Vault-13

INNOVATOR ETFS TRUST EAPR

EMRGNG MKT APRIL · ETP · CUSIP 45782C359

45 institutional holders +11 vs Q1 2023
1,802,6441.8m shares reported held*
$44.4mreported value*
13 new 20 added 6 reduced 3 sold out net bought ≈ $21.3m (+866.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.62.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 29Q4 22: 33Q1 23: 34Q2 23: 4545Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202229
Q4 202233
Q1 202334
Q2 202345

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 11 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 17 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 9 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221114
Q1 20231917
Q2 2023339

Biggest buyers

Global Strategic Investment Solutions, LLC New +386,271+386.3k
Glovista Investments LLC New +140,235+140.2k
Accuvest Global Advisors Added +84,803+84.8k
OSAIC HOLDINGS, INC. Added +55,047+55.0k
OLD MISSION CAPITAL LLC New +23,620+23.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +22,005+22.0k
CORRADO ADVISORS, LLC Added +16,052+16.1k
LINCOLN NATIONAL CORP Added +15,945+15.9k
Cetera Investment Advisers New +15,758+15.8k
SageView Advisory Group, LLC Added +14,479+14.5k

Biggest sellers

AVALON CAPITAL MANAGEMENT Sold out -27,517-27.5k
Arlington Capital Management, Inc. Reduced -11,254-11.3k
Ameritas Advisory Services, LLC Sold out -2,000-2.0k
Valtinson Bruner Financial Planning LLC Reduced -1,553-1.6k
Spire Wealth Management Sold out -841-841
WPWealth LLP Reduced -560-560
Forvis Mazars Wealth Advisors, LLC Reduced -558-558
Tradition Wealth Management, LLC Reduced -343-343
Stratos Wealth Advisors, LLC Reduced -116-116

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Global Strategic Investment Solutions, LLC 1.19% of their portfolio Scottsdale, AZ 386,271386.3k $9.5m $9.5m 1.19% New
2 Tradition Wealth Management, LLC 0.49% of their portfolio EDINA, MN 168,693168.7k $4.2m $4.2m 0.49% Reduced -343 -343
3 PERSONAL CFO SOLUTIONS, LLC 0.78% of their portfolio CHESTER, NJ 155,614155.6k $3.8m $3.8m 0.78% Added +2.6k +2,637
4 Glovista Investments LLC 1.82% of their portfolio JERSEY CITY, NJ 140,235140.2k $3.4m $3.4m 1.82% New
5 Accuvest Global Advisors 1.27% of their portfolio PROVO, UT 100,583100.6k $2.5m $2.5m 1.27% Added +84.8k +84,803
6 CORRADO ADVISORS, LLC 1.55% of their portfolio RAMSEY, NJ 89,86689.9k $2.2m $2.2m 1.55% Added +16.1k +16,052
7 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 84,65184.7k $2.1m $2.1m 0.00% Added +55.0k +55,047
8 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 57,32157.3k $1.4m $1.4m 0.03% Added +15.9k +15,945
9 Forvis Mazars Wealth Advisors, LLC 0.04% of their portfolio Springfield, MO 51,90251.9k $1.3m $1.3m 0.04% Reduced -558 -558
10 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 41,74141.7k $1.0m $1.0m 0.00% Added +22.0k +22,005
11 SageView Advisory Group, LLC 0.05% of their portfolio Newport Beach, CA 39,05139.1k $961.8k $961.8k 0.05% Added +14.5k +14,479
12 Valtinson Bruner Financial Planning LLC 0.50% of their portfolio NEW BRIGHTON, MN 37,82437.8k $931.6k $931.6k 0.50% Reduced -1.6k -1,553
13 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 37,36337.4k $920.2k $920.2k 0.01% Added +9.8k +9,804
14 WPWealth LLP 0.39% of their portfolio FORT WORTH, TX 36,96137.0k $910.3k $910.3k 0.39% Reduced -560 -560
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 33,11233.1k $815.5k $815.5k 0.00% Added +11.3k +11,344
16 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 31,35731.4k $772.3k $772.3k 0.01% Added +7.8k +7,847
17 Marathon Mission, Inc. 0.60% of their portfolio ALBANY, NY 26,39026.4k $654.2k $654.2k 0.60% First filing
18 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 23,62023.6k $581.8k $581.8k 0.02% New
19 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 19,43919.4k $477.2k $477.2k 0.01% Added +5.1k +5,103
20 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 17,36517.4k $427.7k $427.7k 0.04% Unchanged
21 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 16,95016.9k $417.5k $417.5k 0.01% Added +5.6k +5,632
22 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 16,82516.8k $414.0k $414.0k 0.00% Added +4.4k +4,416
23 WealthPLAN Partners, LLC 0.06% of their portfolio OMAHA, NE 16,32716.3k $402.1k $402.1k 0.06% Added +4.1k +4,122
24 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,75815.8k $388.1k $388.1k 0.00% New
25 AdvisorNet Financial, Inc 0.03% of their portfolio MINNETONKA, MN 15,15715.2k $373.3k $373.3k 0.03% Unchanged
26 Arlington Capital Management, Inc. 0.31% of their portfolio ARLINGTON HEIGHTS, IL 14,61114.6k $359.9k $359.9k 0.31% Reduced -11.3k -11,254
27 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,23214.2k $351.0k $351.0k 0.00% New
28 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,61113.6k $334.0k $334.0k 0.00% New
29 Berger Financial Group, Inc 0.03% of their portfolio PLYMOUTH, MN 12,35012.3k $304.2k $304.2k 0.03% New
30 WEALTH ALLIANCE, LLC 0.05% of their portfolio MELLVILLE, NY 12,25512.3k $301.8k $301.8k 0.05% New
31 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 11,17211.2k $275.2k $275.2k 0.02% Reduced -116 -116
32 Pillar Wealth Advisors, LLC 0.19% of their portfolio WESTTOWN, PA 9,3849.4k $231.1k $231.1k 0.19% Unchanged
33 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 9,3659.4k $230.7k $230.7k 0.00% New
34 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 8,6528.7k $213.1k $213.1k 0.00% New
35 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 8,5458.5k $210.5k $210.5k 0.01% Added +150 +150
36 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,2347.2k $178.2k $178.2k 0.00% Added +4.7k +4,734
37 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 6,7136.7k $165.3k $165.3k 0.02% Added +3.4k +3,360
38 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 6,1006.1k $150.2k $150.2k 0.00% New
39 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2,7732.8k $68.3k $68.3k 0.00% Unchanged
40 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,4302.4k $60.5k $60.5k 0.00% Added +840 +840
41 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,3572.4k $58.0k $58.0k 0.00% Added +513 +513
42 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 328328 $8.1k $8.1k 0.00% Unchanged
43 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 9090 $2.2k $2.2k 0.00% Added +90 +90
44 UBS Group AG 0.00% of their portfolio ZURICH, V8 6666 $1.6k $1.6k 0.00% New
45 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $25 $25 0.00% New