Vault-13

INNOVATOR ETFS TRUST IAPR

INTRNL DEV APRL · ETP · CUSIP 45782C367

72 institutional holders -2 vs Q2 2023
6,326,7976.3m shares reported held*
$152.7mreported value*
9 new 20 added 23 reduced 11 sold out net sold ≈ $71.5m (-3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.14.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 29Q4 22: 35Q1 23: 46Q2 23: 74Q3 23: 7272Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202229
Q4 202235
Q1 202346
Q2 202374
Q3 202372

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 15 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 55 bought or addedQ2 23: 12 cut or sold outQ2 23Q3 23: 29 bought or addedQ3 23: 34 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221516
Q1 20233111
Q2 20235512
Q3 20232934

Biggest buyers

Accuvest Global Advisors Added +214,023+214.0k
Composition Wealth, LLC Added +83,386+83.4k
OSAIC HOLDINGS, INC. Added +64,325+64.3k
MAI Capital Management New +47,077+47.1k
LINCOLN NATIONAL CORP Added +17,132+17.1k
Bullseye Investment Management, LLC New +12,876+12.9k
Beacon Pointe Advisors, LLC New +11,833+11.8k
AE Wealth Management LLC New +10,309+10.3k
Cetera Advisor Networks LLC Added +9,883+9.9k
Snowden Capital Advisors LLC New +9,865+9.9k

Biggest sellers

Cerity Partners LLC Reduced -1,402,918-1.4m
ODonnell Financial Services, LLC Reduced -788,695-788.7k
HighTower Advisors, LLC Reduced -499,942-499.9k
Global Strategic Investment Solutions, LLC Reduced -289,161-289.2k
Transform Wealth, LLC Sold out -176,938-176.9k
RiverTree Advisors, LLC Sold out -83,928-83.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -44,014-44.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -39,482-39.5k
Advisory Services Network, LLC Sold out -25,977-26.0k
Stratos Wealth Advisors, LLC Reduced -20,892-20.9k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Composition Wealth, LLC 1.31% of their portfolio LOS ANGELES, CA 1,765,2991.8m $42.6m $42.6m 1.31% Added +83.4k +83,386
2 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 1,016,8291.0m $24.6m $24.6m 0.05% Reduced -44.0k -44,014
3 Accuvest Global Advisors 7.53% of their portfolio PROVO, UT 568,732568.7k $13.7m $13.7m 7.53% Added +214.0k +214,023
4 PERSONAL CFO SOLUTIONS, LLC 2.00% of their portfolio CHESTER, NJ 418,066418.1k $10.1m $10.1m 2.00% Reduced -3.9k -3,945
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 276,638276.6k $6.7m $6.7m 0.01% Added +64.3k +64,325
6 CORRADO ADVISORS, LLC 2.56% of their portfolio RAMSEY, NJ 153,691153.7k $3.7m $3.7m 2.56% Reduced -1.5k -1,543
7 Strategic Blueprint, LLC 0.33% of their portfolio ATLANTA, GA 148,569148.6k $3.6m $3.6m 0.33% Added +1.7k +1,690
8 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 143,010143.0k $3.5m $3.5m 0.05% Reduced -1.9k -1,908
9 Forvis Mazars Wealth Advisors, LLC 0.09% of their portfolio Springfield, MO 120,985121.0k $2.9m $2.9m 0.09% Reduced -2.8k -2,799
10 Tradition Wealth Management, LLC 0.32% of their portfolio EDINA, MN 109,714109.7k $2.6m $2.6m 0.32% Reduced -628 -628
11 ODonnell Financial Services, LLC 1.40% of their portfolio SAN RAFAEL, CA 104,309104.3k $2.5m $2.5m 1.40% Reduced -788.7k -788,695
12 SageView Advisory Group, LLC 0.14% of their portfolio Newport Beach, CA 100,513100.5k $2.4m $2.4m 0.14% Reduced -90 -90
13 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 96,92896.9k $2.3m $2.3m 0.01% Reduced -607 -607
14 WPWealth LLP 0.87% of their portfolio FORT WORTH, TX 94,29894.3k $2.3m $2.3m 0.87% Reduced -6.2k -6,235
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 91,24791.2k $2.2m $2.2m 0.00% Reduced -39.5k -39,482
16 Global Strategic Investment Solutions, LLC 0.27% of their portfolio Scottsdale, AZ 85,51785.5k $2.1m $2.1m 0.27% Reduced -289.2k -289,161
17 LINCOLN NATIONAL CORP 0.04% of their portfolio RADNOR, PA 73,20373.2k $1.8m $1.8m 0.04% Added +17.1k +17,132
18 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 64,60164.6k $1.5m $1.5m 0.03% Reduced -4.6k -4,595
19 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 62,93062.9k $1.5m $1.5m 0.02% Added +673 +673
20 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 47,07747.1k $1.1m $1.1m 0.02% New
21 Cardinal Point Capital Management ULC 0.27% of their portfolio TORONTO, A6 43,29043.3k $1.0m $1.0m 0.27% Added +2.3k +2,300
22 CWM, LLC 0.01% of their portfolio OMAHA, NE 42,05542.1k $1.0m $1.0m 0.01% Added +5.7k +5,698
23 Berger Financial Group, Inc 0.11% of their portfolio PLYMOUTH, MN 38,76638.8k $936.0k $936.0k 0.11% Unchanged
24 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 34,89634.9k $842.6k $842.6k 0.01% Added +9.9k +9,883
25 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 33,19133.2k $803.0k $803.0k 0.00% Reduced -499.9k -499,942
26 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 32,85732.9k $793.4k $793.4k 0.05% Reduced -20.9k -20,892
27 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 30,97031.0k $747.8k $747.8k 0.03% Added +6.6k +6,644
28 3EDGE Asset Management, LP 0.05% of their portfolio Naples, FL 28,11228.1k $667.4k $667.4k 0.05% Added +2.9k +2,928
29 Fragasso Financial Advisors Inc 0.06% of their portfolio SEWICKLEY, PA 25,06625.1k $605.2k $605.2k 0.06% Unchanged
30 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,05225.1k $604.9k $604.9k 0.00% Added +2.7k +2,742
31 Alera Investment Advisors, LLC 0.09% of their portfolio DEERFIELD, IL 23,31623.3k $563.0k $563.0k 0.09% Added +71 +71
32 Marathon Mission, Inc. 0.52% of their portfolio ALBANY, NY 22,92622.9k $545.9k $545.9k 0.52% Unchanged
33 BCS Wealth Management 0.22% of their portfolio JOHNSON CITY, TN 22,07722.1k $533.0k $533.0k 0.22% Reduced -478 -478
34 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 20,80320.8k $502.3k $502.3k 0.01% Unchanged
35 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 20,78820.8k $501.9k $501.9k 0.00% Added +500 +500
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,20018.2k $439.5k $439.5k 0.00% Reduced -7.7k -7,736
37 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 17,54317.5k $423.6k $423.6k 0.02% Reduced -8.9k -8,883
38 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 17,51117.5k $422.8k $422.8k 0.02% Reduced -271 -271
39 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 16,92516.9k $408.7k $408.7k 0.04% Unchanged
40 WEALTH ALLIANCE, LLC 0.06% of their portfolio MELLVILLE, NY 16,80016.8k $405.6k $405.6k 0.06% Unchanged
41 Summit Wealth Partners, LLC 0.09% of their portfolio Orlando, FL 15,30915.3k $369.6k $369.6k 0.09% Reduced -2.7k -2,666
42 AdvisorNet Financial, Inc 0.03% of their portfolio MINNETONKA, MN 15,14715.1k $365.7k $365.7k 0.03% Unchanged
43 Pillar Wealth Advisors, LLC 0.31% of their portfolio WESTTOWN, PA 14,97515.0k $361.6k $361.6k 0.31% Unchanged
44 McAdam, LLC 0.03% of their portfolio Philadelphia, PA 13,76813.8k $332.4k $332.4k 0.03% Unchanged
45 Bullseye Investment Management, LLC 0.25% of their portfolio CINCINNATI, OH 12,87612.9k $310.9k $310.9k 0.25% New
46 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 12,06412.1k $291.3k $291.3k 0.00% Reduced -1.4m -1,402,918
47 Straight Path Wealth Management 0.20% of their portfolio Jenison, MI 11,94211.9k $288.3k $288.3k 0.20% Added +950 +950
48 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 11,89111.9k $287.1k $287.1k 0.01% Unchanged
49 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 11,83311.8k $285.7k $285.7k 0.00% New
50 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 10,61310.6k $256.3k $256.3k 0.01% Unchanged
51 Worth Financial Advisory Group, LLC 0.23% of their portfolio CHARLOTTE, NC 10,50010.5k $253.5k $253.5k 0.23% Unchanged
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 10,46010.5k $252.6k $252.6k 0.00% Added +1.1k +1,077
53 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 10,30910.3k $248.9k $248.9k 0.00% New
54 Compass Advisory Group LLC 0.13% of their portfolio MELVILLE, NY 9,9199.9k $239.5k $239.5k 0.13% Unchanged
55 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 9,8659.9k $238.2k $238.2k 0.01% New
56 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 9,8199.8k $237.1k $237.1k 0.01% Unchanged
57 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 9,7759.8k $236.0k $236.0k 0.00% New
58 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 9,7439.7k $235.3k $235.3k 0.00% Added +507 +507
59 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,9759.0k $216.7k $216.7k 0.00% Reduced -1.3k -1,300
60 PFG Advisors 0.02% of their portfolio Phoenix, AZ 8,4778.5k $204.7k $204.7k 0.02% Added +6 +6
61 Lantz Financial LLC 0.08% of their portfolio NAPERVILLE, IL 8,4248.4k $203.4k $203.4k 0.08% Reduced -349 -349
62 DHJJ Financial Advisors, Ltd. 0.08% of their portfolio NAPERVILLE, IL 6,2996.3k $152.1k $152.1k 0.08% New
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,5002.5k $60.4k $60.4k 0.00% Unchanged
64 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,2502.2k $54.3k $54.3k 0.00% Unchanged
65 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,6101.6k $38.9k $38.9k 0.01% Unchanged
66 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,5001.5k $37.2k $37.2k 0.00% New
67 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,1611.2k $28.0k $28.0k 0.00% New
68 Global Trust Asset Management, LLC 0.01% of their portfolio PALM BEACH GARDENS, FL 600600 $14.5k $14.5k 0.01% Unchanged
69 Trust Co 0.00% of their portfolio MANHATTAN, KS 257257 $6.2k $6.2k 0.00% Unchanged
70 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 239239 $5.8k $5.8k 0.00% Added +39 +39
71 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 209209 $5.0k $5.0k 0.00% Unchanged
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 188188 $4.5k $4.5k 0.00% Added +48 +48