Vault-13

INNOVATOR ETFS TRUST KAPR

US SML CP PWR ET · ETP · CUSIP 45782C342

73 institutional holders -11 vs Q4 2023
2,253,8702.3m shares reported held*
$70.1mreported value*
4 new 12 added 30 reduced 16 sold out net sold ≈ $34.3m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.11.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 50Q4 22: 54Q1 23: 57Q2 23: 83Q3 23: 75Q4 23: 84Q1 24: 7373Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202250
Q4 202254
Q1 202357
Q2 202383
Q3 202375
Q4 202384
Q1 202473

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 17 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 26 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 13 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 38 cut or sold outQ3 23Q4 23: 24 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 16 bought or addedQ1 24: 46 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221726
Q1 20232426
Q2 20235713
Q3 20232238
Q4 20232438
Q1 20241646

Biggest buyers

Tradition Wealth Management, LLC New +147,953+148.0k
Brookstone Capital Management Added +108,704+108.7k
Cetera Investment Advisers Added +85,815+85.8k
Cambridge Investment Research Advisors, Inc. Added +27,509+27.5k
BLAIR WILLIAM & CO/IL Added +24,750+24.8k
Kestra Advisory Services, LLC Added +13,634+13.6k
Wealthspire Retirement, LLC New +10,969+11.0k
NewEdge Advisors, LLC Added +5,674+5.7k
CoreCap Advisors, LLC New +2,585+2.6k
Raymond James Financial Services Advisors, Inc. Added +2,252+2.3k

Biggest sellers

PFS Partners, LLC Reduced -413,402-413.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -328,700-328.7k
AVALON CAPITAL MANAGEMENT Sold out -121,477-121.5k
Donald L. Hagan, LLC Reduced -98,822-98.8k
OSAIC HOLDINGS, INC. Reduced -74,146-74.1k
Cetera Advisor Networks LLC Sold out -71,458-71.5k
SageView Advisory Group, LLC Reduced -71,075-71.1k
Atria Wealth Solutions, Inc. Sold out -57,215-57.2k
World Investment Advisors Sold out -34,228-34.2k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Sold out -33,940-33.9k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ODonnell Financial Services, LLC 2.49% of their portfolio SAN RAFAEL, CA 174,265174.3k $5.4m $5.4m 2.49% Reduced -4.5k -4,547
2 Valtinson Bruner Financial Planning LLC 2.10% of their portfolio NEW BRIGHTON, MN 158,424158.4k $4.9m $4.9m 2.10% Reduced -3.8k -3,772
3 Spectrum Investment Advisors, Inc. 3.42% of their portfolio MEQUON, WI 148,657148.7k $4.6m $4.6m 3.42% Added +2.2k +2,241
4 Tradition Wealth Management, LLC 0.47% of their portfolio EDINA, MN 147,953148.0k $4.6m $4.6m 0.47% New
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 146,830146.8k $4.6m $4.6m 0.01% Reduced -328.7k -328,700
6 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 121,158121.2k $3.8m $3.8m 0.01% Added +85.8k +85,815
7 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 119,215119.2k $3.7m $3.7m 0.07% Added +108.7k +108,704
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 107,052107.1k $3.3m $3.3m 0.01% Reduced -74.1k -74,146
9 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 81,57881.6k $2.5m $2.5m 0.02% Added +13.6k +13,634
10 LINCOLN NATIONAL CORP 0.04% of their portfolio RADNOR, PA 77,94877.9k $2.4m $2.4m 0.04% Reduced -2.0k -2,009
11 Forvis Mazars Wealth Advisors, LLC 0.05% of their portfolio Springfield, MO 61,85461.9k $1.9m $1.9m 0.05% Reduced -4.9k -4,936
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 49,51149.5k $1.5m $1.5m 0.01% Added +27.5k +27,509
13 Stegent Equity Advisors, Inc. 1.25% of their portfolio HOUSTON, TX 39,54039.5k $1.2m $1.2m 1.25% Reduced -21.9k -21,948
14 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 37,43537.4k $1.2m $1.2m 0.00% Added +2.3k +2,252
15 CWM, LLC 0.01% of their portfolio OMAHA, NE 36,51036.5k $1.1m $1.1m 0.01% Added +1.8k +1,831
16 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 36,37836.4k $1.1m $1.1m 0.00% Added +24.8k +24,750
17 HBW ADVISORY SERVICES LLC 0.19% of their portfolio SIMI VALLEY, CA 33,99234.0k $992.0k $992.0k 0.19% Unchanged
18 SageView Advisory Group, LLC 0.05% of their portfolio Newport Beach, CA 30,74830.7k $906.0k $906.0k 0.05% Reduced -71.1k -71,075
19 Pillar Wealth Advisors, LLC 0.72% of their portfolio WESTTOWN, PA 30,62130.6k $954.1k $954.1k 0.72% Unchanged
20 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 30,51730.5k $950.9k $950.9k 0.01% Reduced -4.1k -4,100
21 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 27,76027.8k $865.0k $865.0k 0.04% Reduced -279 -279
22 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 27,51427.5k $857.3k $857.3k 0.02% Reduced -9.6k -9,580
23 Prairie Wealth Advisors, Inc. 0.37% of their portfolio OMAHA, NE 25,31325.3k $788.8k $788.8k 0.37% First filing
24 Diligent Investors, LLC 0.20% of their portfolio REDLANDS, CA 25,24825.2k $786.7k $786.7k 0.20% Unchanged
25 WEALTH ALLIANCE, LLC 0.09% of their portfolio MELLVILLE, NY 22,23122.2k $692.7k $692.7k 0.09% Unchanged
26 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 19,80319.8k $617.1k $617.1k 0.05% Reduced -1.2k -1,195
27 Fragasso Financial Advisors Inc 0.05% of their portfolio SEWICKLEY, PA 19,24119.2k $599.5k $599.5k 0.05% Reduced -750 -750
28 CORRADO ADVISORS, LLC 0.38% of their portfolio RAMSEY, NJ 18,54218.5k $577.8k $577.8k 0.38% Reduced -568 -568
29 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 18,12818.1k $565.0k $565.0k 0.00% Added +655 +655
30 DHJJ Financial Advisors, Ltd. 0.25% of their portfolio NAPERVILLE, IL 17,88117.9k $557.2k $557.2k 0.25% Reduced -600 -600
31 Compass Advisory Group LLC 0.24% of their portfolio MELVILLE, NY 17,21017.2k $536.3k $536.3k 0.24% Unchanged
32 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,07617.1k $532.1k $532.1k 0.00% Reduced -817 -817
33 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 16,61616.6k $517.8k $517.8k 0.00% Added +5.7k +5,674
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 15,10415.1k $470.6k $470.6k 0.00% Reduced -2.2k -2,190
35 Clear Point Advisors Inc. 0.38% of their portfolio MELVILLE, NY 14,65214.7k $456.6k $456.6k 0.38% Unchanged
36 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 14,19314.2k $442.3k $442.3k 0.04% Unchanged
37 My Personal CFO, LLC 0.25% of their portfolio VANCOUVER, WA 13,73113.7k $427.9k $427.9k 0.25% Unchanged
38 Donald L. Hagan, LLC 0.22% of their portfolio Sarasota, FL 13,63613.6k $424.9k $424.9k 0.22% Reduced -98.8k -98,822
39 Straight Path Wealth Management 0.23% of their portfolio Jenison, MI 13,34013.3k $415.7k $415.7k 0.23% Unchanged
40 Weaver Consulting Group 0.14% of their portfolio HUNTINGTON BEACH, CA 12,29412.3k $383.1k $383.1k 0.14% Unchanged
41 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 12,26412.3k $382.1k $382.1k 0.02% Reduced -820 -820
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 11,97112.0k $373.0k $373.0k 0.00% Reduced -1.6k -1,643
43 Main Street Financial Solutions, LLC 0.04% of their portfolio NEWTOWN, PA 11,95011.9k $372.4k $372.4k 0.04% Unchanged
44 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 11,91911.9k $371.4k $371.4k 0.01% Reduced -370 -370
45 Financial Network Wealth Advisors LLC 0.37% of their portfolio MURRAY, UT 11,91911.9k $371.4k $371.4k 0.37% Reduced -370 -370
46 Long Island Wealth Management, Inc. 0.26% of their portfolio MELVILLE, NY 11,89011.9k $370.0k $370.0k 0.26% Unchanged
47 Epic Trust Investment Advisors, LLC 0.44% of their portfolio RICHLAND, WA 11,34511.3k $353.5k $353.5k 0.44% Unchanged
48 Wealthspire Retirement, LLC 0.03% of their portfolio ALISO VIEJO, CA 10,96911.0k $341.8k $341.8k 0.03% New
49 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 10,80010.8k $336.5k $336.5k 0.01% Reduced -3.3k -3,275
50 Archer Investment Corp 0.10% of their portfolio Carmel, IN 10,49210.5k $326.9k $326.9k 0.10% Unchanged
51 ACAS, LLC 0.31% of their portfolio RANCHO SANTA FE, CA 10,16110.2k $316.6k $316.6k 0.31% Added +293 +293
52 BCS Wealth Management 0.10% of their portfolio JOHNSON CITY, TN 9,5629.6k $298.0k $298.0k 0.10% Reduced -38 -38
53 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 9,2039.2k $286.8k $286.8k 0.01% Reduced -3.9k -3,866
54 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 8,2008.2k $255.5k $255.5k 0.00% Unchanged
55 Sunbelt Securities, Inc. 0.03% of their portfolio HOUSTON, TX 7,7837.8k $242.5k $242.5k 0.03% Reduced -3.1k -3,135
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,6787.7k $241.0k $241.0k 0.00% Reduced -6.5k -6,478
57 Cardinal Point Capital Management ULC 0.04% of their portfolio TORONTO, A6 7,3607.4k $229.3k $229.3k 0.04% Unchanged
58 FSA Advisors, Inc. 0.24% of their portfolio TROY, MI 7,2517.3k $225.9k $225.9k 0.24% Unchanged
59 PFG Advisors 0.02% of their portfolio Phoenix, AZ 6,7886.8k $211.5k $211.5k 0.02% Reduced -3.5k -3,450
60 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 4,1484.1k $129.3k $129.3k 0.00% Unchanged
61 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,8003.8k $118.4k $118.4k 0.00% Unchanged
62 Sugarloaf Wealth Management, LLC 0.02% of their portfolio DULUTH, GA 3,2583.3k $101.5k $101.5k 0.02% Unchanged
63 TFO Wealth Partners, LLC 0.02% of their portfolio MAUMEE, OH 2,9302.9k $91.3k $91.3k 0.02% Unchanged
64 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,5852.6k $80.5k $80.5k 0.00% New
65 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,5832.6k $80.5k $80.5k 0.00% Unchanged
66 Global Trust Asset Management, LLC 0.03% of their portfolio PALM BEACH GARDENS, FL 2,0002.0k $62.3k $62.3k 0.03% Added +1.2k +1,200
67 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,1191.1k $34.9k $34.9k 0.00% Unchanged
68 PFS Partners, LLC 0.02% of their portfolio MINE HILL, NJ 782782 $24.4k $24.4k 0.02% Reduced -413.4k -413,402
69 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 512512 $16.0k $16.0k 0.00% Unchanged
70 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 411411 $12.8k $12.8k 0.00% Reduced -24 -24
71 Joseph Group Capital Management 0.01% of their portfolio COLUMBUS, OH 400400 $12.5k $12.5k 0.01% New
72 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 138138 $4.3k $4.3k 0.00% Unchanged
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged