Vault-13

INNOVATOR ETFS TRUST EAPR

EMRGNG MKT APRIL · ETP · CUSIP 45782C359

52 institutional holders +5 vs Q4 2023
1,615,6291.6m shares reported held*
$40.6mreported value*
9 new 8 added 18 reduced 4 sold out net bought ≈ $13.9m (+554.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.11.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 29Q4 22: 33Q1 23: 34Q2 23: 45Q3 23: 44Q4 23: 47Q1 24: 5252Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202229
Q4 202233
Q1 202334
Q2 202345
Q3 202344
Q4 202347
Q1 202452

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 11 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 17 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 18 cut or sold outQ3 23Q4 23: 13 bought or addedQ4 23: 23 cut or sold outQ4 23Q1 24: 17 bought or addedQ1 24: 22 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221114
Q1 20231917
Q2 2023339
Q3 20231518
Q4 20231323
Q1 20241722

Biggest buyers

3EDGE Asset Management, LP New +242,912+242.9k
Global Strategic Investment Solutions, LLC New +180,758+180.8k
Accuvest Global Advisors New +148,073+148.1k
First Heartland Consultants, Inc. New +104,939+104.9k
CITADEL ADVISORS LLC New +12,600+12.6k
Trek Financial, LLC Added +11,319+11.3k
Cetera Investment Advisers Added +9,706+9.7k
Raymond James Financial Services Advisors, Inc. New +8,440+8.4k
Cambridge Investment Research Advisors, Inc. Added +8,408+8.4k
EverSource Wealth Advisors, LLC New +3,325+3.3k

Biggest sellers

SageView Advisory Group, LLC Reduced -30,728-30.7k
OSAIC HOLDINGS, INC. Reduced -28,466-28.5k
Valtinson Bruner Financial Planning LLC Reduced -21,552-21.6k
WealthPLAN Partners, LLC Sold out -21,202-21.2k
Advisory Services Network, LLC Sold out -15,655-15.7k
Cetera Advisor Networks LLC Sold out -9,443-9.4k
WPWealth LLP Reduced -9,331-9.3k
LINCOLN NATIONAL CORP Reduced -9,043-9.0k
Forvis Mazars Wealth Advisors, LLC Reduced -7,578-7.6k
Tradition Wealth Management, LLC Reduced -7,417-7.4k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 3EDGE Asset Management, LP 0.48% of their portfolio Naples, FL 242,912242.9k $6.1m $6.1m 0.48% New
2 Global Strategic Investment Solutions, LLC 0.53% of their portfolio Scottsdale, AZ 180,758180.8k $4.5m $4.5m 0.53% New
3 Tradition Wealth Management, LLC 0.39% of their portfolio EDINA, MN 151,576151.6k $3.8m $3.8m 0.39% Reduced -7.4k -7,417
4 Accuvest Global Advisors 1.63% of their portfolio PROVO, UT 148,073148.1k $3.7m $3.7m 1.63% New
5 First Heartland Consultants, Inc. 0.27% of their portfolio LAKE ST. LOUIS, MO 104,939104.9k $2.6m $2.6m 0.27% New
6 CORRADO ADVISORS, LLC 1.35% of their portfolio RAMSEY, NJ 81,85481.9k $2.1m $2.1m 1.35% Reduced -4.0k -3,997
7 Trek Financial, LLC 0.15% of their portfolio Scottsdale, AZ 75,64475.6k $1.9m $1.9m 0.15% Added +11.3k +11,319
8 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 61,11961.1k $1.5m $1.5m 0.00% Reduced -1.6k -1,617
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 54,34654.3k $1.4m $1.4m 0.00% Reduced -28.5k -28,466
10 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 47,06947.1k $1.2m $1.2m 0.02% Reduced -9.0k -9,043
11 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 37,21037.2k $934.3k $934.3k 0.01% Added +207 +207
12 Forvis Mazars Wealth Advisors, LLC 0.02% of their portfolio Springfield, MO 35,93335.9k $902.3k $902.3k 0.02% Reduced -7.6k -7,578
13 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 29,47129.5k $740.0k $740.0k 0.02% Unchanged
14 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 25,46425.5k $639.4k $639.4k 0.00% Added +9.7k +9,706
15 Marathon Mission, Inc. 0.46% of their portfolio ALBANY, NY 23,25123.3k $583.8k $583.8k 0.46% Reduced -673 -673
16 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,93721.9k $551.0k $551.0k 0.00% Added +8.4k +8,408
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 21,65621.7k $543.8k $543.8k 0.00% Added +1.0k +1,028
18 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 17,36517.4k $436.0k $436.0k 0.04% Unchanged
19 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 17,33817.3k $435.4k $435.4k 0.01% Added +822 +822
20 Valtinson Bruner Financial Planning LLC 0.17% of their portfolio NEW BRIGHTON, MN 16,21716.2k $407.2k $407.2k 0.17% Reduced -21.6k -21,552
21 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 15,74615.7k $385.6k $385.6k 0.02% Reduced -30.7k -30,728
22 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 15,15715.2k $380.6k $380.6k 0.04% Unchanged
23 Berger Financial Group, Inc 0.03% of their portfolio PLYMOUTH, MN 14,71814.7k $369.6k $369.6k 0.03% Unchanged
24 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,24813.2k $333.0k $333.0k 0.00% Reduced -984 -984
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,60012.6k $316.4k $316.4k 0.00% New
26 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,92111.9k $299.0k $299.0k 0.00% Reduced -2.3k -2,298
27 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,91411.9k $299.2k $299.2k 0.00% Reduced -1.6k -1,578
28 WPWealth LLP 0.07% of their portfolio FORT WORTH, TX 10,67210.7k $268.0k $268.0k 0.07% Reduced -9.3k -9,331
29 Prairie Wealth Advisors, Inc. 0.12% of their portfolio OMAHA, NE 10,34810.3k $259.8k $259.8k 0.12% First filing
30 WEALTH ALLIANCE, LLC 0.03% of their portfolio MELLVILLE, NY 10,00810.0k $251.3k $251.3k 0.03% Reduced -2.2k -2,247
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,7299.7k $244.3k $244.3k 0.00% Added +532 +532
32 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 8,8978.9k $223.4k $223.4k 0.00% Reduced -712 -712
33 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 8,8568.9k $222.4k $222.4k 0.01% Added +216 +216
34 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 8,6528.7k $217.3k $217.3k 0.00% Unchanged
35 Financial Network Wealth Advisors LLC 0.22% of their portfolio MURRAY, UT 8,6528.7k $217.3k $217.3k 0.22% Unchanged
36 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,4408.4k $211.9k $211.9k 0.00% New
37 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 8,2858.3k $209.1k $209.1k 0.00% Unchanged
38 Pillar Wealth Advisors, LLC 0.15% of their portfolio WESTTOWN, PA 8,0538.1k $202.2k $202.2k 0.15% Unchanged
39 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,8996.9k $173.2k $173.2k 0.00% Reduced -268 -268
40 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,3733.4k $85.0k $85.0k 0.00% Unchanged
41 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 3,3253.3k $83.4k $83.4k 0.01% New
42 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 2,8332.8k $71.1k $71.1k 0.01% Reduced -2.1k -2,110
43 Clear Point Advisors Inc. 0.05% of their portfolio MELVILLE, NY 2,2502.2k $56.5k $56.5k 0.05% Unchanged
44 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,8121.8k $45.5k $45.5k 0.00% Unchanged
45 DHJJ Financial Advisors, Ltd. 0.02% of their portfolio NAPERVILLE, IL 1,7181.7k $43.1k $43.1k 0.02% Unchanged
46 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,2151.2k $30.5k $30.5k 0.00% Unchanged
47 Matrix Trust Co 0.01% of their portfolio DENVER, CO 1,1851.2k $30.0k $30.0k 0.01% New
48 UBS Group AG 0.00% of their portfolio ZURICH, V8 405405 $10.2k $10.2k 0.00% Reduced -2.4k -2,381
49 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 328328 $8.2k $8.2k 0.00% Unchanged
50 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 146146 $3.7k $3.7k 0.00% New
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 112112 $2.8k $2.8k 0.00% Unchanged
52 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $25 $25 0.00% Unchanged