Vault-13

INNOVATOR ETFS TRUST KAPR

US SML CP PWR ET · ETP · CUSIP 45782C342

93 institutional holders -1 vs Q2 2024
3,268,3963.3m shares reported held*
$106.1mreported value*
11 new 32 added 29 reduced 11 sold out net sold ≈ $383.4k (-11.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.46.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 50Q4 22: 54Q1 23: 57Q2 23: 83Q3 23: 75Q4 23: 84Q1 24: 73Q2 24: 94Q3 24: 9393Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202250
Q4 202254
Q1 202357
Q2 202383
Q3 202375
Q4 202384
Q1 202473
Q2 202494
Q3 202493

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 17 bought or addedQ4 22: 26 cut or sold outQ1 23: 24 bought or addedQ1 23: 26 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 13 cut or sold outQ3 23: 22 bought or addedQ3 23: 38 cut or sold outQ3 23Q4 23: 24 bought or addedQ4 23: 38 cut or sold outQ1 24: 16 bought or addedQ1 24: 46 cut or sold outQ1 24Q2 24: 68 bought or addedQ2 24: 17 cut or sold outQ3 24: 43 bought or addedQ3 24: 40 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221726
Q1 20232426
Q2 20235713
Q3 20232238
Q4 20232438
Q1 20241646
Q2 20246817
Q3 20244340

Biggest buyers

Catalina Capital Group, LLC New +99,837+99.8k
Raymond James Financial Services Advisors, Inc. Added +74,265+74.3k
JPMORGAN CHASE & CO Added +30,692+30.7k
RETIREMENT GUYS FORMULA LLC New +23,964+24.0k
OSAIC HOLDINGS, INC. Added +18,178+18.2k
Triumph Capital Management New +17,756+17.8k
Strategic Blueprint, LLC New +17,330+17.3k
EP Wealth Advisors, LLC New +16,601+16.6k
Maltin Wealth Management, Inc. New +15,199+15.2k
IFP Advisors, Inc Added +14,860+14.9k

Biggest sellers

Brookstone Capital Management Reduced -120,508-120.5k
Valtinson Bruner Financial Planning LLC Reduced -67,076-67.1k
STEPHENS INC /AR/ Sold out -55,670-55.7k
Kestra Advisory Services, LLC Reduced -41,795-41.8k
PRIVATE CLIENT SERVICES, LLC Sold out -28,228-28.2k
Atria Wealth Solutions, Inc. Sold out -19,942-19.9k
Pillar Wealth Advisors, LLC Sold out -17,383-17.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -15,321-15.3k
COLDSTREAM CAPITAL MANAGEMENT INC Reduced -14,432-14.4k
First Commonwealth Financial Corp /PA/ Reduced -10,244-10.2k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PERSONAL CFO SOLUTIONS, LLC 1.60% of their portfolio CHESTER, NJ 352,614352.6k $11.4m $11.4m 1.60% Added +4.9k +4,861
2 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 227,206227.2k $7.4m $7.4m 0.01% Reduced -1.6k -1,633
3 ODonnell Financial Services, LLC 2.27% of their portfolio SAN RAFAEL, CA 171,828171.8k $5.6m $5.6m 2.27% Reduced -2.7k -2,673
4 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 159,455159.5k $5.2m $5.2m 0.01% Added +18.2k +18,178
5 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 153,754153.8k $5.0m $5.0m 0.01% Added +2.0k +2,048
6 Tradition Wealth Management, LLC 0.42% of their portfolio EDINA, MN 145,050145.1k $4.7m $4.7m 0.42% Reduced -2.4k -2,414
7 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 112,372112.4k $3.6m $3.6m 0.00% Added +74.3k +74,265
8 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 108,288108.3k $3.5m $3.5m 0.01% Added +1.9k +1,889
9 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 104,182104.2k $3.4m $3.4m 0.02% Reduced -41.8k -41,795
10 Catalina Capital Group, LLC 1.10% of their portfolio Torrance, CA 99,83799.8k $3.2m $3.2m 1.10% New
11 SageView Advisory Group, LLC 0.15% of their portfolio Newport Beach, CA 92,84592.8k $3.0m $3.0m 0.15% Reduced -9.3k -9,334
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 91,82491.8k $3.0m $3.0m 0.01% Added +313 +313
13 Valtinson Bruner Financial Planning LLC 1.01% of their portfolio NEW BRIGHTON, MN 89,50889.5k $2.9m $2.9m 1.01% Reduced -67.1k -67,076
14 First Commonwealth Financial Corp /PA/ 0.68% of their portfolio Indiana, PA 86,92086.9k $2.8m $2.8m 0.68% Reduced -10.2k -10,244
15 CORRADO ADVISORS, LLC 1.03% of their portfolio RAMSEY, NJ 50,55650.6k $1.6m $1.6m 1.03% Reduced -1.8k -1,785
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 41,52241.5k $1.3m $1.3m 0.00% Added +13.2k +13,223
17 CWM, LLC 0.01% of their portfolio OMAHA, NE 40,71940.7k $1.3m $1.3m 0.01% Added +2.6k +2,576
18 Forvis Mazars Wealth Advisors, LLC 0.03% of their portfolio Springfield, MO 39,65839.7k $1.3m $1.3m 0.03% Reduced -4.3k -4,349
19 Compass Advisory Group LLC 0.44% of their portfolio MELVILLE, NY 34,99335.0k $1.1m $1.1m 0.44% Added +12.0k +12,033
20 Diligent Investors, LLC 0.26% of their portfolio REDLANDS, CA 34,67134.7k $1.1m $1.1m 0.26% Added +208 +208
21 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,64134.6k $1.1m $1.1m 0.00% Added +1.6k +1,597
22 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 33,68233.7k $1.1m $1.1m 0.01% Added +318 +318
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 30,82430.8k $1.0m $1.0m 0.00% Added +30.7k +30,692
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 30,50330.5k $990.1k $990.1k 0.00% Added +673 +673
25 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 28,50028.5k $925.0k $925.0k 0.00% Reduced -800 -800
26 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.07% of their portfolio Westlake, OH 26,53826.5k $861.4k $861.4k 0.07% Reduced -933 -933
27 Weaver Consulting Group 0.26% of their portfolio HUNTINGTON BEACH, CA 25,61725.6k $831.5k $831.5k 0.26% Reduced -493 -493
28 Fragasso Financial Advisors Inc 0.06% of their portfolio SEWICKLEY, PA 25,55425.6k $829.5k $829.5k 0.06% Reduced -400 -400
29 Capital Analysts, LLC 0.03% of their portfolio FORT WASHINGTON, PA 25,23925.2k $819.0k $819.0k 0.03% Reduced -1.5k -1,546
30 Prairie Wealth Advisors, Inc. 0.40% of their portfolio OMAHA, NE 24,98325.0k $811.0k $811.0k 0.40% Reduced -330 -330
31 RETIREMENT GUYS FORMULA LLC 0.36% of their portfolio MAUMEE, OH 23,96424.0k $777.9k $777.9k 0.36% New
32 DHJJ Financial Advisors, Ltd. 0.31% of their portfolio NAPERVILLE, IL 23,88423.9k $775.3k $775.3k 0.31% Reduced -440 -440
33 Main Street Financial Solutions, LLC 0.07% of their portfolio NEWTOWN, PA 23,43223.4k $760.6k $760.6k 0.07% Reduced -90 -90
34 Sunbelt Securities, Inc. 0.07% of their portfolio HOUSTON, TX 22,81622.8k $740.6k $740.6k 0.07% Reduced -100 -100
35 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 22,60522.6k $733.8k $733.8k 0.01% Reduced -120.5k -120,508
36 WEALTH ALLIANCE, LLC 0.09% of their portfolio MELLVILLE, NY 22,34822.3k $725.4k $725.4k 0.09% Unchanged
37 Jacobi Capital Management LLC 0.05% of their portfolio PITTSTON, PA 21,42621.4k $695.5k $695.5k 0.05% Added +8.2k +8,188
38 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,64620.6k $670.2k $670.2k 0.00% Added +5.4k +5,420
39 PFS Partners, LLC 0.37% of their portfolio MINE HILL, NJ 19,96120.0k $647.9k $647.9k 0.37% Added +13.0k +13,045
40 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 19,16719.2k $622.2k $622.2k 0.05% Reduced -111 -111
41 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 18,25518.3k $592.6k $592.6k 0.02% Added +14.9k +14,860
42 FSA Advisors, Inc. 0.58% of their portfolio TROY, MI 17,97118.0k $583.3k $583.3k 0.58% Unchanged
43 Triumph Capital Management 0.21% of their portfolio DENVER, CO 17,75617.8k $576.4k $576.4k 0.21% New
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,64117.6k $572.6k $572.6k 0.00% Added +348 +348
45 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 17,59517.6k $571.1k $571.1k 0.00% Reduced -326 -326
46 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 17,55817.6k $569.9k $569.9k 0.04% Unchanged
47 Strategic Blueprint, LLC 0.04% of their portfolio ATLANTA, GA 17,33017.3k $562.5k $562.5k 0.04% New
48 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 16,60116.6k $538.9k $538.9k 0.00% New
49 HBW ADVISORY SERVICES LLC 0.07% of their portfolio SIMI VALLEY, CA 15,48815.5k $502.7k $502.7k 0.07% Reduced -872 -872
50 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,28215.3k $496.1k $496.1k 0.00% Added +1.9k +1,916
51 Maltin Wealth Management, Inc. 0.24% of their portfolio RIDGEWOOD, NJ 15,19915.2k $493.4k $493.4k 0.24% New
52 Clear Point Advisors Inc. 0.37% of their portfolio MELVILLE, NY 14,65214.7k $475.6k $475.6k 0.37% Unchanged
53 Straight Path Wealth Management 0.19% of their portfolio Jenison, MI 13,84913.8k $449.5k $449.5k 0.19% Added +509 +509
54 My Personal CFO, LLC 0.24% of their portfolio VANCOUVER, WA 13,73113.7k $445.7k $445.7k 0.24% Unchanged
55 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 13,16413.2k $427.3k $427.3k 0.02% Reduced -183 -183
56 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 13,05413.1k $423.7k $423.7k 0.01% Unchanged
57 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 12,41512.4k $403.0k $403.0k 0.00% Unchanged
58 Berger Financial Group, Inc 0.03% of their portfolio PLYMOUTH, MN 12,33212.3k $400.3k $400.3k 0.03% Added +2.0k +1,972
59 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 12,30512.3k $399.4k $399.4k 0.00% Unchanged
60 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 12,26412.3k $398.1k $398.1k 0.02% Unchanged
61 BCS Wealth Management 0.17% of their portfolio JOHNSON CITY, TN 12,20612.2k $396.0k $396.0k 0.17% Added +601 +601
62 Long Island Wealth Management, Inc. 0.25% of their portfolio MELVILLE, NY 11,89011.9k $385.9k $385.9k 0.25% Unchanged
63 ACAS, LLC 0.30% of their portfolio RANCHO SANTA FE, CA 11,29911.3k $366.8k $366.8k 0.30% Added +413 +413
64 Wealthspire Retirement, LLC 0.03% of their portfolio ALISO VIEJO, CA 11,04911.0k $358.7k $358.7k 0.03% Added +80 +80
65 Beacon Financial Advisory LLC 0.12% of their portfolio CLEVELAND, OH 10,68110.7k $346.7k $346.7k 0.12% Added +2.9k +2,915
66 Archer Investment Corp 0.09% of their portfolio Carmel, IN 10,49210.5k $340.6k $340.6k 0.09% Unchanged
67 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 10,34110.3k $335.7k $335.7k 0.02% Added +1.7k +1,673
68 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,28610.3k $333.9k $333.9k 0.00% Unchanged
69 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 10,00910.0k $324.9k $324.9k 0.01% New
70 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 8,8018.8k $285.7k $285.7k 0.01% Reduced -14.4k -14,432
71 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.01% of their portfolio LOS ANGELES, CA 8,6198.6k $279.8k $279.8k 0.01% Reduced -3.2k -3,214
72 Financial Network Wealth Advisors LLC 0.23% of their portfolio MURRAY, UT 8,5388.5k $277.1k $277.1k 0.23% Reduced -3.8k -3,767
73 CASTLE WEALTH MANAGEMENT LLC 0.11% of their portfolio BOYNTON BEACH, FL 8,4668.5k $274.8k $274.8k 0.11% Reduced -4.5k -4,515
74 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 8,1008.1k $263.0k $263.0k 0.02% Added +800 +800
75 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 7,5157.5k $243.9k $243.9k 0.01% New
76 Cardinal Point Capital Management ULC 0.04% of their portfolio TORONTO, A6 7,3607.4k $238.9k $238.9k 0.04% Unchanged
77 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 7,2407.2k $235.0k $235.0k 0.00% Reduced -500 -500
78 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 7,0987.1k $230.4k $230.4k 0.00% Added +450 +450
79 GILL CAPITAL PARTNERS, LLC 0.08% of their portfolio DENVER, CO 6,8086.8k $221.0k $221.0k 0.08% Unchanged
80 ARQ WEALTH ADVISORS, LLC 0.08% of their portfolio SCOTTSDALE, AZ 6,3346.3k $204.5k $204.5k 0.08% New
81 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 6,2726.3k $203.6k $203.6k 0.01% Reduced -850 -850
82 Global Trust Asset Management, LLC 0.07% of their portfolio PALM BEACH GARDENS, FL 5,5005.5k $178.5k $178.5k 0.07% Added +3.0k +3,000
83 Sugarloaf Wealth Management, LLC 0.03% of their portfolio DULUTH, GA 5,2575.3k $170.6k $170.6k 0.03% Unchanged
84 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 4,1484.1k $134.6k $134.6k 0.00% Unchanged
85 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,7783.8k $122.6k $122.6k 0.00% Added +2.4k +2,411
86 Continuum Advisory, LLC 0.02% of their portfolio EAGLE, ID 3,5293.5k $118.2k $118.2k 0.02% New
87 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,5832.6k $83.8k $83.8k 0.00% Unchanged
88 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,1692.2k $70.4k $70.4k 0.00% Unchanged
89 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,5001.5k $48.7k $48.7k 0.00% Unchanged
90 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 757757 $24.6k $24.6k 0.00% Added +346 +346
91 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 685685 $22.2k $22.2k 0.00% New
92 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 512512 $16.6k $16.6k 0.00% Unchanged
93 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged