial Advisors Inc 0.06% of their portfolio SEWICKLEY, PA 24,65824.7k $634.5k $634.5k 0.06% Reduced -408 -408
34 3EDGE Asset Management, LP 0.05% of their portfolio Naples, FL 23,86823.9k $614.1k $614.1k 0.05% Reduced -4.2k -4,244
35 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 23,21223.2k $597.2k $597.2k 0.02% First filing
36 Alera Investment Advisors, LLC 0.08% of their portfolio DEERFIELD, IL 23,20723.2k $597.1k $597.1k 0.08% Reduced -109 -109
37 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 22,92522.9k $589.9k $589.9k 0.00% Reduced -2.1k -2,127
38 Marathon Mission, Inc. 0.49% of their portfolio ALBANY, NY 22,91922.9k $589.7k $589.7k 0.49% Reduced -7 -7
39 BCS Wealth Management 0.20% of their portfolio JOHNSON CITY, TN 21,42521.4k $551.0k $551.0k 0.20% Reduced -652 -652
40 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 20,80320.8k $535.3k $535.3k 0.01% Unchanged
41 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 20,78820.8k $534.9k $534.9k 0.00% Unchanged
42 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 17,66917.7k $454.6k $454.6k 0.01% Added +158 +158
43 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 16,92516.9k $435.5k $435.5k 0.04% Unchanged
44 WEALTH ALLIANCE, LLC 0.06% of their portfolio MELLVILLE, NY 16,80016.8k $432.3k $432.3k 0.06% Unchanged
45 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 15,14715.1k $389.7k $389.7k 0.04% Unchanged
46 Pillar Wealth Advisors, LLC 0.30% of their portfolio WESTTOWN, PA 14,97515.0k $385.3k $385.3k 0.30% Unchanged
47 McAdam, LLC 0.03% of their portfolio Philadelphia, PA 13,76813.8k $354.3k $354.3k 0.03% Unchanged
48 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,63213.6k $351.0k $351.0k 0.00% New
49 Straight Path Wealth Management 0.19% of their portfolio Jenison, MI 12,74212.7k $327.9k $327.9k 0.19% Added +800 +800
50 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 11,89111.9k $306.0k $306.0k 0.01% Unchanged
51 Financial Network Wealth Advisors LLC 0.33% of their portfolio MURRAY, UT 11,89111.9k $306.0k $306.0k 0.33% First filing
52 Summit Wealth Partners, LLC 0.07% of their portfolio Orlando, FL 11,83911.8k $304.6k $304.6k 0.07% Reduced -3.5k -3,470
53 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 11,83311.8k $304.5k $304.5k 0.00% Unchanged
54 Beacon Financial Advisory LLC 0.14% of their portfolio CLEVELAND, OH 10,88510.9k $280.1k $280.1k 0.14% New
55 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 10,74810.7k $271.8k $271.8k 0.00% New
56 Worth Financial Advisory Group, LLC 0.22% of their portfolio CHARLOTTE, NC 10,50010.5k $270.2k $270.2k 0.22% Unchanged
57 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 10,15010.2k $261.2k $261.2k 0.00% Reduced -310 -310
58 Compass Advisory Group LLC 0.12% of their portfolio MELVILLE, NY 9,9199.9k $255.2k $255.2k 0.12% Unchanged
59 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 9,8659.9k $253.8k $253.8k 0.01% Unchanged
60 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 9,8199.8k $252.6k $252.6k 0.01% Unchanged
61 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 9,8009.8k $252.2k $252.2k 0.00% Reduced -813 -813
62 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 9,7759.8k $251.5k $251.5k 0.00% Unchanged
63 SECURED RETIREMENT ADVISORS, LLC 0.24% of their portfolio ST LOUIS PARK, MN 9,7539.8k $250.9k $250.9k 0.24% First filing
64 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 9,6929.7k $249.4k $249.4k 0.01% New
65 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,9759.0k $230.9k $230.9k 0.00% Unchanged
66 Lantz Financial LLC 0.08% of their portfolio NAPERVILLE, IL 8,3878.4k $215.8k $215.8k 0.08% Reduced -37 -37
67 Wealthspire Retirement, LLC 0.04% of their portfolio ALISO VIEJO, CA 8,3868.4k $215.8k $215.8k 0.04% New
68 PFG Advisors 0.02% of their portfolio Phoenix, AZ 8,3788.4k $215.6k $215.6k 0.02% Reduced -99 -99
69 Arlington Capital Management, Inc. 0.19% of their portfolio ARLINGTON HEIGHTS, IL 8,0158.0k $206.2k $206.2k 0.19% New
70 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 7,9397.9k $204.3k $204.3k 0.02% New
71 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 7,8187.8k $201.2k $201.2k 0.01% New
72 DHJJ Financial Advisors, Ltd. 0.08% of their portfolio NAPERVILLE, IL 6,2996.3k $162.1k $162.1k 0.08% Unchanged
73 Long Island Wealth Management, Inc. 0.11% of their portfolio MELVILLE, NY 5,7775.8k $149.0k $149.0k 0.11% First filing
74 Clear Point Advisors Inc. 0.12% of their portfolio MELVILLE, NY 5,3975.4k $138.9k $138.9k 0.12% First filing
75 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,2583.3k $83.8k $83.8k 0.00% New
76 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,7342.7k $70.3k $70.3k 0.00% New
77 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,5002.5k $64.3k $64.3k 0.00% Unchanged
78 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,2502.2k $57.9k $57.9k 0.00% Unchanged
79 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,6101.6k $41.4k $41.4k 0.01% Unchanged
80 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,5001.5k $38.7k $38.7k 0.00% Unchanged
81 Global Trust Asset Management, LLC 0.01% of their portfolio PALM BEACH GARDENS, FL 600600 $15.4k $15.4k 0.01% Unchanged
82 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 515515 $13.3k $13.3k 0.00% New
83 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 409409 $10.5k $10.5k 0.00% Added +200 +200
84 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 400400 $10.3k $10.3k 0.00% Added +161 +161
85 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 269269 $6.9k $6.9k 0.00% New
86 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 188188 $4.8k $4.8k 0.00% Unchanged