Vault-13

INNOVATOR ETFS TRUST KAPR

US SML CP PWR ET · ETP · CUSIP 45782C342

103 institutional holders +10 vs Q3 2024
2,705,7312.7m shares reported held*
$88.5mreported value*
8 new 20 added 35 reduced 8 sold out net sold ≈ $20.9m (-640.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.71.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 50Q4 22: 54Q1 23: 57Q2 23: 83Q3 23: 75Q4 23: 84Q1 24: 73Q2 24: 94Q3 24: 93Q4 24: 103103Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202250
Q4 202254
Q1 202357
Q2 202383
Q3 202375
Q4 202384
Q1 202473
Q2 202494
Q3 202493
Q4 2024103

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 24 bought or addedQ1 23: 26 cut or sold outQ2 23: 57 bought or addedQ2 23: 13 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 38 cut or sold outQ4 23: 24 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 16 bought or addedQ1 24: 46 cut or sold outQ2 24: 68 bought or addedQ2 24: 17 cut or sold outQ2 24Q3 24: 43 bought or addedQ3 24: 40 cut or sold outQ4 24: 28 bought or addedQ4 24: 43 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20232426
Q2 20235713
Q3 20232238
Q4 20232438
Q1 20241646
Q2 20246817
Q3 20244340
Q4 20242843

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP New +36,060+36.1k
OLD MISSION CAPITAL LLC Added +25,289+25.3k
JANE STREET GROUP, LLC Added +13,060+13.1k
Focus Partners Wealth Added +12,415+12.4k
OSAIC HOLDINGS, INC. Added +11,591+11.6k
Kestra Advisory Services, LLC Added +11,474+11.5k
TWO SIGMA SECURITIES, LLC New +6,626+6.6k
AE Wealth Management LLC New +4,414+4.4k
Maltin Wealth Management, Inc. Added +3,605+3.6k
Bellwether Advisors, LLC New +3,216+3.2k

Biggest sellers

PERSONAL CFO SOLUTIONS, LLC Sold out -352,614-352.6k
ODonnell Financial Services, LLC Sold out -171,828-171.8k
Catalina Capital Group, LLC Reduced -53,016-53.0k
JPMORGAN CHASE & CO Reduced -30,589-30.6k
SageView Advisory Group, LLC Reduced -30,122-30.1k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Sold out -26,538-26.5k
IFP Advisors, Inc Reduced -11,350-11.3k
Forvis Mazars Wealth Advisors, LLC Reduced -10,594-10.6k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Sold out -10,009-10.0k
Cambridge Investment Research Advisors, Inc. Reduced -8,980-9.0k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 229,497229.5k $7.5m $7.5m 0.01% Added +2.3k +2,291
2 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 171,046171.0k $5.6m $5.6m 0.01% Added +11.6k +11,591
3 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 149,602149.6k $4.9m $4.9m 0.01% Reduced -4.2k -4,152
4 Tradition Wealth Management, LLC 0.41% of their portfolio EDINA, MN 140,827140.8k $4.6m $4.6m 0.41% Reduced -4.2k -4,223
5 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 115,656115.7k $3.8m $3.8m 0.02% Added +11.5k +11,474
6 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 103,635103.6k $3.4m $3.4m 0.01% Reduced -4.7k -4,653
7 Valtinson Bruner Financial Planning LLC 1.00% of their portfolio NEW BRIGHTON, MN 87,84387.8k $2.9m $2.9m 1.00% Reduced -1.7k -1,665
8 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 82,84482.8k $2.7m $2.7m 0.01% Reduced -9.0k -8,980
9 First Commonwealth Financial Corp /PA/ 0.63% of their portfolio Indiana, PA 82,15282.2k $2.7m $2.7m 0.63% Reduced -4.8k -4,768
10 SageView Advisory Group, LLC 0.09% of their portfolio Newport Beach, CA 62,72362.7k $2.1m $2.1m 0.09% Reduced -30.1k -30,122
11 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 62,42462.4k $2.0m $2.0m 0.00% First filing
12 CORRADO ADVISORS, LLC 1.01% of their portfolio RAMSEY, NJ 47,17547.2k $1.5m $1.5m 1.01% Reduced -3.4k -3,381
13 Catalina Capital Group, LLC 0.50% of their portfolio Torrance, CA 46,82146.8k $1.5m $1.5m 0.50% Reduced -53.0k -53,016
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 41,19041.2k $1.3m $1.3m 0.00% Reduced -332 -332
15 CWM, LLC 0.01% of their portfolio OMAHA, NE 40,80340.8k $1.3m $1.3m 0.01% Added +84 +84
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 36,06036.1k $1.2m $1.2m 0.00% New
17 Compass Advisory Group LLC 0.41% of their portfolio MELVILLE, NY 34,99335.0k $1.1m $1.1m 0.41% Unchanged
18 Diligent Investors, LLC 0.26% of their portfolio REDLANDS, CA 34,67134.7k $1.1m $1.1m 0.26% Unchanged
19 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 33,88633.9k $1.1m $1.1m 0.00% Reduced -755 -755
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 33,70633.7k $1.1m $1.1m 0.00% Added +13.1k +13,060
21 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 33,59833.6k $1.1m $1.1m 0.01% Reduced -84 -84
22 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 32,80432.8k $1.1m $1.1m 0.02% Added +25.3k +25,289
23 Wood Tarver Financial Group, LLC 0.35% of their portfolio BOISE, ID 32,21732.2k $1.1m $1.1m 0.35% First filing
24 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 31,60031.6k $1.0m $1.0m 0.00% Added +3.1k +3,100
25 Forvis Mazars Wealth Advisors, LLC 0.02% of their portfolio Springfield, MO 29,06429.1k $950.5k $950.5k 0.02% Reduced -10.6k -10,594
26 RED CRANE WEALTH MANAGEMENT, LLC 0.82% of their portfolio SAN FRANCISCO, CA 26,41626.4k $863.9k $863.9k 0.82% First filing
27 Miller Financial Services LLC 0.73% of their portfolio MARSHALL, MI 26,31026.3k $860.4k $860.4k 0.73% First filing
28 Capital Analysts, LLC 0.03% of their portfolio FORT WASHINGTON, PA 25,23925.2k $825.0k $825.0k 0.03% Unchanged
29 Prairie Wealth Advisors, Inc. 0.39% of their portfolio OMAHA, NE 24,98325.0k $817.0k $817.0k 0.39% Unchanged
30 Fragasso Financial Advisors Inc 0.06% of their portfolio SEWICKLEY, PA 24,98125.0k $816.9k $816.9k 0.06% Reduced -573 -573
31 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 24,83024.8k $812.0k $812.0k 0.00% Added +12.4k +12,415
32 DHJJ Financial Advisors, Ltd. 0.30% of their portfolio NAPERVILLE, IL 23,88423.9k $781.1k $781.1k 0.30% Unchanged
33 Main Street Financial Solutions, LLC 0.08% of their portfolio NEWTOWN, PA 23,43223.4k $766.3k $766.3k 0.08% Unchanged
34 Weaver Consulting Group 0.23% of their portfolio HUNTINGTON BEACH, CA 23,18823.2k $758.3k $758.3k 0.23% Reduced -2.4k -2,429
35 RETIREMENT GUYS FORMULA LLC 0.38% of their portfolio MAUMEE, OH 23,03823.0k $753.4k $753.4k 0.38% Reduced -926 -926
36 Sunbelt Securities, Inc. 0.07% of their portfolio HOUSTON, TX 22,80622.8k $745.1k $745.1k 0.07% Reduced -10 -10
37 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 22,44922.4k $734.1k $734.1k 0.01% Reduced -156 -156
38 WEALTH ALLIANCE, LLC 0.09% of their portfolio MELLVILLE, NY 22,34822.3k $730.8k $730.8k 0.09% Unchanged
39 Jacobi Capital Management LLC 0.05% of their portfolio PITTSTON, PA 21,42621.4k $700.7k $700.7k 0.05% Unchanged
40 PFS Partners, LLC 0.36% of their portfolio MINE HILL, NJ 20,33220.3k $664.9k $664.9k 0.36% Added +371 +371
41 Whipplewood Advisors, LLC 0.37% of their portfolio LITTLETON, CO 19,79419.8k $647.3k $647.3k 0.37% First filing
42 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 19,16719.2k $626.8k $626.8k 0.05% Unchanged
43 Maltin Wealth Management, Inc. 0.30% of their portfolio RIDGEWOOD, NJ 18,80418.8k $614.9k $614.9k 0.30% Added +3.6k +3,605
44 Triumph Capital Management 0.20% of their portfolio DENVER, CO 18,01018.0k $589.0k $589.0k 0.20% Added +254 +254
45 FSA Advisors, Inc. 0.71% of their portfolio TROY, MI 17,97118.0k $583.3k $583.3k 0.71% Unchanged
46 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 17,59517.6k $575.4k $575.4k 0.00% Unchanged
47 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,35517.4k $567.6k $567.6k 0.00% Reduced -286 -286
48 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 17,24017.2k $563.8k $563.8k 0.03% Reduced -90 -90
49 AdvisorNet Financial, Inc 0.05% of their portfolio MINNETONKA, MN 17,15817.2k $561.1k $561.1k 0.05% Reduced -400 -400
50 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,31015.3k $500.7k $500.7k 0.00% Added +28 +28
51 HBW ADVISORY SERVICES LLC 0.05% of their portfolio SIMI VALLEY, CA 14,72914.7k $481.7k $481.7k 0.05% Reduced -759 -759
52 LEIGH BALDWIN & CO., LLC 0.40% of their portfolio CAZENOVIA, NY 14,67514.7k $479.9k $479.9k 0.40% First filing
53 Clear Point Advisors Inc. 0.41% of their portfolio MELVILLE, NY 14,65214.7k $479.2k $479.2k 0.41% Unchanged
54 Straight Path Wealth Management 0.19% of their portfolio Jenison, MI 14,44814.4k $472.5k $472.5k 0.19% Added +599 +599
55 ACAS, LLC 0.35% of their portfolio RANCHO SANTA FE, CA 13,96914.0k $469.5k $469.5k 0.35% Added +2.7k +2,670
56 My Personal CFO, LLC 0.23% of their portfolio VANCOUVER, WA 13,73113.7k $449.0k $449.0k 0.23% Unchanged
57 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 13,19113.2k $431.4k $431.4k 0.00% Reduced -3.4k -3,410
58 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 13,05413.1k $426.9k $426.9k 0.01% Unchanged
59 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 12,55412.6k $410.6k $410.6k 0.00% Added +2.3k +2,268
60 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 12,30512.3k $402.4k $402.4k 0.00% Unchanged
61 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 12,12412.1k $396.5k $396.5k 0.02% Reduced -140 -140
62 Long Island Wealth Management, Inc. 0.24% of their portfolio MELVILLE, NY 11,94511.9k $390.6k $390.6k 0.24% Added +55 +55
63 BCS Wealth Management 0.10% of their portfolio JOHNSON CITY, TN 11,81911.8k $387.0k $387.0k 0.10% Reduced -387 -387
64 Riggs Capital Management LLC 0.36% of their portfolio AMERICAN FORK, UT 11,10111.1k $363.0k $363.0k 0.36% First filing
65 Wealthspire Retirement, LLC 0.03% of their portfolio ALISO VIEJO, CA 11,04911.0k $361.3k $361.3k 0.03% Unchanged
66 Berger Financial Group, Inc 0.02% of their portfolio PLYMOUTH, MN 11,04011.0k $361.0k $361.0k 0.02% Reduced -1.3k -1,292
67 Beacon Financial Advisory LLC 0.11% of their portfolio CLEVELAND, OH 10,68110.7k $349.3k $349.3k 0.11% Unchanged
68 Archer Investment Corp 0.09% of their portfolio Carmel, IN 10,49210.5k $343.1k $343.1k 0.09% Unchanged
69 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 9,3259.3k $305.0k $305.0k 0.01% Reduced -3.8k -3,839
70 Vantage Point Financial LLC 0.15% of their portfolio LISLE, IL 8,3688.4k $273.7k $273.7k 0.15% First filing
71 WINNACLE WEALTH LLC 0.27% of their portfolio WACO, TX 8,2378.2k $268.1k $268.1k 0.27% First filing
72 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 8,1008.1k $266.0k $266.0k 0.02% Unchanged
73 Financial Network Wealth Advisors LLC 0.49% of their portfolio MURRAY, UT 8,0208.0k $262.3k $262.3k 0.49% Reduced -518 -518
74 Cardinal Point Capital Management ULC 0.04% of their portfolio TORONTO, A6 7,3607.4k $240.7k $240.7k 0.04% Unchanged
75 ARQ WEALTH ADVISORS, LLC 0.09% of their portfolio SCOTTSDALE, AZ 7,1137.1k $232.6k $232.6k 0.09% Added +779 +779
76 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 6,9056.9k $225.8k $225.8k 0.01% Reduced -11.3k -11,350
77 GILL CAPITAL PARTNERS, LLC 0.08% of their portfolio DENVER, CO 6,8086.8k $222.6k $222.6k 0.08% Unchanged
78 TWO SIGMA SECURITIES, LLC 0.04% of their portfolio NEW YORK, NY 6,6266.6k $216.7k $216.7k 0.04% New
79 CARY STREET PARTNERS FINANCIAL LLC 0.01% of their portfolio RICHMOND, VA 6,6096.6k $216.1k $216.1k 0.01% First filing
80 COLDSTREAM CAPITAL MANAGEMENT INC 0.00% of their portfolio BELLEVUE, WA 6,4496.4k $210.9k $210.9k 0.00% Reduced -2.4k -2,352
81 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 6,3426.3k $207.4k $207.4k 0.01% Added +70 +70
82 Sugarloaf Wealth Management, LLC 0.03% of their portfolio DULUTH, GA 5,2575.3k $171.9k $171.9k 0.03% Unchanged
83 Global Trust Asset Management, LLC 0.06% of their portfolio PALM BEACH GARDENS, FL 5,0005.0k $163.5k $163.5k 0.06% Reduced -500 -500
84 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 4,4494.4k $145.5k $145.5k 0.01% Reduced -5.9k -5,892
85 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 4,4144.4k $144.3k $144.3k 0.00% New
86 Stonebridge Financial Group, LLC 0.02% of their portfolio Wormleysburg, PA 4,3864.4k $143.4k $143.4k 0.02% First filing
87 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 4,1484.1k $135.7k $135.7k 0.00% Unchanged
88 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,8073.8k $124.5k $124.5k 0.00% Added +1.2k +1,224
89 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 3,5293.5k $115.4k $115.4k 0.01% Unchanged
90 Bellwether Advisors, LLC 0.02% of their portfolio LINCOLN, NE 3,2163.2k $105.2k $105.2k 0.02% New
91 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,0273.0k $99.0k $99.0k 0.00% Reduced -751 -751
92 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,1692.2k $72.6k $72.6k 0.00% Unchanged
93 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,0472.0k $66.9k $66.9k 0.00% New
94 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,5001.5k $49.1k $49.1k 0.00% Unchanged
95 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,0361.0k $33.9k $33.9k 0.00% Added +279 +279
96 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 843843 $27.6k $27.6k 0.00% New
97 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 753753 $24.6k $24.6k 0.00% New
98 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 512512 $16.7k $16.7k 0.00% Unchanged
99 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 505505 $16.5k $16.5k 0.00% Reduced -180 -180
100 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 235235 $7.7k $7.7k 0.00% Reduced -30.6k -30,589