Vault-13

INNOVATOR ETFS TRUST EAPR

EMRGNG MKT APRIL · ETP · CUSIP 45782C359

47 institutional holders +3 vs Q3 2023
1,189,8271.2m shares reported held*
$29.9mreported value*
4 new 9 added 18 reduced 5 sold out net sold ≈ $5.2m (-205.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.12.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 29Q4 22: 33Q1 23: 34Q2 23: 45Q3 23: 44Q4 23: 4747Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202229
Q4 202233
Q1 202334
Q2 202345
Q3 202344
Q4 202347

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 11 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 17 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 18 cut or sold outQ3 23Q4 23: 13 bought or addedQ4 23: 23 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221114
Q1 20231917
Q2 2023339
Q3 20231518
Q4 20231323

Biggest buyers

Trek Financial, LLC New +64,325+64.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +22,585+22.6k
LPL Financial LLC New +13,492+13.5k
RAYMOND JAMES & ASSOCIATES New +9,197+9.2k
SageView Advisory Group, LLC Added +7,409+7.4k
WealthPLAN Partners, LLC Added +5,000+5.0k
Kestra Advisory Services, LLC Added +2,724+2.7k
Brookstone Capital Management Added +2,045+2.0k
Capital Investment Advisory Services, LLC New +1,812+1.8k
UBS Group AG Added +1,417+1.4k

Biggest sellers

Accuvest Global Advisors Sold out -123,073-123.1k
Global Strategic Investment Solutions, LLC Sold out -101,474-101.5k
AVANTAX ADVISORY SERVICES, INC. Reduced -28,427-28.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -16,662-16.7k
GOLDMAN SACHS GROUP INC Sold out -16,271-16.3k
CITADEL ADVISORS LLC Sold out -11,674-11.7k
Forvis Mazars Wealth Advisors, LLC Reduced -6,979-7.0k
Tradition Wealth Management, LLC Reduced -5,303-5.3k
Cetera Advisor Networks LLC Reduced -5,268-5.3k
Glovista Investments LLC Reduced -3,514-3.5k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Tradition Wealth Management, LLC 0.42% of their portfolio EDINA, MN 158,993159.0k $4.0m $4.0m 0.42% Reduced -5.3k -5,303
2 Glovista Investments LLC 1.62% of their portfolio JERSEY CITY, NJ 138,712138.7k $3.5m $3.5m 1.62% Reduced -3.5k -3,514
3 CORRADO ADVISORS, LLC 1.77% of their portfolio RAMSEY, NJ 85,85185.9k $2.2m $2.2m 1.77% Reduced -3.0k -3,010
4 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 82,81282.8k $2.1m $2.1m 0.00% Reduced -3.5k -3,486
5 Trek Financial, LLC 0.14% of their portfolio Scottsdale, AZ 64,32564.3k $1.6m $1.6m 0.14% New
6 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 62,73662.7k $1.6m $1.6m 0.00% Added +22.6k +22,585
7 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 56,11256.1k $1.4m $1.4m 0.02% Reduced -206 -206
8 SageView Advisory Group, LLC 0.05% of their portfolio Newport Beach, CA 46,47446.5k $1.1m $1.1m 0.05% Added +7.4k +7,409
9 Forvis Mazars Wealth Advisors, LLC 0.03% of their portfolio Springfield, MO 43,51143.5k $1.1m $1.1m 0.03% Reduced -7.0k -6,979
10 Valtinson Bruner Financial Planning LLC 0.49% of their portfolio NEW BRIGHTON, MN 37,76937.8k $949.9k $949.9k 0.49% Reduced -55 -55
11 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 37,00337.0k $930.6k $930.6k 0.01% Added +2.7k +2,724
12 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 29,47129.5k $741.2k $741.2k 0.03% First filing
13 Marathon Mission, Inc. 0.50% of their portfolio ALBANY, NY 23,92423.9k $601.7k $601.7k 0.50% Reduced -2.0k -2,024
14 WealthPLAN Partners, LLC 0.05% of their portfolio OMAHA, NE 21,20221.2k $533.2k $533.2k 0.05% Added +5.0k +5,000
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,62820.6k $518.8k $518.8k 0.00% Reduced -16.7k -16,662
16 WPWealth LLP 0.16% of their portfolio FORT WORTH, TX 20,00320.0k $503.1k $503.1k 0.16% Reduced -787 -787
17 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 17,36517.4k $436.7k $436.7k 0.04% Unchanged
18 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 16,51616.5k $415.4k $415.4k 0.01% Added +2.0k +2,045
19 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,75815.8k $396.3k $396.3k 0.00% Unchanged
20 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 15,65515.7k $393.7k $393.7k 0.01% Reduced -175 -175
21 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 15,15715.2k $381.2k $381.2k 0.04% Unchanged
22 Berger Financial Group, Inc 0.04% of their portfolio PLYMOUTH, MN 14,71814.7k $370.2k $370.2k 0.04% Unchanged
23 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,23214.2k $358.0k $358.0k 0.00% Unchanged
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,21914.2k $356.0k $356.0k 0.00% Added +608 +608
25 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,52913.5k $340.0k $340.0k 0.00% Reduced -3.0k -2,980
26 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 13,49213.5k $339.3k $339.3k 0.00% New
27 WEALTH ALLIANCE, LLC 0.04% of their portfolio MELLVILLE, NY 12,25512.3k $308.2k $308.2k 0.04% Unchanged
28 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 9,6099.6k $241.7k $241.7k 0.00% Reduced -28.4k -28,427
29 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 9,4439.4k $237.5k $237.5k 0.00% Reduced -5.3k -5,268
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,1979.2k $231.3k $231.3k 0.00% New
31 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 8,6528.7k $217.6k $217.6k 0.00% Unchanged
32 Financial Network Wealth Advisors LLC 0.23% of their portfolio MURRAY, UT 8,6528.7k $217.6k $217.6k 0.23% First filing
33 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 8,6408.6k $217.3k $217.3k 0.01% Added +95 +95
34 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 8,2858.3k $208.5k $208.5k 0.00% Unchanged
35 Pillar Wealth Advisors, LLC 0.16% of their portfolio WESTTOWN, PA 8,0538.1k $202.5k $202.5k 0.16% Reduced -1.3k -1,331
36 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,1677.2k $180.3k $180.3k 0.00% Reduced -67 -67
37 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 4,9434.9k $124.3k $124.3k 0.02% Reduced -1.8k -1,760
38 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,3733.4k $85.0k $85.0k 0.00% Added +1.0k +1,016
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,7862.8k $70.1k $70.1k 0.00% Added +1.4k +1,417
40 Clear Point Advisors Inc. 0.05% of their portfolio MELVILLE, NY 2,2502.2k $56.6k $56.6k 0.05% First filing
41 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,8121.8k $45.6k $45.6k 0.00% New
42 DHJJ Financial Advisors, Ltd. 0.02% of their portfolio NAPERVILLE, IL 1,7181.7k $43.2k $43.2k 0.02% Reduced -300 -300
43 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,2151.2k $30.6k $30.6k 0.00% Unchanged
44 Long Island Wealth Management, Inc. 0.02% of their portfolio MELVILLE, NY 1,1701.2k $29.0k $29.0k 0.02% First filing
45 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 328328 $8.2k $8.2k 0.00% Unchanged
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 112112 $2.8k $2.8k 0.00% Unchanged
47 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $25 $25 0.00% Unchanged